Investment Advisers Act

DGAP-News: Grand City Properties S.A. announces publication of convening notice for the 2021 Annual General Meeting and Extraordinary General Meeting

Retrieved on: 
Friday, May 28, 2021
Financial markets, Finance, Stock market, Money, Security, U.S. Securities and Exchange Commission, United States securities law, 73rd United States Congress, Regulation D, Investment Advisers Act

THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.

Key Points: 
  • THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.
  • THERE WILL BE NO PUBLIC OFFERING OF THE SECURITIES IN THE UNITED STATES.
  • THIS COMMUNICATION MUST NOT BE READ, ACTED ON OR RELIED ON BY PERSONS WHO ARE NOT RELEVANT PERSONS.
  • ANY INVESTMENT OR INVESTMENT ACTIVITY TO WHICH THIS ANNOUNCEMENT RELATES IS AVAILABLE ONLY TO RELEVANT PERSONS AND WILL BE ENGAGED IN ONLY WITH RELEVANT PERSONS.

Grand City Properties S.A. announces publication of convening notice for the 2021 Annual General Meeting and Extraordinary General Meeting

Retrieved on: 
Friday, May 28, 2021
Financial markets, Finance, Stock market, Money, Security, U.S. Securities and Exchange Commission, United States securities law, 73rd United States Congress, Regulation D, Investment Advisers Act

THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.

Key Points: 
  • THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.
  • THERE WILL BE NO PUBLIC OFFERING OF THE SECURITIES IN THE UNITED STATES.
  • THIS COMMUNICATION MUST NOT BE READ, ACTED ON OR RELIED ON BY PERSONS WHO ARE NOT RELEVANT PERSONS.
  • ANY INVESTMENT OR INVESTMENT ACTIVITY TO WHICH THIS ANNOUNCEMENT RELATES IS AVAILABLE ONLY TO RELEVANT PERSONS AND WILL BE ENGAGED IN ONLY WITH RELEVANT PERSONS.

First Eagle Alternative Capital BDC Announces Redemption of 6.75% Notes due 2022

Retrieved on: 
Wednesday, May 19, 2021
76th United States Congress, Financial history of the United States, Investment Advisers Act, Finance, Economy of the United States

The Company\xe2\x80\x99s investment objective is to generate both current income and capital appreciation, primarily through investments in privately negotiated debt and equity securities of middle market companies.

Key Points: 
  • The Company\xe2\x80\x99s investment objective is to generate both current income and capital appreciation, primarily through investments in privately negotiated debt and equity securities of middle market companies.
  • The Company is a direct lender to middle market companies and invests primarily in directly originated first lien senior secured loans, including unitranche investments.
  • The Company targets investments primarily in middle market companies with annual EBITDA generally between $5 million and $25 million.
  • The Company\xe2\x80\x99s investment activities are managed by First Eagle Alternative Credit, LLC (the \xe2\x80\x9cAdvisor\xe2\x80\x9d or the \xe2\x80\x9cAdviser\xe2\x80\x9d), an investment adviser registered under the Investment Advisers Act of 1940.

Guardian Capital Partners Announces New Partner, Christopher S. Fugaro

Retrieved on: 
Wednesday, March 31, 2021
Professional services, Small business, Finance, Consulting, Banking, Accounting, Finance, Money, Economy, Financial adviser, Investment Advisers Act, Private equity, Virtus Investment Partners, Eaton Partners

Guardian Capital Partners (Guardian), a lower middle market private equity firm managing over $600 million in regulatory assets under management, announced today that is has named Christopher Fugaro as a Partner.

Key Points: 
  • Guardian Capital Partners (Guardian), a lower middle market private equity firm managing over $600 million in regulatory assets under management, announced today that is has named Christopher Fugaro as a Partner.
  • Mr. Fugaro joined Guardian in 2010 as an execution investment professional, taking an active role in several Guardian portfolio companies.
  • Based in suburban Philadelphia, Guardian Capital Partners ( www.guardiancp.com ) is an operationally focused private equity firm with regulatory assets under management of over $600 million.
  • Guardian Capital Partners is a Pennsylvania based investment advisor registered with the Securities and Exchange Commission under the Investment Advisers Act of 1940.

Aroundtown SA resolves on share buy-back program with a volume of up to 500 million euro

Retrieved on: 
Thursday, March 25, 2021
Financial markets, Finance, Stock market, Money, Security, U.S. Securities and Exchange Commission, United States securities law, 73rd United States Congress, Regulation D, Investment Advisers Act

THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.

Key Points: 
  • THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.
  • THERE WILL BE NO PUBLIC OFFERING OF THE SECURITIES IN THE UNITED STATES.
  • THIS COMMUNICATION MUST NOT BE READ, ACTED ON OR RELIED ON BY PERSONS WHO ARE NOT RELEVANT PERSONS.
  • ANY INVESTMENT OR INVESTMENT ACTIVITY TO WHICH THIS ANNOUNCEMENT RELATES IS AVAILABLE ONLY TO RELEVANT PERSONS AND WILL BE ENGAGED IN ONLY WITH RELEVANT PERSONS.

DoubleLine Opportunistic Credit Fund Declares March 2021 Distribution

Retrieved on: 
Monday, March 1, 2021
Finance, Money, Economy, Investment management, 76th United States Congress, Financial history of the United States, Investment Advisers Act, Financial adviser, Investment company

The DoubleLine Opportunistic Credit Fund (the "Fund") is a diversified, closed-end management investment company.

Key Points: 
  • The DoubleLine Opportunistic Credit Fund (the "Fund") is a diversified, closed-end management investment company.
  • DoubleLine Capital is an investment adviser registered under the Investment Advisers Act of 1940.
  • To read about the DoubleLine Opportunistic Credit Fund, please access the Annual Report at www.doublelinefunds.com or call 877-DLINE11 (877-354-6311) to receive a copy.
  • The DoubleLine Opportunistic Credit Fund (the "Fund") is a diversified, closed-end management investment company.

DGAP-News: Grand City Properties S.A. announces result of public tender offer to buy back own shares

Retrieved on: 
Wednesday, February 17, 2021
Finance, Stock market, Money, Security, U.S. Securities and Exchange Commission, United States securities law, Financial markets, 73rd United States Congress, Regulation D, Investment Advisers Act

THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.

Key Points: 
  • THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.
  • THERE WILL BE NO PUBLIC OFFERING OF THE SECURITIES IN THE UNITED STATES.
  • THIS COMMUNICATION MUST NOT BE READ, ACTED ON OR RELIED ON BY PERSONS WHO ARE NOT RELEVANT PERSONS.
  • ANY INVESTMENT OR INVESTMENT ACTIVITY TO WHICH THIS ANNOUNCEMENT RELATES IS AVAILABLE ONLY TO RELEVANT PERSONS AND WILL BE ENGAGED IN ONLY WITH RELEVANT PERSONS.

OFS Credit Company Increases Common Stock Distribution and Declares Preferred Stock Distributions

Retrieved on: 
Tuesday, February 9, 2021
Professional services, Finance, Finance, Money, Economy, Financial adviser, Investment Advisers Act, Dexion Absolute

OFS Credit is a non-diversified, externally managed closed-end management investment company.

Key Points: 
  • OFS Credit is a non-diversified, externally managed closed-end management investment company.
  • The Companys investment objective is to generate current income, with a secondary objective to generate capital appreciation primarily through investment in CLO equity and debt securities.
  • The Company's investment activities are managed by OFS Capital Management, LLC, an investment adviser registered under the Investment Advisers Act of 19401, as amended, and headquartered in Chicago, Illinois with additional offices in New York and Los Angeles.
  • 1 Registration does not imply a certain level of skill or training.

Aroundtown SA announces successful issuance of €600 million 1.625% perpetual notes and launched buyback tender of its 3.75% perpetual notes

Retrieved on: 
Monday, January 11, 2021
Financial markets, Finance, Stock market, Money, Security, U.S. Securities and Exchange Commission, United States securities law, 73rd United States Congress, Regulation D, Investment Advisers Act

THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.

Key Points: 
  • THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.
  • THERE WILL BE NO PUBLIC OFFERING OF THE SECURITIES IN THE UNITED STATES.
  • THIS COMMUNICATION MUST NOT BE READ, ACTED ON OR RELIED ON BY PERSONS WHO ARE NOT RELEVANT PERSONS.
  • ANY INVESTMENT OR INVESTMENT ACTIVITY TO WHICH THIS ANNOUNCEMENT RELATES IS AVAILABLE ONLY TO RELEVANT PERSONS AND WILL BE ENGAGED IN ONLY WITH RELEVANT PERSONS.

DGAP-News: Aroundtown SA announces successful issuance of €600 million 1.625% perpetual notes and launched buyback tender of its 3.75% perpetual notes

Retrieved on: 
Monday, January 11, 2021
Financial markets, Finance, Stock market, Money, Security, U.S. Securities and Exchange Commission, United States securities law, 73rd United States Congress, Regulation D, Investment Advisers Act

THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.

Key Points: 
  • THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.
  • THERE WILL BE NO PUBLIC OFFERING OF THE SECURITIES IN THE UNITED STATES.
  • THIS COMMUNICATION MUST NOT BE READ, ACTED ON OR RELIED ON BY PERSONS WHO ARE NOT RELEVANT PERSONS.
  • ANY INVESTMENT OR INVESTMENT ACTIVITY TO WHICH THIS ANNOUNCEMENT RELATES IS AVAILABLE ONLY TO RELEVANT PERSONS AND WILL BE ENGAGED IN ONLY WITH RELEVANT PERSONS.