Investment Advisers Act

Sierra Income Corporation Announces Q3 2019 Distributions

Retrieved on: 
Tuesday, July 30, 2019
Professional services, Finance, Economy, Finance, Money, Tel Aviv Stock Exchange, Investment Advisers Act, Investment fund, Sierra Income Corporation, SIC Advisors LLC

Sierra is externally managed by SIC Advisors LLC, which is an investment adviser registered under the Investment Advisers Act of 1940, as amended.

Key Points: 
  • Sierra is externally managed by SIC Advisors LLC, which is an investment adviser registered under the Investment Advisers Act of 1940, as amended.
  • For additional information, please visit Sierra Income Corporation at www.sierraincomecorp.com .
  • Medleys national direct origination franchise is a premier provider of capital to the middle market in the U.S. Medley has $4.7 billion of assets under management in two business development companies, Medley Capital Corporation (NYSE: MCC) (TASE: MCC) and Sierra Income Corporation, a credit interval fund, Sierra Total Return Fund (NASDAQ:SRNTX) and several private investment vehicles.
  • This is not an offer or a solicitation of an offer to buy any securities of Sierra Income Corporation.

THL Credit Schedules Second Quarter 2019 Earnings Release and Conference Call

Retrieved on: 
Tuesday, July 9, 2019
Economy, 76th United States Congress, Financial history of the United States, Investment Advisers Act, Financial adviser, Finance

BOSTON, July 9, 2019 /PRNewswire/ -- THL Credit, Inc. (NASDAQ: TCRD) (the "Company"), announced today that it will report its financial results for the second fiscal quarter ended June 30, 2019 after the market closes on Thursday, August 8, 2019.

Key Points: 
  • BOSTON, July 9, 2019 /PRNewswire/ -- THL Credit, Inc. (NASDAQ: TCRD) (the "Company"), announced today that it will report its financial results for the second fiscal quarter ended June 30, 2019 after the market closes on Thursday, August 8, 2019.
  • The Company will host a conference call to discuss these results and its business outlook on Friday, August 9, 2019, at 10:30 a.m. Eastern Time.
  • The Company will also broadcast the conference call live via the Investor Relations section of its website at www.THLCreditBDC.com .
  • The Company's investment activities are managed by THL Credit Advisors LLC, an investment adviser registered under the Investment Advisers Act of 1940.

THL Credit Schedules Second Quarter 2019 Earnings Release and Conference Call

Retrieved on: 
Tuesday, July 9, 2019
Economy, 76th United States Congress, Financial history of the United States, Investment Advisers Act, Financial adviser, Finance

BOSTON, July 9, 2019 /PRNewswire/ -- THL Credit, Inc. (NASDAQ: TCRD) (the "Company"), announced today that it will report its financial results for the second fiscal quarter ended June 30, 2019 after the market closes on Thursday, August 8, 2019.

Key Points: 
  • BOSTON, July 9, 2019 /PRNewswire/ -- THL Credit, Inc. (NASDAQ: TCRD) (the "Company"), announced today that it will report its financial results for the second fiscal quarter ended June 30, 2019 after the market closes on Thursday, August 8, 2019.
  • The Company will host a conference call to discuss these results and its business outlook on Friday, August 9, 2019, at 10:30 a.m. Eastern Time.
  • The Company will also broadcast the conference call live via the Investor Relations section of its website at www.THLCreditBDC.com .
  • The Company's investment activities are managed by THL Credit Advisors LLC, an investment adviser registered under the Investment Advisers Act of 1940.

Private Advisor Group Named to 2019 Financial Times 300 Top Registered Investment Advisers

Retrieved on: 
Monday, July 8, 2019
Economy, Finance, Money, Brokerage firms, Financial advisors, Financial adviser, Registered Investment Adviser, Broker-dealer, Advisor Group, Financial Times, Adviser, Investment Advisers Act

MORRISTOWN, N.J., July 8, 2019 /PRNewswire/ --Private Advisor Group is pleased to announce it has been named to the 2019 edition of the Financial Times 300 Top Registered Investment Advisers.

Key Points: 
  • MORRISTOWN, N.J., July 8, 2019 /PRNewswire/ --Private Advisor Group is pleased to announce it has been named to the 2019 edition of the Financial Times 300 Top Registered Investment Advisers.
  • The FT 300 is one in series of rankings of top advisers by the Financial Times, including the FT 401 (DC retirement plan advisers) and the FT 400 (broker-dealer advisers).
  • The Financial Times 300 Top Registered Investment Advisers is an independent listing produced annually by the Financial Times (June 2019).
  • Neither the RIA firms nor their employees pay a fee to The Financial Times in exchange for inclusion in the FT 300.

FormulaFolios Named a Financial Times 300 Top Registered Investment Adviser for 2019

Retrieved on: 
Tuesday, July 2, 2019
Finance, Accounting, Professional services, Other Professional Services, Economy, Financial advisors, Finance, Financial services, Registered Investment Adviser, Financial adviser, Adviser, RIA, Investment Advisers Act, Focus Financial Partners, FormulaFolios, the Financial Times 300 Top Registered Investment Advisors

FormulaFolio Investments, LLC is proud to announce that it has been named to the 2019 edition of the Financial Times 300 Top Registered Investment Advisers.

Key Points: 
  • FormulaFolio Investments, LLC is proud to announce that it has been named to the 2019 edition of the Financial Times 300 Top Registered Investment Advisers.
  • FormulaFolios is a Registered Investment Advisor (RIA) that uses money management algorithms to eliminate emotion from the investment processes and empower financial advisors to better serve their clients.
  • The Financial Times 300 Top Registered Investment Advisers is an independent listing produced annually by the Financial Times (June 2019).
  • Neither the RIA firms nor their employees pay a fee to The Financial Times in exchange for inclusion in the FT 300.

Avalon Investment & Advisory Named to 2019 Financial Times 300 Top Registered Investment Advisers

Retrieved on: 
Thursday, June 27, 2019
Finance, Economy, Financial services, Financial advisors, Financial adviser, Registered Investment Adviser, Financial Times, UBS, Investment Advisers Act

HOUSTON, June 27, 2019 /PRNewswire/ --Avalon Investment & Advisory is pleased to announce that it has been named to the 2019 edition of the Financial Times 300 Top Registered Investment Advisers.

Key Points: 
  • HOUSTON, June 27, 2019 /PRNewswire/ --Avalon Investment & Advisory is pleased to announce that it has been named to the 2019 edition of the Financial Times 300 Top Registered Investment Advisers.
  • This is the sixth annual FT 300 list, produced independently by the Financial Times in collaboration withIgnites Research, a subsidiary of the FT that provides business intelligence on the asset management industry.
  • The FT 300 is one in a series of rankings of top advisers by the Financial Times, including the FT 401 (DC retirement plan advisers) and the FT 400 (broker-dealer advisers).
  • Avalon Investment & Advisory is a Texas-based independent registered investment adviser offering proprietary investment management and financial advice for individuals, families and institutions.

RMB Capital Recognized in 2019 Financial Times 300 Top Registered Investment Advisers

Retrieved on: 
Thursday, June 27, 2019
Finance, Consulting, Banking, Professional services, Finance, Financial services, Economy, Financial adviser, Registered Investment Adviser, Financial Times, UBS, Guosen Securities, Investment Advisers Act, RMB Wealth Management, RMB Capital

RMB Capital (RMB), an independent investment advisory firm with approximately $9.4 billion in assets under management,1 announced that it has been included in the 2019 edition of the Financial Times 300 Top Registered Investment Advisers.

Key Points: 
  • RMB Capital (RMB), an independent investment advisory firm with approximately $9.4 billion in assets under management,1 announced that it has been included in the 2019 edition of the Financial Times 300 Top Registered Investment Advisers.
  • Since 2014, the Financial Times has compiled its FT 300 in collaboration with its subsidiary Ignites Research, which provides business intelligence on the asset management industry.
  • And its wonderful when the work were already doingrelated to client service, financial planning, investment management, and business operationsgenerates results that are recognized by a renowned publication like the Financial Times.
  • The Financial Times 300 Top Registered Investment Advisers is an independent listing produced annually by the Financial Times (June 2019).

Churchill Management Group Named to 2019 Financial Times 300 Top Registered Advisers

Retrieved on: 
Thursday, June 27, 2019
Economy, Financial services, Finance, Financial adviser, Registered Investment Adviser, Investment Advisers Act

LOS ANGELES, June 27, 2019 /PRNewswire/ --For the second year in a row, Churchill Management Group has been named to the 2019 edition of the Financial Times 300 Top Registered Investment Advisers*.

Key Points: 
  • LOS ANGELES, June 27, 2019 /PRNewswire/ --For the second year in a row, Churchill Management Group has been named to the 2019 edition of the Financial Times 300 Top Registered Investment Advisers*.
  • In compiling its list of elite RIA firms, Financial Times evaluated firms based on their assets under management growth, years in existence, industry credentials of advisers, and compliance records.
  • *2019 FINANCIAL TIMES 300 TOP REGISTERED INVESTMENT ADVISERS ranking is for Churchill Management Group ("CMG").
  • The Financial Times 300 Top Registered Investment Advisers is an independent listing produced annually by the Financial Times (June 2019).

Bailard Named to Financial Times’ ‘300 Top Registered Investment Advisers’ for Third Consecutive Year

Retrieved on: 
Thursday, June 27, 2019
Human resources, Finance, Consulting, Banking, Professional services, Small business, Other Professional Services, Economy, Finance, Money, Financial adviser, Registered Investment Adviser, Broker-dealer, Financial Times, Investment Advisers Act, Bailard Inc., the Financial Times 300 Top Registered Investment Advisors

Bailard is pleased to announce it has been named to the 2019 edition of the Financial Times 300 Top Registered Investment Advisers for the third consecutive year.

Key Points: 
  • Bailard is pleased to announce it has been named to the 2019 edition of the Financial Times 300 Top Registered Investment Advisers for the third consecutive year.
  • The FT 300 is one in a series of rankings of top advisers by the Financial Times, including the FT 401 (DC retirement plan advisers) and the FT 400 (broker-dealer advisers).
  • The application of various environmental, social and governance screens may result in the exclusion of securities that might otherwise merit investment, potentially adversely affecting performance
    The Financial Times 300 Top Registered Investment Advisers is an independent listing produced annually by the Financial Times (June 2019).
  • Neither the RIA firms nor their employees pay a fee to The Financial Times in exchange for inclusion in the FT 300.

OFS Credit Company Announces Second Quarter 2019 Financial Results

Retrieved on: 
Tuesday, June 18, 2019
Professional services, Banking, Finance, Funds, Financial law, Finance, Economy, Money, Specialized investment fund, Investment Advisers Act, Financial risk, Dexion Absolute, Applicable margin reset

OFS Credit Company, Inc.is a non-diversified, externally managed closed-end management investment company.

Key Points: 
  • OFS Credit Company, Inc.is a non-diversified, externally managed closed-end management investment company.
  • The Companys investment objective is to generate current income, with a secondary objective to generate capital appreciation primarily through investment in collateralized loan obligation (CLO) equity and debt securities.
  • The Company's investment activities are managed by OFS Capital Management, LLC, an investment adviser registered under the Investment Advisers Act of 1940, as amended, and headquartered inChicago, Illinoiswith additional offices inNew YorkandLos Angeles.
  • As a result of such risks, uncertainties and factors, actual results may differ materially from any future results, performance or achievements discussed in or implied by the forward-looking statements contained herein.