Financial adviser

E*TRADE Financial Corporation Reports Monthly Activity for July 2020

Consulting, Banking, Professional services, Finance, Finance, Money, Companies, Primary dealers, Subprime mortgage crisis, E-Trade, Financial adviser, Bank, UBS, Financial services, Mitch Caplan, NASDAQ Financial-100
Friday, August 14, 2020 - 1:05pm

(3) Bank sweep deposits at unaffiliated financial institutions include customer cash related to Premium Savings Accounts held outside E*TRADE Financial presented net of deposit balances from unaffiliated financial institutions held on-balance sheet.

Key Points: 
  • (3) Bank sweep deposits at unaffiliated financial institutions include customer cash related to Premium Savings Accounts held outside E*TRADE Financial presented net of deposit balances from unaffiliated financial institutions held on-balance sheet.
  • E*TRADE Financial Corporation and its subsidiaries provide financial services including brokerage and related products and services to traders, investors, stock plan administrators and participants, and registered investment advisers (RIAs).
  • Employee stock and student loan benefit plan solutions are offered by E*TRADE Financial Corporate Services, Inc. E*TRADE Securities LLC, E*TRADE Futures LLC, E*TRADE Capital Management, LLC, E*TRADE Bank, E*TRADE Savings Bank, and E*TRADE Financial Corporate Services, Inc. are separate but affiliated companies.
  • E*TRADE, E*TRADE Financial, E*TRADE Bank, E*TRADE Savings Bank, and the E*TRADE logo are trademarks or registered trademarks of E*TRADE Financial Corporation.

LPL Financial Managing Director and Divisional President Andy Kalbaugh to Retire, Effective March 2021

Finance, Money, Economy, Financial adviser, LPL Financial, Broker-dealer, Adviser, Registered Investment Adviser
Friday, August 14, 2020 - 12:00pm

Kalbaugh joined LPL Financial in July 2007 following the acquisition of Mutual Service Corporation (MSC).

Key Points: 
  • Kalbaugh joined LPL Financial in July 2007 following the acquisition of Mutual Service Corporation (MSC).
  • He served as executive vice president of business consulting for Independent Advisor Services and was named managing director in 2011.
  • LPL Financial ( https://www.lpl.com ) is a leader in the retail financial advice market and the nations largest independent broker-dealer**.
  • Throughout this communication, the terms financial advisors and advisors include registered representatives and/or investment adviser representatives affiliated with LPL Financial LLC, an SEC registered broker-dealer and investment adviser.

LPL Financial Reports Monthly Activity for July 2020

LPL Financial, Financial adviser, Asset management, Financial services, Finance, Service industries
Thursday, August 13, 2020 - 9:05pm

For additional information regarding these and other LPL Financial business metrics, please refer to the Companys most recent earnings announcement , which is available in the quarterly results section of investor.lpl.com .

Key Points: 
  • For additional information regarding these and other LPL Financial business metrics, please refer to the Companys most recent earnings announcement , which is available in the quarterly results section of investor.lpl.com .
  • LPL Financial ( https://www.lpl.com ) is a leader in the retail financial advice market and the nations largest independent broker/dealer(+).
  • We serve independent financial advisors and financial institutions, providing them with the technology, research, clearing and compliance services, and practice management programs they need to create and grow thriving practices.
  • LPL enables them to provide objective guidance to millions of American families seeking wealth management, retirement planning, financial planning and asset management solutions.

Statement Pursuant to Section 19(a) of the Investment Company Act of 1940: DDF

Banking, Professional services, Finance, Finance, Money, Economy, Financial adviser, Registered Investment Adviser, Investment management, Investment funds, Institutional investors, Financial markets, Hedge fund
Thursday, August 13, 2020 - 9:41pm

While the NAV performance may be indicative of the Funds investment performance, it does not measure the value of a shareholders investment in the Fund.

Key Points: 
  • While the NAV performance may be indicative of the Funds investment performance, it does not measure the value of a shareholders investment in the Fund.
  • The Funds primary investment objective is to seek high current income; capital appreciation is a secondary objective.
  • Advisory services are provided by Macquarie Investment Management Business Trust, a registered investment advisor.
  • MBL does not guarantee or otherwise provide assurance in respect of the obligations of these entities, unless noted otherwise.

Statement Pursuant to Section 19(a) of the Investment Company Act of 1940: DEX

Professional services, Finance, Finance, Money, Economy, Investment management, Financial adviser, Registered Investment Adviser, Investment funds, Institutional investors, Private equity, Hedge fund, Fund administration
Thursday, August 13, 2020 - 9:39pm

While the NAV performance may be indicative of the Funds investment performance, it does not measure the value of a shareholders investment in the Fund.

Key Points: 
  • While the NAV performance may be indicative of the Funds investment performance, it does not measure the value of a shareholders investment in the Fund.
  • The Fund's primary investment objective is to seek current income, with a secondary objective of capital appreciation.
  • Advisory services are provided by Macquarie Investment Management Business Trust, a registered investment advisor.
  • MBL does not guarantee or otherwise provide assurance in respect of the obligations of these entities, unless noted otherwise.

AdvicePeriod Adds Fourth Partner Advisor in Three Months

Financial advisors, Finance, Registered Investment Adviser, Cision, Financial adviser, Money, Service industries
Thursday, August 13, 2020 - 6:00pm

LOS ANGELES, Aug. 13, 2020 /PRNewswire-PRWeb/ -- AdvicePeriod , a nationally recognized wealth management firm built for advisors, by advisors, is pleased to announce the addition of Matt Wallen CFA, CFP as a Partner Advisor in Vestal, NY.

Key Points: 
  • LOS ANGELES, Aug. 13, 2020 /PRNewswire-PRWeb/ -- AdvicePeriod , a nationally recognized wealth management firm built for advisors, by advisors, is pleased to announce the addition of Matt Wallen CFA, CFP as a Partner Advisor in Vestal, NY.
  • "At AdvicePeriod, we often ask ourselves what the wealth management firm of the future would look like," says Larry Miles, AdvicePeriod Principal.
  • The addition of Wallen marks the firm's fourth Partner Advisor in three months.
  • AdvicePeriod is an SEC-registered investment advisor dedicated to focusing clients on the critical decisions necessary for managing their wealth.

Advantage Capital Announces a $2.5 Million Investment in Las Vegas-Based Aviation Service Company, Maverick Helicopter

Professional services, Small business, Air, Transport, Vacation, Destinations, Travel, Finance, Money, Economy, 76th United States Congress, Financial history of the United States, Investment Advisers Act, Financial adviser
Thursday, August 13, 2020 - 3:25pm

Advantage Capital today announced a $2.5 million investment in Las Vegas-based aviation service company, Maverick Helicopter.

Key Points: 
  • Advantage Capital today announced a $2.5 million investment in Las Vegas-based aviation service company, Maverick Helicopter.
  • Advantage Capital provides financing to established and emerging companies located in communities underserved by conventional sources of capital.
  • Advantage Capital is an investment adviser registered under the Investment Advisers Act of 1940.
  • The investments and portfolio companies referenced in this document represent only a sample of companies that have received investment capital from Advantage Capital-related entities.

Two Kestra Private Wealth Services-Affiliated Firms Merge

Consulting, Banking, Professional services, Finance, United States securities law, Finance, Money, Economy, Financial Industry Regulatory Authority, Securities Investor Protection Corporation, Registered Investment Adviser, Financial adviser
Thursday, August 13, 2020 - 2:00pm

Kestra Private Wealth Services, LLC (Kestra PWS), a registered investment advisor subsidiary of Kestra Financial, Inc., has announced two of its affiliated firms have joined forces to expand their practices and client services.

Key Points: 
  • Kestra Private Wealth Services, LLC (Kestra PWS), a registered investment advisor subsidiary of Kestra Financial, Inc., has announced two of its affiliated firms have joined forces to expand their practices and client services.
  • Kestra Financial, Inc. is the parent company of Kestra Investment Services, LLC, member FINRA/SIPC, and also of Kestra Advisory Services, LLC; Kestra Private Wealth Services, LLC; and Kestra Institutional Services, LLC, all federally registered investment advisers.
  • The professionals at California Wealth Transitions and PSM Private Wealth Management offer securities through Kestra Investment Services, LLC (Kestra IS), member FINRA/SIPC.
  • California Wealth Transitions and PSM Private Wealth Management are member firms of Kestra PWS, an affiliate of Kestra IS.

Crestwood Advisors Named to 11th Spot on Top 50 Fastest-Growing RIAs List

Crestwood/Glen Cove, Houston, Financial adviser
Thursday, August 13, 2020 - 2:00pm

BOSTON, Aug. 13, 2020 /PRNewswire-PRWeb/ --Crestwood Advisors ("Crestwood"), a boutique investment and wealth management firm based in Boston, is pleased to announce it has been named No.

Key Points: 
  • BOSTON, Aug. 13, 2020 /PRNewswire-PRWeb/ --Crestwood Advisors ("Crestwood"), a boutique investment and wealth management firm based in Boston, is pleased to announce it has been named No.
  • 11 on Financial Advisor's 2020 Top 50 Fastest-Growing Firms list.
  • The FA Top 50 list recognizes top independent wealth management firms from across the U.S. based on their yearly growth.
  • Crestwood Advisors is an independent, fee-only, wealth management firm with approximately $3.3 billion in assets under management.

LPL Financial Welcomes Equitrust Financial Group

Finance, Money, Economy, LPL Financial, Financial adviser, Brokerage firms, Registered Investment Adviser, Broker-dealer
Thursday, August 13, 2020 - 2:00pm

CHARLOTTE, N.C., Aug. 13, 2020 (GLOBE NEWSWIRE) -- LPL Financial LLC (Nasdaq:LPLA), a leading retail investment advisory firm, independent broker-dealer and registered investment advisor (RIA) custodian, today announced that Equitrust Financial Group, Ltd. has joined LPL Financials broker-dealer and corporate registered investment advisor (RIA) platforms, leveraging LPL as custodian.

Key Points: 
  • CHARLOTTE, N.C., Aug. 13, 2020 (GLOBE NEWSWIRE) -- LPL Financial LLC (Nasdaq:LPLA), a leading retail investment advisory firm, independent broker-dealer and registered investment advisor (RIA) custodian, today announced that Equitrust Financial Group, Ltd. has joined LPL Financials broker-dealer and corporate registered investment advisor (RIA) platforms, leveraging LPL as custodian.
  • We welcome Equitrust Financial Group to LPL and look forward to a long-lasting partnership.
  • LPL Financial ( https://www.lpl.com ) is a leader in the retail financial advice market and the nations largest independent broker-dealer**.
  • Equitrust Financial Group and LPL Financial are separate entities.