Financial adviser

Aquis Stock Exchange: Application for admission to the AQSE Growth Market

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Monday, May 16, 2022 - 8:03am

The focus of the Psych Group will be to scale and grow the Psych Platform business, a business-to-business media and content platform for the psychedelic science and healthcare industry.

Key Points: 
  • The focus of the Psych Group will be to scale and grow the Psych Platform business, a business-to-business media and content platform for the psychedelic science and healthcare industry.
  • The Company also intends to seek opportunities to undertake additional buy and build investments into the medical psychedelic sector.
  • The Psych Platform is a global B2B resource for networking, intelligence and insights, servicing the industry through publications, newsletters and engaging events.
  • The Psych Platform has amassed a significant global B2B audience, with over 20,000 subscribers to the platform.

Grayscale Investments® Launches First European ETF: Grayscale Future of Finance UCITS ETF

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Monday, May 16, 2022 - 8:00am

NEW YORK, May 16, 2022 (GLOBE NEWSWIRE) -- Grayscale Investments®, the world’s largest digital currency asset manager, today announced its first European ETF, Grayscale Future of Finance UCITS ETF (ticker: GFOF), will list on the London Stock Exchange (LSE), Borsa Italiana, and Deutsche Börse Xetra. GFOF UCITS ETF will also be passported for sale across Europe.

Key Points: 
  • GFOF UCITS ETF was created in collaboration with HANetf, Europes first full services white label UCITS ETF issuer.
  • Please check with your broker or intermediary that the relevant Product is available in your jurisdiction and suitable for your investment profile.
  • HANetf is an independent provider of UCITS ETFs, working with asset management companies to bring differentiated, modern, and innovative exposures to European ETF investors.
  • Via our white-label ETF platform, HANetf provides a complete operational, regulatory, distribution and marketing solution for asset managers to launch and manage UCITS ETFs.

InnovatorsBox Welcomes Two New Strategic Advisors to Help Continue to Serve Its Global Community More Intentionally

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Monday, May 16, 2022 - 6:00am

WASHINGTON, May 16, 2022 /PRNewswire-PRWeb/ -- Washington, D.C. - InnovatorsBox welcomes two new strategic advisors: Cyndi Burnett, Director of Possibilities at Creativity and Education, and Alana Karen, Director of Search Platforms at Google, and Author. InnovatorsBox is dedicated to building a workplace for all by making culture, leadership, team building, and innovation accessible, relatable, and tangible. InnovatorsBox Advisors volunteer to share their expertise and insights with Founder and CEO, Monica H. Kang on how InnovatorsBox can continue to serve its global community more intentionally and effectively.

Key Points: 
  • InnovatorsBox is dedicated to building a workplace for all by making culture, leadership, team building, and innovation accessible, relatable, and tangible.
  • InnovatorsBox is dedicated to building a workplace for all by making culture, leadership, team building, and innovation accessible, relatable, and tangible.
  • InnovatorsBox Advisors volunteer to share their expertise and insights with Founder and CEO, Monica H. Kang on how InnovatorsBox can continue to serve its global community more intentionally and effectively.
  • Since 2016, several experts in industries such as business, law, creativity, and HR have joined InnovatorsBox as advisors to support its global cause.

PENSION FUND COALITION FOR INCLUSIVE CAPITALISM RELEASES RESOURCE TO FOCUS INVESTMENTS ON LONG-TERM VALUE CREATION

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Monday, May 16, 2022 - 5:01am

The Pension Fund Coalition for Inclusive Capitalism has developed model ESG impact contract language for use in asset owner agreements signed with asset managers, encompassing a range of approaches to pension fund investments in public and private equity markets.

Key Points: 
  • The Pension Fund Coalition for Inclusive Capitalism has developed model ESG impact contract language for use in asset owner agreements signed with asset managers, encompassing a range of approaches to pension fund investments in public and private equity markets.
  • The Pension Fund Coalition for Inclusive Capitalism, co-chaired by Theresa Whitmarsh and Hiro Mizuno, collaborated with public pension fund managers and legal advisors to provide pension funds and other asset owners a guide for structuring ESG impact provisions in investment agreements.
  • On May 18 at 12 p.m. EDT, the Coalition for Inclusive Capitalism will cohost a virtual event with CFA Society New York and CFA Society Seattle to discuss the work of the Pension Fund Coalition for Inclusive Capitalism.
  • Speakers will include pension fund managers and thought leaders, including Coalition for Inclusive Capitalism founder Lynn Forester de Rothschild and Pension Fund Coalition for Inclusive Capitalism co-chairs Theresa Whitmarsh and Hiro Mizuno.

MFDA announces settlement hearing to take place in the matter of Anthony Chiaravalloti

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Saturday, May 14, 2022 - 4:49am

As the result of a settlement agreement entered into between Staff of the MFDA and the Respondent, a settlement hearing will take place electronically by videoconference before a Hearing Panel of the MFDA's Central Regional Council on May 17, 2022, commencing at 10:00a.m.

Key Points: 
  • As the result of a settlement agreement entered into between Staff of the MFDA and the Respondent, a settlement hearing will take place electronically by videoconference before a Hearing Panel of the MFDA's Central Regional Council on May 17, 2022, commencing at 10:00a.m.
  • The subject matter of the proposed settlement agreement concerns matters for which the Respondent may be disciplined pursuant to ss.
  • MFDA settlement hearings are typically held in the absence of the public pursuant to section 20.5 of MFDA By-law No.
  • If the Hearing Panel accepts the settlement agreement, then theproceeding will become open to the public and a copy of the decision of the Hearing Panel and the settlement agreement will be made available at www.mfda.ca .

MFDA Hearing Panel issues Reasons for Decision in the matter of Qanoot Subzwari

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Friday, May 13, 2022 - 10:23pm

TORONTO, May 13, 2022 /CNW/ - A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada (the "MFDA") has issued its Reasons for Decision dated May 10, 2022 ("Reasons for Decision"), in connection with a settlement hearing held electronically by videoconference in Toronto, Ontarioon March 7, 2022, in the matter of Qanoot Subzwari(the "Respondent").

Key Points: 
  • TORONTO, May 13, 2022 /CNW/ - A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada (the "MFDA") has issued its Reasons for Decision dated May 10, 2022 ("Reasons for Decision"), in connection with a settlement hearing held electronically by videoconference in Toronto, Ontarioon March 7, 2022, in the matter of Qanoot Subzwari(the "Respondent").
  • In its Reasons for Decision, the Hearing Panel confirmed the sanctions imposed on the Respondent.
  • During the period described in the Reasons for Decision, the Respondent carried on business in Milton, Ontario.
  • For more information about the MFDA's complaint and enforcement processes, as well as links to 'Check an Advisor' and other Investor Tools, visit the For Investors page on the MFDA website.

MFDA Hearing Panel issues Reasons for Decision in the matter of Antony Chau

Retrieved on: 
Friday, May 13, 2022 - 9:52pm

TORONTO, ON, May 13, 2022 /CNW/ - A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada (the "MFDA") has issued its Reasons for Decision dated May 11, 2022 ("Reasons for Decision"), in connection with a settlement hearing held electronically by videoconference in Toronto, Ontarioon April 26, 2022, in the matter of Antony Kin San Chau(the "Respondent").

Key Points: 
  • TORONTO, ON, May 13, 2022 /CNW/ - A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada (the "MFDA") has issued its Reasons for Decision dated May 11, 2022 ("Reasons for Decision"), in connection with a settlement hearing held electronically by videoconference in Toronto, Ontarioon April 26, 2022, in the matter of Antony Kin San Chau(the "Respondent").
  • In its Reasons for Decision, the Hearing Panel confirmed the sanctions imposed on the Respondent.
  • A copy of the Reasons for Decision is available on the MFDA website at www.mfda.ca .
  • During the period described in the Reasons for Decision, the Respondent conducted business in the Toronto, Ontario area.

HOLLYWOOD FOREIGN PRESS ASSOCIATION ANNOUNCES PROCESS OF REVIEW OF POTENTIAL STRATEGIC ALTERNATIVES

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Friday, May 13, 2022 - 9:48pm

LOS ANGELES, May 13, 2022 /PRNewswire/ -- Continuing its ongoing transformation process, the Hollywood Foreign Press Association ("HFPA") announced the beginning of a formal review to determine potential outside strategic interest in its organization and assets. Potential proposals are to be reviewed by a Special Committee composed entirely of independent members of the Board of Directors, with the assistance of financial and legal advisors.

Key Points: 
  • LOS ANGELES, May 13, 2022 /PRNewswire/ --Continuing its ongoing transformation process, the Hollywood Foreign Press Association ("HFPA") announced the beginning of a formal review to determine potential outside strategic interest in its organization and assets.
  • The HFPA has embarked on a review of potential strategic alternatives in response to significantly changed market conditions for journalism and recent inquiries about potential partnership opportunities to leverage its attractive assets in a post-pandemic environment.
  • The HFPA is committed to a thorough and swift review of its potential strategic alternatives to identify a path forward that is in its best interests.
  • ABOUT THE HOLLYWOOD FOREIGN PRESS ASSOCIATION:
    The Hollywood Foreign Press Association (HFPA) was founded in 1943 then known as the Hollywood Foreign Correspondents Association by a group of entertainment journalists based in Los Angeles.

Sol Gindi Named Head of Wells Fargo Advisors, Jim Hays to Retire

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Friday, May 13, 2022 - 7:15pm

Wells Fargo & Company today announced that Sol Gindi is the new head of Wells Fargo Advisors (WFA) and head of the Wealth & Investment Management (WIM) Client Relationship Group, reporting to Barry Sommers, head of WIM.

Key Points: 
  • Wells Fargo & Company today announced that Sol Gindi is the new head of Wells Fargo Advisors (WFA) and head of the Wealth & Investment Management (WIM) Client Relationship Group, reporting to Barry Sommers, head of WIM.
  • Gindi joined Wells Fargo in October 2020 as chief financial officer (CFO) for WIM reporting to Mike Santomassimo, Wells Fargo CFO.
  • Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC, and Wells Fargo Advisors Financial Network, LLC, Members SIPC, separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company.
  • Wells Fargo Private Bank offers products and services through Wells Fargo Bank, N.A., Member FDIC, and its various affiliates and subsidiaries.

Ryder Confirms Receipt of Unsolicited Indication of Interest from HG Vora

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Friday, May 13, 2022 - 6:27pm

Ryder System, Inc. (NYSE: R), a leader in supply chain , dedicated transportation, and fleet management solutions, today confirmed that it has received an unsolicited indication of interest from HG Vora Capital Management, LLC to acquire all of the outstanding shares of Ryder not currently owned by HG Vora for $86.00 per share in cash.

Key Points: 
  • Ryder System, Inc. (NYSE: R), a leader in supply chain , dedicated transportation, and fleet management solutions, today confirmed that it has received an unsolicited indication of interest from HG Vora Capital Management, LLC to acquire all of the outstanding shares of Ryder not currently owned by HG Vora for $86.00 per share in cash.
  • View the full release here: https://www.businesswire.com/news/home/20220513005463/en/
    Ryder is a leader in supply chain, dedicated transportation, and fleet management solutions.
  • Morgan Stanley & Co. is acting as financial advisor and Wachtell, Lipton, Rosen & Katz is acting as legal advisor to Ryder.
  • In addition, Ryder manages nearly 239,000 commercial vehicles and operates more than 330 warehouses, encompassing more than 80 million square feet.