Financial adviser

LPL Financial Welcomes Fenton Wangler Financial

Retrieved on: 
Thursday, January 12, 2023

CHARLOTTE, N.C., Jan. 12, 2023 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors Eric Fenton and Rodney Wangler have joined LPL Financial’s broker-dealer, RIA and custodial platforms, aligned with JFC Advisor Network.

Key Points: 
  • CHARLOTTE, N.C., Jan. 12, 2023 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors Eric Fenton and Rodney Wangler have joined LPL Financial’s broker-dealer, RIA and custodial platforms, aligned with JFC Advisor Network.
  • Based in Vancouver, Wash., the advisors founded Fenton Wangler Financial in 2001 with a mission to provide independent financial services focused heavily on personalized financial planning and risk management.
  • “LPL invests heavily in its innovative technology, which is critical to keep pace in this ever-changing environment,” Fenton said.
  • We wish Fenton Wangler Financial a successful future and look forward to a long-lasting relationship with the entire team.”

The Wait(list) is Over – Robinhood Retirement is Now Available to All Eligible Customers

Retrieved on: 
Thursday, January 12, 2023

MENLO PARK, Calif., Jan. 12, 2023 (GLOBE NEWSWIRE) -- Today, at the beginning of tax-season, Robinhood Markets, Inc. (NASDAQ: HOOD) announced that Robinhood Retirement is now available to all eligible customers. Robinhood Retirement, which launched via waitlist in December, is the first and only IRA to offer a 1% match for every eligible dollar contributed.

Key Points: 
  • MENLO PARK, Calif., Jan. 12, 2023 (GLOBE NEWSWIRE) -- Today, at the beginning of tax-season, Robinhood Markets, Inc. (NASDAQ: HOOD) announced that Robinhood Retirement is now available to all eligible customers.
  • Robinhood Retirement, which launched via waitlist in December, is the first and only IRA to offer a 1% match for every eligible dollar contributed.
  • Since it was first announced, Robinhood has granted access to more than 1 million people on the retirement waitlist.
  • Read more from Co-Founder Baiju Bhatt about the evolving savings crisis and how it inspired the thinking behind Robinhood Retirement HERE or BELOW.

LPL Financial Announces Fourth Quarter 2022 Earnings Release Date and Conference Call

Retrieved on: 
Thursday, January 12, 2023

SAN DIEGO, Jan. 12, 2023 (GLOBE NEWSWIRE) -- LPL Financial Holdings Inc. ( Nasdaq: LPLA ) (the “Company”), the parent corporation of LPL Financial LLC, announced today it will report fourth quarter financial results after the market closes on February 2.

Key Points: 
  • SAN DIEGO, Jan. 12, 2023 (GLOBE NEWSWIRE) -- LPL Financial Holdings Inc. ( Nasdaq: LPLA ) (the “Company”), the parent corporation of LPL Financial LLC, announced today it will report fourth quarter financial results after the market closes on February 2.
  • The Company will host a conference call to discuss its results at 5 p.m.
  • ET the same day.
  • The conference call will be accessible at investor.lpl.com/events , with a replay available until February 23.

Bioasis Technologies Inc. Mails Management Information Circular for Annual and Special Meeting of Securityholders

Retrieved on: 
Wednesday, January 11, 2023

The Meeting is scheduled to be held virtually at meetnow.global/MUTHYPM on February 3, 2023 at 1:00 p.m. (Vancouver time).

Key Points: 
  • The Meeting is scheduled to be held virtually at meetnow.global/MUTHYPM on February 3, 2023 at 1:00 p.m. (Vancouver time).
  • Bioasis securityholders of record as of the close of business on December 30, 2022, are entitled to receive notice of and vote at the Meeting.
  • The Board unanimously recommends that Bioasis securityholders vote in favour of the Arrangement.
  • Bioasis securityholders are urged to read the Circular and its appendices carefully and in their entirety.

Artisan Partners Asset Management Inc. Reports December 2022 Assets Under Management

Retrieved on: 
Wednesday, January 11, 2023

1 Separate account and other AUM consists of the assets we manage in or through vehicles other than Artisan Funds or Artisan Global Funds.

Key Points: 
  • 1 Separate account and other AUM consists of the assets we manage in or through vehicles other than Artisan Funds or Artisan Global Funds.
  • Separate account and other AUM includes assets we manage in traditional separate accounts, as well as assets we manage in Artisan-branded collective investment trusts, and in our own private funds.
  • 2 AUM for certain strategies include the following amounts for which Artisan Partners provides investment models to managed account sponsors (reported on a one-month lag): Artisan Sustainable Emerging Markets $51 million.

Sachem Capital Corp. Announces Management Transition

Retrieved on: 
Wednesday, January 11, 2023

BRANFORD, Conn., Jan. 11, 2023 (GLOBE NEWSWIRE) -- Sachem Capital Corp. (NYSE American: SACH) today announced that William C. Haydon, has resigned to pursue retirement and other opportunities.

Key Points: 
  • BRANFORD, Conn., Jan. 11, 2023 (GLOBE NEWSWIRE) -- Sachem Capital Corp. (NYSE American: SACH) today announced that William C. Haydon, has resigned to pursue retirement and other opportunities.
  • Mr. Haydon’s responsibilities as Chief Investment Officer will be assumed by Chief Executive Officer John Villano.
  • Mr. Haydon’s other responsibilities will be assumed by the finance and accounting team.
  • To ensure an orderly transition, Mr. Haydon has agreed to remain as an advisor to the company until July 31, 2023.

Matthews Asia Launches Emerging Markets Ex China Active ETF

Retrieved on: 
Wednesday, January 11, 2023

SAN FRANCISCO, Jan. 11, 2023 (GLOBE NEWSWIRE) -- Matthews Asia launched the Matthews Emerging Markets ex China Active ETF (MEMX) on the New York Stock Exchange today, adding the “power of choice” for investors to the firm’s active ETF suite.

Key Points: 
  • SAN FRANCISCO, Jan. 11, 2023 (GLOBE NEWSWIRE) -- Matthews Asia launched the Matthews Emerging Markets ex China Active ETF (MEMX) on the New York Stock Exchange today, adding the “power of choice” for investors to the firm’s active ETF suite.
  • The Matthews Emerging Markets ex China Active ETF provides investors with the ability to separate China from their core emerging markets allocations and thereby take control over the level of China exposure they have in their portfolios.
  • With this launch, investors now have a broader set of options to control their China exposure, either as part of a core emerging markets portfolio with MEM or excluding it with MEMX and using MCH to add dedicated China exposure.”
    Michael Barrer, Head of ETF Capital Markets commented: “The launch of the Matthews Emerging Markets ex China Active ETF provides investors with the power of choice in how they gain exposure to the important growth regions of emerging markets.
  • This ETF leverages our expertise in emerging markets in order to offer a suite of actively managed investment solutions that enable investors to take a more customized approach to their emerging market portfolio and meet their risk return objectives.”
    Matthews active ETFs provide investors with the same active management expertise that has served investors for over 30 years with the lineup of its mutual funds, adding benefits that include lower fees, increased tax efficiency and intra-day liquidity:
    Matthews Emerging Markets Equity Active ETF (NYSE Arca: MEM)
    Matthews Emerging Markets ex China Active ETF (NYSE Arca: MEMX)
    Matthews Asia Innovators Active ETF (NYSE Arca: MINV)
    Matthews China Active ETF (NYSE Arca: MCH)

OceanPal Inc. Regains Compliance With Nasdaq Minimum Bid Price Requirement

Retrieved on: 
Wednesday, January 11, 2023

ATHENS, Greece, Jan. 11, 2023 (GLOBE NEWSWIRE) -- OceanPal Inc. (NASDAQ: OP) (the “Company”), a global shipping company specializing in the ownership of vessels, announced that on January 9, 2023, the Company received notification from the Nasdaq Listing Qualifications department of The Nasdaq Stock Market confirming it has cured the minimum bid price deficiency regaining compliance with Listing Rule 5550(a)(2) and this matter is now closed.

Key Points: 
  • ATHENS, Greece, Jan. 11, 2023 (GLOBE NEWSWIRE) -- OceanPal Inc. (NASDAQ: OP) (the “Company”), a global shipping company specializing in the ownership of vessels, announced that on January 9, 2023, the Company received notification from the Nasdaq Listing Qualifications department of The Nasdaq Stock Market confirming it has cured the minimum bid price deficiency regaining compliance with Listing Rule 5550(a)(2) and this matter is now closed.

AVANT Outlines Key Growth Strategies for Trusted Advisors in 2023

Retrieved on: 
Wednesday, January 11, 2023

“Businesses that aren’t already migrating to the As-a-Service model are running to catch up and savvy Trusted Advisors know this.

Key Points: 
  • “Businesses that aren’t already migrating to the As-a-Service model are running to catch up and savvy Trusted Advisors know this.
  • “It’s important for Trusted Advisors to remember that security problems do not exist because of threats, the threats exist because of security problems,” said Semmelroth.
  • “This is why Trusted Advisors can add such tremendous value for their customers with the training, education and resources we provide them here at AVANT.”
    For AVANT and its Trusted Advisors, 2023 will be about making the right investments and embracing the “As a Service” model, including omni-channel communications strategies and security offerings, to unlock more revenue and drive business growth.
  • To enable and guide Trusted Advisors on this journey, AVANT offers a number of resources including AVANT Analytics , training and educational events , AVANT Technology Insights , and Pathfinder .

LoCorr Funds Launches New Website Offering Enhanced User Experience and Additional Advisor Resources

Retrieved on: 
Wednesday, January 11, 2023

MINNEAPOLIS, Jan. 11, 2023 (GLOBE NEWSWIRE) -- LoCorr Funds, a leader in low-correlating alternative investments, today announced the launch of its newly redesigned website: locorrfunds.com .

Key Points: 
  • MINNEAPOLIS, Jan. 11, 2023 (GLOBE NEWSWIRE) -- LoCorr Funds, a leader in low-correlating alternative investments, today announced the launch of its newly redesigned website: locorrfunds.com .
  • The modern, user-friendly design provides financial advisors with timely information and access to a variety of educational resources designed to help them make more informed decisions and enhance investment outcomes.
  • New features of the website include:
    “We’re excited about our new website and the breadth of information it provides to financial advisors and their clients,” said Kevin Kinzie, CEO of LoCorr Funds.
  • Additionally, the site features an expanded Insights & Education section, as well as improved access to both advisor-only and client-facing materials.