Investment Advisers Act

Spire Capital Partners IV Invests in The Inception Company

Retrieved on: 
Wednesday, January 6, 2021
Technology, General Health, Other Health, Training, Pharmaceutical, Other Communications, Other Professional Services, Infectious diseases, Marketing, Human resources, Advertising, Finance, Communications, Consulting, Banking, Professional services, Other Technology, Other Education, Health, Education, Finance, 76th United States Congress, Financial history of the United States, Investment Advisers Act, Investment, Money

Spire Capital, a leading New York-based private equity firm specializing in investments in the technology-enabled business services, communications, media, and education sectors, today announced its investment in The Inception Company, LLC ("Inception" or the "Company").

Key Points: 
  • Spire Capital, a leading New York-based private equity firm specializing in investments in the technology-enabled business services, communications, media, and education sectors, today announced its investment in The Inception Company, LLC ("Inception" or the "Company").
  • Matt Giegerich, CEO of The Inception Company said "The future is bright, and we are thrilled with our new partnership with Spire.
  • Shaun Urban, President of The Inception Company added "We could not be more excited about our collaboration with Spire and what lies ahead.
  • Spire Capital is a New York-based investment advisor registered with the Securities and Exchange Commission under the Investment Advisers Act of 1940.

Aroundtown SA publishes subscription price and ratio for scrip dividend

Retrieved on: 
Tuesday, January 5, 2021
Financial markets, Finance, Stock market, Money, Security, U.S. Securities and Exchange Commission, United States securities law, 73rd United States Congress, Regulation D, Investment Advisers Act

THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.

Key Points: 
  • THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.
  • THERE WILL BE NO PUBLIC OFFERING OF THE SECURITIES IN THE UNITED STATES.
  • THIS COMMUNICATION MUST NOT BE READ, ACTED ON OR RELIED ON BY PERSONS WHO ARE NOT RELEVANT PERSONS.
  • ANY INVESTMENT OR INVESTMENT ACTIVITY TO WHICH THIS ANNOUNCEMENT RELATES IS AVAILABLE ONLY TO RELEVANT PERSONS AND WILL BE ENGAGED IN ONLY WITH RELEVANT PERSONS.

DGAP-News: Aroundtown SA publishes subscription price and ratio for scrip dividend

Retrieved on: 
Tuesday, January 5, 2021
Financial markets, Finance, Stock market, Money, Security, U.S. Securities and Exchange Commission, United States securities law, 73rd United States Congress, Regulation D, Investment Advisers Act

THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.

Key Points: 
  • THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.
  • THERE WILL BE NO PUBLIC OFFERING OF THE SECURITIES IN THE UNITED STATES.
  • THIS COMMUNICATION MUST NOT BE READ, ACTED ON OR RELIED ON BY PERSONS WHO ARE NOT RELEVANT PERSONS.
  • ANY INVESTMENT OR INVESTMENT ACTIVITY TO WHICH THIS ANNOUNCEMENT RELATES IS AVAILABLE ONLY TO RELEVANT PERSONS AND WILL BE ENGAGED IN ONLY WITH RELEVANT PERSONS.

SEC Adopts Modernized Marketing Rule for Investment Advisers

Retrieved on: 
Tuesday, December 22, 2020
Economy, Financial advisors, Financial adviser, Finance, Money, Adviser, Investment Advisers Act, United States securities law

The final rule is designed to comprehensively and efficiently regulate investment advisers marketing communications.

Key Points: 
  • The final rule is designed to comprehensively and efficiently regulate investment advisers marketing communications.
  • The amendments create a single rule that draws from and replaces the current advertising and cash solicitation rules, Rule 206(4)-1 and Rule 206(4)-3, respectively.
  • The Commission has also made related amendments to Form ADV, the investment adviser registration form, and Rule 204-2, the books and records rule.
  • While the rule reflects current best practices in marketing, it may result in practice changes for advisers, including private fund advisers.

DGAP-News: Aroundtown SA announces successful refinancing of shorter-term bonds through repurchase and issuance of new 0% coupon bonds maturing 2026

Retrieved on: 
Wednesday, December 16, 2020
Financial markets, Finance, Stock market, Money, Security, U.S. Securities and Exchange Commission, United States securities law, 73rd United States Congress, Regulation D, Investment Advisers Act

THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.

Key Points: 
  • THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.
  • THERE WILL BE NO PUBLIC OFFERING OF THE SECURITIES IN THE UNITED STATES.
  • THIS COMMUNICATION MUST NOT BE READ, ACTED ON OR RELIED ON BY PERSONS WHO ARE NOT RELEVANT PERSONS.
  • ANY INVESTMENT OR INVESTMENT ACTIVITY TO WHICH THIS ANNOUNCEMENT RELATES IS AVAILABLE ONLY TO RELEVANT PERSONS AND WILL BE ENGAGED IN ONLY WITH RELEVANT PERSONS.

Aroundtown SA announces successful refinancing of shorter-term bonds through repurchase and issuance of new 0% coupon bonds maturing 2026

Retrieved on: 
Wednesday, December 16, 2020
Financial markets, Finance, Stock market, Money, Security, U.S. Securities and Exchange Commission, United States securities law, 73rd United States Congress, Regulation D, Investment Advisers Act

THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.

Key Points: 
  • THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.
  • THERE WILL BE NO PUBLIC OFFERING OF THE SECURITIES IN THE UNITED STATES.
  • THIS COMMUNICATION MUST NOT BE READ, ACTED ON OR RELIED ON BY PERSONS WHO ARE NOT RELEVANT PERSONS.
  • ANY INVESTMENT OR INVESTMENT ACTIVITY TO WHICH THIS ANNOUNCEMENT RELATES IS AVAILABLE ONLY TO RELEVANT PERSONS AND WILL BE ENGAGED IN ONLY WITH RELEVANT PERSONS.

DGAP-News: Aroundtown SA announces dividend of EUR 0.14 per share, scrip dividend and further successful disposals above book value

Retrieved on: 
Tuesday, December 15, 2020
Financial markets, Finance, Stock market, Money, Security, U.S. Securities and Exchange Commission, United States securities law, 73rd United States Congress, Regulation D, Investment Advisers Act

THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.

Key Points: 
  • THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.
  • THERE WILL BE NO PUBLIC OFFERING OF THE SECURITIES IN THE UNITED STATES.
  • THIS COMMUNICATION MUST NOT BE READ, ACTED ON OR RELIED ON BY PERSONS WHO ARE NOT RELEVANT PERSONS.
  • ANY INVESTMENT OR INVESTMENT ACTIVITY TO WHICH THIS ANNOUNCEMENT RELATES IS AVAILABLE ONLY TO RELEVANT PERSONS AND WILL BE ENGAGED IN ONLY WITH RELEVANT PERSONS.

Grand city properties S.A. announces successful refinancing of 3.75% perpetual notes through repurchase and issuance of new 1.5% perpetual notes

Retrieved on: 
Friday, December 11, 2020
Financial markets, Finance, Stock market, Money, Security, U.S. Securities and Exchange Commission, United States securities law, 73rd United States Congress, Regulation D, Investment Advisers Act

THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.

Key Points: 
  • THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.
  • THERE WILL BE NO PUBLIC OFFERING OF THE SECURITIES IN THE UNITED STATES.
  • THIS COMMUNICATION MUST NOT BE READ, ACTED ON OR RELIED ON BY PERSONS WHO ARE NOT RELEVANT PERSONS.
  • ANY INVESTMENT OR INVESTMENT ACTIVITY TO WHICH THIS ANNOUNCEMENT RELATES IS AVAILABLE ONLY TO RELEVANT PERSONS AND WILL BE ENGAGED IN ONLY WITH RELEVANT PERSONS.

DGAP-News: Grand city properties S.A. announces successful refinancing of 3.75% perpetual notes through repurchase and issuance of new 1.5% perpetual notes

Retrieved on: 
Friday, December 11, 2020
Financial markets, Finance, Stock market, Money, Security, U.S. Securities and Exchange Commission, United States securities law, 73rd United States Congress, Regulation D, Investment Advisers Act

THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.

Key Points: 
  • THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.
  • THERE WILL BE NO PUBLIC OFFERING OF THE SECURITIES IN THE UNITED STATES.
  • THIS COMMUNICATION MUST NOT BE READ, ACTED ON OR RELIED ON BY PERSONS WHO ARE NOT RELEVANT PERSONS.
  • ANY INVESTMENT OR INVESTMENT ACTIVITY TO WHICH THIS ANNOUNCEMENT RELATES IS AVAILABLE ONLY TO RELEVANT PERSONS AND WILL BE ENGAGED IN ONLY WITH RELEVANT PERSONS.

Monroe Capital Corporation Announces Fourth Quarter Distribution of $0.25 Per Share

Retrieved on: 
Friday, December 4, 2020
Finance, Money, Economy, Banking, Credit, Private credit, Financial adviser, Investment Advisers Act, Limited liability company, Sixth Street Partners

CHICAGO, Dec. 04, 2020 (GLOBE NEWSWIRE) -- Monroe Capital Corporation (the Company) (NASDAQ: MRCC) announced today that its Board of Directors has declared a distribution of $0.25 per share for the fourth quarter of 2020, payable on December 31, 2020 to stockholders of record as of December 16, 2020.

Key Points: 
  • CHICAGO, Dec. 04, 2020 (GLOBE NEWSWIRE) -- Monroe Capital Corporation (the Company) (NASDAQ: MRCC) announced today that its Board of Directors has declared a distribution of $0.25 per share for the fourth quarter of 2020, payable on December 31, 2020 to stockholders of record as of December 16, 2020.
  • Monroe Capital Corporation is a publicly-traded specialty finance company that principally invests in senior, unitranche and junior secured debt and, to a lesser extent, unsecured debt and equity investments in middle-market companies.
  • The Companys investment activities are managed by its investment adviser, Monroe Capital BDC Advisors, LLC, which is an investment adviser registered under the Investment Advisers Act of 1940, as amended, and an affiliate of Monroe Capital LLC.
  • Monroe Capital LLC (Monroe) is a private credit asset management firm specializing in direct lending and opportunistic private credit investing.