Financial adviser

Patriot One Releases Fourth Quarter and Year-end Results

Friday, October 22, 2021 - 12:01am

TORONTO, Oct. 21, 2021 (GLOBE NEWSWIRE) -- Patriot One Technologies Inc.(TSX: PAT) (OTCQX: PTOTF) (FRANKFURT: 0PL) (Patriot One or the Company), a technology-leading threat detection and patron screening solutions developer, is pleased to announce its fourth quarter and annual financial results for the year ended July 31, 2021.

Key Points: 
  • TORONTO, Oct. 21, 2021 (GLOBE NEWSWIRE) -- Patriot One Technologies Inc.(TSX: PAT) (OTCQX: PTOTF) (FRANKFURT: 0PL) (Patriot One or the Company), a technology-leading threat detection and patron screening solutions developer, is pleased to announce its fourth quarter and annual financial results for the year ended July 31, 2021.
  • With this momentum, I am very optimistic and believe we are well-positioned to deliver a strong fiscal 2022.
  • Revenue was $0.3 million for the fourth quarter ended July 31, 2021 as compared to $0.4 million for the same period in 2020.
  • Net loss from operations decreased from $5.6 million in the fourth quarter ended July 31, 2020 to $3.1 million in the fourth quarter ended July 31, 2021.

Federated Hermes, Inc. ESG survey reveals increased importance of issues in addition to environment in wake of social unrest and global pandemic

Thursday, October 21, 2021 - 11:16pm

The 2021 Federated Hermes ESG Investing Survey underscores the continuing importance of ESG initiatives as 95% of financial advisors said that their clients have asked them about ESG or responsible investing, up from 90% in 2020.

Key Points: 
  • The 2021 Federated Hermes ESG Investing Survey underscores the continuing importance of ESG initiatives as 95% of financial advisors said that their clients have asked them about ESG or responsible investing, up from 90% in 2020.
  • "ESG is increasingly important for investment professionals as their clients, boards and investment committees are asking for more insights and options.
  • "Evolving investor viewpoints highlight the continued importance of monitoring ESG-related considerations and their potential impact on investment opportunities and risks."
  • Headquartered in Pittsburgh, Federated Hermes' nearly 2,000 employees include those in London, New York, Boston and offices worldwide.

MFDA announces disciplinary proceeding in respect of Erich Juillet

Thursday, October 21, 2021 - 10:23pm

TORONTO, Oct. 21, 2021 /CNW/ -The Mutual Fund Dealers Association of Canada (the "MFDA") has commenced disciplinary proceedings in respect of Erich Gilles Juillet (the "Respondent").

Key Points: 
  • TORONTO, Oct. 21, 2021 /CNW/ -The Mutual Fund Dealers Association of Canada (the "MFDA") has commenced disciplinary proceedings in respect of Erich Gilles Juillet (the "Respondent").
  • Allegation #3: On or about February 6, 2018, the Respondent provided a false or misleading statement to the Member in response to a Member supervisory inquiry, contrary to MFDA Rule 2.1.1.
  • A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca .
  • For more information about the MFDA's complaint and enforcement processes, as well as links to 'Check an Advisor' and other Investor Tools, visit the For Investors page on the MFDA website.

Ecofin Announces that EBLU Wins ESG/Impact ETF of the Year at 2021 Mutual Fund Industry & ETF Awards

Thursday, October 21, 2021 - 9:30pm

Ecofin is proud to announce that Ecofin Global Water ESG Fund (EBLU) was named ESG/Impact ETF of the Year at Fund Intelligences 2021 Mutual Fund Industry & ETF Awards Ceremony.

Key Points: 
  • Ecofin is proud to announce that Ecofin Global Water ESG Fund (EBLU) was named ESG/Impact ETF of the Year at Fund Intelligences 2021 Mutual Fund Industry & ETF Awards Ceremony.
  • Source: Mutual Fund Industry & ETF Awards 2021.
  • The asset manager sales, marketing and leadership awards and the fund director awards are adjudicated by a panel of industry experts convened by the Fund Intelligence and Fund Directions editorial teams.
  • Investment in the water infrastructure and management industry may significantly affect the value of the shares of the fund.

State Street Announces Chief Financial Officer to Participate in the BancAnalysts Association of Boston Conference

Thursday, October 21, 2021 - 9:30pm

State Street Corporation (NYSE:STT) announced today that its Chief Financial Officer, Eric Aboaf, will participate in the BancAnalysts Association of Boston Conference on Thursday, November 4, 2021 at 2:40 PM ET.

Key Points: 
  • State Street Corporation (NYSE:STT) announced today that its Chief Financial Officer, Eric Aboaf, will participate in the BancAnalysts Association of Boston Conference on Thursday, November 4, 2021 at 2:40 PM ET.
  • The webcast of the event will be accessible on State Streets Investor Relations home page at investors.statestreet.com .
  • State Street Corporation (NYSE: STT) is one of the world's leading providers of financial services to institutional investors including investment servicing, investment management and investment research and trading.
  • SSGA FD and State Street Global Advisors are affiliated.

Greenidge Generation Announces Comprehensive Expansion Plans

Thursday, October 21, 2021 - 9:23pm

DRESDEN, N.Y., Oct. 21, 2021 /PRNewswire/ --Greenidge Generation Holdings Inc. (NASDAQ: GREE) ("Greenidge") today announced new details regarding its plans to significantly expand beyond its current site in the State of New York.

Key Points: 
  • DRESDEN, N.Y., Oct. 21, 2021 /PRNewswire/ --Greenidge Generation Holdings Inc. (NASDAQ: GREE) ("Greenidge") today announced new details regarding its plans to significantly expand beyond its current site in the State of New York.
  • The expansion plans announced today, once developed, would provide Greenidge with the redundancy to absorb Dresden's current and planned mining capacity at other locations, if necessary.
  • Greenidge intends to finance its expansion plans with cash on hand, including the proceeds of its recent $55.2 million senior notes offering, as well as operating cash flow.
  • About Greenidge Generation Holdings Inc.
    Greenidge Generation Holdings Inc. (NASDAQ: GREE ) is a vertically integrated bitcoin mining and power generation company.

Hamilton ETFs Announces Monthly Distributions for October 2021

Thursday, October 21, 2021 - 9:00pm

Calculated using the October 20, 2021 net asset value per unit for each ETF, which is available at www.hamiltonetfs.com .

Key Points: 
  • Calculated using the October 20, 2021 net asset value per unit for each ETF, which is available at www.hamiltonetfs.com .
  • About Hamilton Capital Partners Inc. (Hamilton ETFs)
    Hamilton ETFs is a Canadian investment manager specializing in the global financial services sector.
  • Hamilton ETFs is also an active commentator on the global financial services sector; the firms most recent Insights can be found at www.hamiltonetfs.com/insights-commentary .
  • Commissions, trailing commissions, management fees and expenses all may be associated with an investment in exchange traded funds (ETFs).

Enforcement Notice - Hearing - IIROC to Hold Disciplinary Hearing for Milan Plentai

Thursday, October 21, 2021 - 7:00pm

ST. CATHARINES, ON, Oct. 21, 2021 /CNW/ - A hearing has been scheduled before a Hearing Panel of the Investment Industry Regulatory Organization of Canada (IIROC) in the matter of Milan Plentai.

Key Points: 
  • ST. CATHARINES, ON, Oct. 21, 2021 /CNW/ - A hearing has been scheduled before a Hearing Panel of the Investment Industry Regulatory Organization of Canada (IIROC) in the matter of Milan Plentai.
  • Further, in accepting payments from the client, Mr. Plentai directed the client to make cheques payable to his spouse instead of himself.
  • The Notice of Hearing and Statement of Allegations which sets out the allegations is available at:
    All information about disciplinary proceedings relating to current and former member firms is available in the Enforcement section of the IIROC website.
  • IIROC also sets and enforces market integrity rules regarding trading activity on Canadian debt and equity marketplaces.

Enforcement Notice - Decision - IIROC Sanctions former Montréal Investment Advisor Michael Small

Thursday, October 21, 2021 - 7:00pm

MONTRAL, Oct. 21, 2021 /CNW/ -On October 14, 2021, a Hearing Panel of the Investment Industry Regulatory Organization of Canada (IIROC) accepted a Settlement Agreement, with sanctions, between IIROC staff and Michael Small.

Key Points: 
  • MONTRAL, Oct. 21, 2021 /CNW/ -On October 14, 2021, a Hearing Panel of the Investment Industry Regulatory Organization of Canada (IIROC) accepted a Settlement Agreement, with sanctions, between IIROC staff and Michael Small.
  • The Settlement Agreement is available at: SMALL, Michael Settlement Agreement
    IIROC formally initiated the investigation into Mr. Small's conduct in March 2020.
  • IIROC is the pan-Canadian self-regulatory organization that oversees all investment dealers and their trading activity in Canada's debt and equity markets.
  • IIROC sets high quality regulatory and investment industry standards, protects investors and strengthens market integrity while supporting healthy Canadian capital markets.

KoreConX With Its All-in-One Platform Provides Infrastructure to Medical Funding Professionals

Thursday, October 21, 2021 - 7:00pm

Ourplatform provides control from the decision through the offering and also provides shareholder management, monetization of investments and other features like compliance requirements."

Key Points: 
  • Ourplatform provides control from the decision through the offering and also provides shareholder management, monetization of investments and other features like compliance requirements."
  • Medical Funding Professionals has built a value-added offering around Regulation A+ fundraising they call the Capital Planning Valuation StrategyTM (CPVS).
  • Life Science Intelligence and InvestAcq also joined KoreConX and Medical Funding Professionals to deliver the CPVS to life science verticalsmedtech, biotech, and pharma.
  • Founded in 2016, KoreConX is the first secure, All-In-One platform that manages private companies' capital market activity and stakeholder communications.