Investment Advisers Act

DGAP-News: APONTIS PHARMA AG: Notification on the implementation of stabilization measures

Thursday, June 10, 2021 - 9:01pm

There will be no public offering of the securities in the United States.

Key Points: 
  • There will be no public offering of the securities in the United States.
  • The Securities of the Company have not been, and will not be, registered under the Securities Act.
  • This document is directed only at Relevant Persons and must not be acted on or relied on by persons who are not Relevant Persons.
  • Any investment or investment activity to which this document relates is available only to Relevant Persons and will be engaged in only with Relevant Persons.

Monroe Capital Corporation Announces Second Quarter Distribution of $0.25 Per Share

Wednesday, June 2, 2021 - 9:05pm

CHICAGO, June 02, 2021 (GLOBE NEWSWIRE) -- Monroe Capital Corporation (the Company) (NASDAQ: MRCC) announced today that its Board of Directors has declared a distribution of $0.25 per share for the second quarter of 2021, payable on June 30, 2021 to stockholders of record as of June 16, 2021.

Key Points: 
  • CHICAGO, June 02, 2021 (GLOBE NEWSWIRE) -- Monroe Capital Corporation (the Company) (NASDAQ: MRCC) announced today that its Board of Directors has declared a distribution of $0.25 per share for the second quarter of 2021, payable on June 30, 2021 to stockholders of record as of June 16, 2021.
  • Monroe Capital Corporation is a publicly-traded specialty finance company that principally invests in senior, unitranche and junior secured debt and, to a lesser extent, unsecured debt and equity investments in middle-market companies.
  • The Companys investment objective is to maximize the total return to its stockholders in the form of current income and capital appreciation.
  • The Companys investment activities are managed by its investment adviser, Monroe Capital BDC Advisors, LLC, which is an investment adviser registered under the Investment Advisers Act of 1940, as amended, and an affiliate of Monroe Capital LLC.

Aroundtown SA announces publication of convening notice for the 2021 Annual General Meeting

Monday, May 31, 2021 - 10:00am

THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.

Key Points: 
  • THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.
  • THERE WILL BE NO PUBLIC OFFERING OF THE SECURITIES IN THE UNITED STATES.
  • THIS COMMUNICATION MUST NOT BE READ, ACTED ON OR RELIED ON BY PERSONS WHO ARE NOT RELEVANT PERSONS.
  • ANY INVESTMENT OR INVESTMENT ACTIVITY TO WHICH THIS ANNOUNCEMENT RELATES IS AVAILABLE ONLY TO RELEVANT PERSONS AND WILL BE ENGAGED IN ONLY WITH RELEVANT PERSONS.

DGAP-News: Aroundtown SA announces publication of convening notice for the 2021 Annual General Meeting

Monday, May 31, 2021 - 10:00am

THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.

Key Points: 
  • THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.
  • THERE WILL BE NO PUBLIC OFFERING OF THE SECURITIES IN THE UNITED STATES.
  • THIS COMMUNICATION MUST NOT BE READ, ACTED ON OR RELIED ON BY PERSONS WHO ARE NOT RELEVANT PERSONS.
  • ANY INVESTMENT OR INVESTMENT ACTIVITY TO WHICH THIS ANNOUNCEMENT RELATES IS AVAILABLE ONLY TO RELEVANT PERSONS AND WILL BE ENGAGED IN ONLY WITH RELEVANT PERSONS.

DGAP-News: APONTIS PHARMA AG: Notification on the implementation of stabilization measures

Friday, May 28, 2021 - 8:01pm

There will be no public offering of the securities in the United States.

Key Points: 
  • There will be no public offering of the securities in the United States.
  • The Securities of the Company have not been, and will not be, registered under the Securities Act.
  • This document is directed only at Relevant Persons and must not be acted on or relied on by persons who are not Relevant Persons.
  • Any investment or investment activity to which this document relates is available only to Relevant Persons and will be engaged in only with Relevant Persons.

DGAP-News: Grand City Properties S.A. announces publication of convening notice for the 2021 Annual General Meeting and Extraordinary General Meeting

Friday, May 28, 2021 - 9:00am

THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.

Key Points: 
  • THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.
  • THERE WILL BE NO PUBLIC OFFERING OF THE SECURITIES IN THE UNITED STATES.
  • THIS COMMUNICATION MUST NOT BE READ, ACTED ON OR RELIED ON BY PERSONS WHO ARE NOT RELEVANT PERSONS.
  • ANY INVESTMENT OR INVESTMENT ACTIVITY TO WHICH THIS ANNOUNCEMENT RELATES IS AVAILABLE ONLY TO RELEVANT PERSONS AND WILL BE ENGAGED IN ONLY WITH RELEVANT PERSONS.

Grand City Properties S.A. announces publication of convening notice for the 2021 Annual General Meeting and Extraordinary General Meeting

Friday, May 28, 2021 - 9:00am

THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.

Key Points: 
  • THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.
  • THERE WILL BE NO PUBLIC OFFERING OF THE SECURITIES IN THE UNITED STATES.
  • THIS COMMUNICATION MUST NOT BE READ, ACTED ON OR RELIED ON BY PERSONS WHO ARE NOT RELEVANT PERSONS.
  • ANY INVESTMENT OR INVESTMENT ACTIVITY TO WHICH THIS ANNOUNCEMENT RELATES IS AVAILABLE ONLY TO RELEVANT PERSONS AND WILL BE ENGAGED IN ONLY WITH RELEVANT PERSONS.

First Eagle Alternative Capital BDC Announces Redemption of 6.75% Notes due 2022

Wednesday, May 19, 2021 - 12:55pm

The Company\xe2\x80\x99s investment objective is to generate both current income and capital appreciation, primarily through investments in privately negotiated debt and equity securities of middle market companies.

Key Points: 
  • The Company\xe2\x80\x99s investment objective is to generate both current income and capital appreciation, primarily through investments in privately negotiated debt and equity securities of middle market companies.
  • The Company is a direct lender to middle market companies and invests primarily in directly originated first lien senior secured loans, including unitranche investments.
  • The Company targets investments primarily in middle market companies with annual EBITDA generally between $5 million and $25 million.
  • The Company\xe2\x80\x99s investment activities are managed by First Eagle Alternative Credit, LLC (the \xe2\x80\x9cAdvisor\xe2\x80\x9d or the \xe2\x80\x9cAdviser\xe2\x80\x9d), an investment adviser registered under the Investment Advisers Act of 1940.

Guardian Capital Partners Announces New Partner, Christopher S. Fugaro

Wednesday, March 31, 2021 - 1:30pm

Guardian Capital Partners (Guardian), a lower middle market private equity firm managing over $600 million in regulatory assets under management, announced today that is has named Christopher Fugaro as a Partner.

Key Points: 
  • Guardian Capital Partners (Guardian), a lower middle market private equity firm managing over $600 million in regulatory assets under management, announced today that is has named Christopher Fugaro as a Partner.
  • Mr. Fugaro joined Guardian in 2010 as an execution investment professional, taking an active role in several Guardian portfolio companies.
  • Based in suburban Philadelphia, Guardian Capital Partners ( www.guardiancp.com ) is an operationally focused private equity firm with regulatory assets under management of over $600 million.
  • Guardian Capital Partners is a Pennsylvania based investment advisor registered with the Securities and Exchange Commission under the Investment Advisers Act of 1940.

Aroundtown SA resolves on share buy-back program with a volume of up to 500 million euro

Thursday, March 25, 2021 - 7:01am

THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.

Key Points: 
  • THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.
  • THERE WILL BE NO PUBLIC OFFERING OF THE SECURITIES IN THE UNITED STATES.
  • THIS COMMUNICATION MUST NOT BE READ, ACTED ON OR RELIED ON BY PERSONS WHO ARE NOT RELEVANT PERSONS.
  • ANY INVESTMENT OR INVESTMENT ACTIVITY TO WHICH THIS ANNOUNCEMENT RELATES IS AVAILABLE ONLY TO RELEVANT PERSONS AND WILL BE ENGAGED IN ONLY WITH RELEVANT PERSONS.