Broker-dealer

US Capital Global Securities Receives Large Endowment into Recently Launched $100MM Global Lending Fund

Friday, August 7, 2020 - 3:25pm

San Francisco, California, Aug. 07, 2020 (GLOBE NEWSWIRE) -- US Capital Global Securities , an affiliate of US Capital Global,has received a significant endowment from a philanthropic organization into its recently launched US Capital Global Lending LLC (the Fund).

Key Points: 
  • San Francisco, California, Aug. 07, 2020 (GLOBE NEWSWIRE) -- US Capital Global Securities , an affiliate of US Capital Global,has received a significant endowment from a philanthropic organization into its recently launched US Capital Global Lending LLC (the Fund).
  • All private placements, securities, and other related services are offered by the groups FINRA -registered broker-dealer affiliate, US Capital Global Securities LLC.
  • We are immensely pleased to announce the recent launch of US Capital Global Lending LLC, said Charles Towle , CEO at US Capital Global Securities.
  • US Capital Global Securities LLC is the FINRA -registered broker-dealer division of US Capital Global that acts as placement agent for growth-stage companies, projects, and investment funds.

OTC Markets Group Announces Second Quarter Earnings Conference Call and Webcast

Wednesday, August 5, 2020 - 9:00pm

NEW YORK, Aug. 5, 2020 /PRNewswire/ -- OTC Markets Group Inc. (OTCQX: OTCM) today announced it will report its financial results for the second quarter ended June 30, 2020, after the close of the U.S. capital markets on Wednesday, August 12, 2020.

Key Points: 
  • NEW YORK, Aug. 5, 2020 /PRNewswire/ -- OTC Markets Group Inc. (OTCQX: OTCM) today announced it will report its financial results for the second quarter ended June 30, 2020, after the close of the U.S. capital markets on Wednesday, August 12, 2020.
  • In addition, the Company will host a conference call and webcast on Thursday, August 13, 2020, at 8:30 a.m. Eastern Time, during which management will discuss the financial results in further detail.
  • Through OTC Link ATS and OTC Link ECN, we connect a diverse network of broker-dealers that provide liquidity and execution services.
  • OTC Link ATS and OTC Link ECN are SEC regulated ATSs, operated by OTC Link LLC, member FINRA/SIPC.

Vivek Tandon of EB5 BRICS joins Sequence Financial Specialists for EB-5 and E-2 Visa Investments, Real Estate Investments, and U.S. Business Advisory Services during COVID

Wednesday, August 5, 2020 - 1:38pm

LOS ANGELES, Aug. 5, 2020 /PRNewswire/ --After careful review and screening, EB5 BRICS has chosen to associate with Sequence Financial Specialists, LLC ("Sequence") through the association of certain individuals who are registered with Sequence.

Key Points: 
  • LOS ANGELES, Aug. 5, 2020 /PRNewswire/ --After careful review and screening, EB5 BRICS has chosen to associate with Sequence Financial Specialists, LLC ("Sequence") through the association of certain individuals who are registered with Sequence.
  • Sequence is headquartered in Charleston, South Carolina and is a Boutique Investment Banking Firm and Managing Broker-Dealer (Member FINRA / SIPC ) for Alternative Investments including EB-5 and E-2.
  • Further, through Sequence, foreign investors and companies will have access to advisory services that help prepare individuals and businesses for access to capital, restructuring, as well as merger and/or acquisition opportunities.
  • Sequence can arrange private equity transactions and leverage their experience to provide clients with strategic counsel with a comprehensive range of services for both Buy-side and Sell-side transactions.

JST Capital expands Teams in the U.S. and Asia

Wednesday, August 5, 2020 - 1:00pm

JST Capital has recently added Chris Hermida and Zach Bruch to co-Head their Business Development OTC team to drive the expansion of their client base.

Key Points: 
  • JST Capital has recently added Chris Hermida and Zach Bruch to co-Head their Business Development OTC team to drive the expansion of their client base.
  • Prior to joining JST, Hermida served in a number of roles at the crypto firm Circle, beginning in 2014, before joining the firms trading desk in 2017.
  • Dmitry Gekhtman joins the JST Capital team as head of its Quantitative Trading desk.
  • JST Capital is a global digital asset financial services firm servicing institutional investors, blockchain companies, banks and broker dealers.

OSS Discusses Edge Computing and AI on the Fly® in Noble Capital Markets Video Interview

Monday, August 3, 2020 - 1:31pm

ESCONDIDO, Calif., Aug. 03, 2020 (GLOBE NEWSWIRE) -- One Stop Systems, Inc. (Nasdaq: OSS), a leader in specialized high-performance edge computing, has been featured in Noble Capital Markets C-Suite Interview Series, presented by Channelchek .

Key Points: 
  • ESCONDIDO, Calif., Aug. 03, 2020 (GLOBE NEWSWIRE) -- One Stop Systems, Inc. (Nasdaq: OSS), a leader in specialized high-performance edge computing, has been featured in Noble Capital Markets C-Suite Interview Series, presented by Channelchek .
  • Noble Capital Markets senior equity analyst, Joe Gomes, interviewed the new president and CEO of One Stop Systems, David Raun.
  • The video interview is available today on Channelchek by clicking here .
  • Research on Channelchek is provided by Noble Capital Markets, Inc., an SEC / FINRA registered broker-dealer since 1984.

LPL Financial Welcomes Cashman Consulting

Monday, August 3, 2020 - 2:00pm

CHARLOTTE, N.C., Aug. 03, 2020 (GLOBE NEWSWIRE) -- LPL Financial LLC (Nasdaq:LPLA), a leading retail investment advisory firm, independent broker-dealer and registered investment advisor (RIA) custodian, today announced that Cashman Consulting has joined LPL Financials broker-dealer and corporate registered investment advisor (RIA) platforms, leveraging LPL as custodian.

Key Points: 
  • CHARLOTTE, N.C., Aug. 03, 2020 (GLOBE NEWSWIRE) -- LPL Financial LLC (Nasdaq:LPLA), a leading retail investment advisory firm, independent broker-dealer and registered investment advisor (RIA) custodian, today announced that Cashman Consulting has joined LPL Financials broker-dealer and corporate registered investment advisor (RIA) platforms, leveraging LPL as custodian.
  • Cashman Consulting turned to LPL for additional resources, including access to integrated technology, economic strategists and research to enhance their client experience.
  • LPL Financial ( https://www.lpl.com ) is a leader in the retail financial advice market and the nations largest independent broker-dealer**.
  • Cashman Consulting and LPL Financial are separate entities.

Virtual is the Theme for 2020 at The Investment Center, Inc.

Monday, August 3, 2020 - 2:00pm

The inaugural TIC Virtual Summit kicked off with an economic update from the renowned economist and Professor of Finance at the Wharton School, Jeremy Siegel.

Key Points: 
  • The inaugural TIC Virtual Summit kicked off with an economic update from the renowned economist and Professor of Finance at the Wharton School, Jeremy Siegel.
  • The Investment Center has held seven TIC Talk sessions with Home Office staff members so far since April.
  • Lookingat the remainder of 2020, the firm is planning to host a second Virtual Summit in October and continue the TIC Talk series.
  • Established in 1986, The Investment Center, Inc. is an independent broker-dealer with over $8.6 billion in assets under management.

Wells Fargo Closed-End Funds Declare Monthly Distributions

Friday, July 31, 2020 - 9:37pm

These funds make distributions in accordance with a managed distribution plan that provides for the declaration of monthly distributions to common shareholders of the fund at an annual minimum fixed rate of 8% for the Wells Fargo Income Opportunities Fund, 9% for the Wells Fargo Multi-Sector Income Fund and 7.5% for the Wells Fargo Utilities and High Income Fund based on the funds average monthly net asset value (NAV) per share over the prior 12 months.

Key Points: 
  • These funds make distributions in accordance with a managed distribution plan that provides for the declaration of monthly distributions to common shareholders of the fund at an annual minimum fixed rate of 8% for the Wells Fargo Income Opportunities Fund, 9% for the Wells Fargo Multi-Sector Income Fund and 7.5% for the Wells Fargo Utilities and High Income Fund based on the funds average monthly net asset value (NAV) per share over the prior 12 months.
  • Wells Fargo Asset Management (WFAM) is the trade name for certain investment advisory/management firms owned by Wells Fargo & Company.
  • These firms include but are not limited to Wells Capital Management Incorporated and Wells Fargo Funds Management, LLC.
  • Certain products managed by WFAM entities are distributed by Wells Fargo Funds Distributor, LLC (a broker-dealer and Member FINRA).

Private Advisor Group Named to 2020 Financial Times 300 Top Registered Investment Advisers

Friday, July 31, 2020 - 2:36pm

MORRISTOWN, N.J., July 31, 2020 /PRNewswire/ -- Private Advisor Group (PAG), recognized as one of the 200 fastest-growing Registered Investment Advisors in the U.S.*, has been named to the 2020 edition of the Financial Times 300 Top Registered Investment Advisers.

Key Points: 
  • MORRISTOWN, N.J., July 31, 2020 /PRNewswire/ -- Private Advisor Group (PAG), recognized as one of the 200 fastest-growing Registered Investment Advisors in the U.S.*, has been named to the 2020 edition of the Financial Times 300 Top Registered Investment Advisers.
  • "We are thrilled to be named once again on the list of top RIA firms in the U.S.," said John Hyland, managing director and co-founder, Private Advisor Group.
  • The FT 300 is one in a series of rankings of top advisers by the Financial Times, including the FT 401 (D.C. retirement plan advisers) and the FT 400 (broker-dealer advisers).
  • The Financial Times 300 Top Registered Investment Advisers is an independent listing produced annually by Ignites Research, a division of Money-Media, Inc., on behalf of the Financial Times (July 2020).

Campbell Wealth Management Named to 2020 Financial Times 300 Top Registered Investment Advisers

Friday, July 31, 2020 - 2:30pm

ALEXANDRIA, Va., July 31, 2020 (GLOBE NEWSWIRE) -- Campbell Wealth Management is pleased to announce it has been named to the 2020 edition of the Financial Times 300 Top Registered Investment Advisers.

Key Points: 
  • ALEXANDRIA, Va., July 31, 2020 (GLOBE NEWSWIRE) -- Campbell Wealth Management is pleased to announce it has been named to the 2020 edition of the Financial Times 300 Top Registered Investment Advisers.
  • This is the seventh annual FT 300 list, produced independently by Ignites Research, a division of Money-Media, Inc., on behalf of the Financial Times.
  • The FT 300 is one in series of rankings of top advisers by the Financial Times, including the FT 401 (DC retirement plan advisers) and the FT 400 (broker-dealer advisers).
  • Campbell Wealth Management is a registered investment advisor that provides retirement planning services to individuals approaching or in retirement.