Investment Advisers Act

Medley Capital Corporation Board Approves Internalization

Retrieved on: 
Friday, November 20, 2020
Economy, Finance, Money, Financial advisors, Financial adviser, Adviser, New York Stock Exchange, Investment Advisers Act

NEW YORK, Nov. 20, 2020 (GLOBE NEWSWIRE) -- On November 18, 2020, the Board of Directors (the Board) of Medley Capital Corporation (NYSE: MCC) (the Company) approved adoption of an internalized management structure effective January 1, 2021.

Key Points: 
  • NEW YORK, Nov. 20, 2020 (GLOBE NEWSWIRE) -- On November 18, 2020, the Board of Directors (the Board) of Medley Capital Corporation (NYSE: MCC) (the Company) approved adoption of an internalized management structure effective January 1, 2021.
  • Previously, beginning in November 2013, she served as Chief Accounting Officer of Alcentra Capital, Treasurer and Secretary of Alcentra Capital.
  • Medley Capital Corporation is presently externally managed by MCC Advisors LLC, which is an investment adviser registered under the Investment Advisers Act of 1940, as amended.
  • For additional information, please visit Medley Capital Corporation at www.medleycapitalcorp.com .

Precision Opinion Secures $2.1 Million Investment from Advantage Capital

Retrieved on: 
Monday, November 9, 2020
Other Professional Services, Professional services, Finance, Finance, 76th United States Congress, Financial history of the United States, Investment Advisers Act, Money, Economy, Advantage Capital, Precision Opinion

Las Vegas-based market research firm, Precision Opinion has secured a $2.1 million investment, helping it add 150 new jobs to the local economy.

Key Points: 
  • Las Vegas-based market research firm, Precision Opinion has secured a $2.1 million investment, helping it add 150 new jobs to the local economy.
  • Advantage Capital and our partners have invested $97 million in Nevada businesses over the last five years, supporting companies like Precision Opinion.
  • Advantage Capital provides financing to established and emerging companies located in communities underserved by conventional sources of capital.
  • Advantage Capital is an investment adviser registered under the Investment Advisers Act of 1940.

DGAP-News: Aroundtown SA continues strong disposal activity and announces final composition of management body following merger with TLG

Retrieved on: 
Thursday, October 29, 2020
Finance, Stock market, Money, Security, U.S. Securities and Exchange Commission, United States securities law, Financial markets, 73rd United States Congress, Regulation D, Investment Advisers Act

THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.

Key Points: 
  • THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.
  • THERE WILL BE NO PUBLIC OFFERING OF THE SECURITIES IN THE UNITED STATES.
  • THIS COMMUNICATION MUST NOT BE READ, ACTED ON OR RELIED ON BY PERSONS WHO ARE NOT RELEVANT PERSONS.
  • ANY INVESTMENT OR INVESTMENT ACTIVITY TO WHICH THIS ANNOUNCEMENT RELATES IS AVAILABLE ONLY TO RELEVANT PERSONS AND WILL BE ENGAGED IN ONLY WITH RELEVANT PERSONS.

Aroundtown SA continues strong disposal activity and announces final composition of management body following merger with TLG

Retrieved on: 
Thursday, October 29, 2020
Finance, Stock market, Money, Security, U.S. Securities and Exchange Commission, United States securities law, Financial markets, 73rd United States Congress, Regulation D, Investment Advisers Act

THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.

Key Points: 
  • THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.
  • THERE WILL BE NO PUBLIC OFFERING OF THE SECURITIES IN THE UNITED STATES.
  • THIS COMMUNICATION MUST NOT BE READ, ACTED ON OR RELIED ON BY PERSONS WHO ARE NOT RELEVANT PERSONS.
  • ANY INVESTMENT OR INVESTMENT ACTIVITY TO WHICH THIS ANNOUNCEMENT RELATES IS AVAILABLE ONLY TO RELEVANT PERSONS AND WILL BE ENGAGED IN ONLY WITH RELEVANT PERSONS.

Medley Capital Corporation Announces Redemption of 6.500% Notes due 2021

Retrieved on: 
Wednesday, October 21, 2020
Economy, Finance, Money, Financial advisors, Financial adviser, Adviser, Investment Advisers Act, Investment fund, Medley

The Company will redeem $74,012,825 in aggregate principal amount of the issued and outstanding Notes on November 20, 2020 (the Redemption Date).

Key Points: 
  • The Company will redeem $74,012,825 in aggregate principal amount of the issued and outstanding Notes on November 20, 2020 (the Redemption Date).
  • Questions relating to the notice of redemption should be directed to U.S. Bank National Association via telephone at 1-800-934-6802.
  • Medley Capital Corporation is externally managed by MCC Advisors LLC, which is an investment adviser registered under the Investment Advisers Act of 1940, as amended.
  • Medleys national direct origination franchise is a premier provider of capital to the middle market in the U.S. Medley has $3.6 billion of assets under management in two business development companies, Medley Capital Corporation (NYSE: MCC) and Sierra Income Corporation, and several private investment vehicles.

Medley Capital Corporation Sells the MCC Senior Loan Strategy JV Portfolio to Fund Managed by Golub Capital LLC

Retrieved on: 
Friday, October 9, 2020
Finance, Economy, Money, Financial advisors, Financial adviser, Registered Investment Adviser, Adviser, Investment Advisers Act

Our portfolio generally consists of senior secured first lien loans and senior secured second lien loans.

Key Points: 
  • Our portfolio generally consists of senior secured first lien loans and senior secured second lien loans.
  • Medley Capital Corporation is externally managed by MCC Advisors LLC, which is an investment adviser registered under the Investment Advisers Act of 1940, as amended.
  • MCC Advisors LLC is a subsidiary of Medley Management Inc. (NYSE: MDLY, Medley).
  • 1 Medley Management Inc. is the parent company of Medley LLC and several registered investment advisors (collectively, Medley).

DGAP-News: Grand City Properties S.A. announces switch in management and board positions as from 1 October 2020

Retrieved on: 
Thursday, September 24, 2020
Financial markets, Finance, Stock market, Money, Security, U.S. Securities and Exchange Commission, United States securities law, 73rd United States Congress, Regulation D, Investment Advisers Act

THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.

Key Points: 
  • THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.
  • THERE WILL BE NO PUBLIC OFFERING OF THE SECURITIES IN THE UNITED STATES.
  • THIS COMMUNICATION MUST NOT BE READ, ACTED ON OR RELIED ON BY PERSONS WHO ARE NOT RELEVANT PERSONS.
  • ANY INVESTMENT OR INVESTMENT ACTIVITY TO WHICH THIS ANNOUNCEMENT RELATES IS AVAILABLE ONLY TO RELEVANT PERSONS AND WILL BE ENGAGED IN ONLY WITH RELEVANT PERSONS.

Grand City Properties S.A. announces switch in management and board positions as from 1 October 2020

Retrieved on: 
Thursday, September 24, 2020
Financial markets, Finance, Stock market, Money, Security, U.S. Securities and Exchange Commission, United States securities law, 73rd United States Congress, Regulation D, Investment Advisers Act

THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.

Key Points: 
  • THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.
  • THERE WILL BE NO PUBLIC OFFERING OF THE SECURITIES IN THE UNITED STATES.
  • THIS COMMUNICATION MUST NOT BE READ, ACTED ON OR RELIED ON BY PERSONS WHO ARE NOT RELEVANT PERSONS.
  • ANY INVESTMENT OR INVESTMENT ACTIVITY TO WHICH THIS ANNOUNCEMENT RELATES IS AVAILABLE ONLY TO RELEVANT PERSONS AND WILL BE ENGAGED IN ONLY WITH RELEVANT PERSONS.

Grand City Properties S.A. announces switch in management and board positions as from 1 October 2020

Retrieved on: 
Thursday, September 24, 2020
Financial markets, Finance, Stock market, Money, Security, U.S. Securities and Exchange Commission, United States securities law, 73rd United States Congress, Regulation D, Investment Advisers Act

THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.

Key Points: 
  • THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.
  • THERE WILL BE NO PUBLIC OFFERING OF THE SECURITIES IN THE UNITED STATES.
  • THIS COMMUNICATION MUST NOT BE READ, ACTED ON OR RELIED ON BY PERSONS WHO ARE NOT RELEVANT PERSONS.
  • ANY INVESTMENT OR INVESTMENT ACTIVITY TO WHICH THIS ANNOUNCEMENT RELATES IS AVAILABLE ONLY TO RELEVANT PERSONS AND WILL BE ENGAGED IN ONLY WITH RELEVANT PERSONS.

Monroe Capital Corporation Announces Third Quarter Distribution of $0.25 Per Share

Retrieved on: 
Friday, September 4, 2020
Finance, Money, Economy, Banking, Credit, Private credit, Financial adviser, Investment Advisers Act, Sixth Street Partners, Ares Management

Monroe Capital Corporation is a publicly-traded specialty finance company that principally invests in senior, unitranche and junior secured debt and, to a lesser extent, unsecured debt and equity investments in middle-market companies.

Key Points: 
  • Monroe Capital Corporation is a publicly-traded specialty finance company that principally invests in senior, unitranche and junior secured debt and, to a lesser extent, unsecured debt and equity investments in middle-market companies.
  • The Companys investment objective is to maximize the total return to its stockholders in the form of current income and capital appreciation.
  • The Companys investment activities are managed by its investment adviser, Monroe Capital BDC Advisors, LLC, which is an investment adviser registered under the Investment Advisers Act of 1940, as amended, and an affiliate of Monroe Capital LLC.
  • Monroe Capital LLC (Monroe) is a private credit asset management firm specializing in direct lending and opportunistic private credit investing.