Investment Advisers Act

Spire Capital Partners Invests in Advocate

Retrieved on: 
Friday, August 28, 2020
76th United States Congress, Financial history of the United States, Investment Advisers Act

NEW YORK, Aug. 28, 2020 /PRNewswire/ -- Spire Capital, a leading New York-based private equity firm specializing in investments in the technology-enabled business services, communications, media, and education sectors, today announced its investment in Advocate Networks, LLC ("Advocate" or the "Company").

Key Points: 
  • NEW YORK, Aug. 28, 2020 /PRNewswire/ -- Spire Capital, a leading New York-based private equity firm specializing in investments in the technology-enabled business services, communications, media, and education sectors, today announced its investment in Advocate Networks, LLC ("Advocate" or the "Company").
  • Spire's investment in Advocate will provide capital to enhance research and development, expand both solutions and geographies, and enable complementary acquisitions.
  • David Schaible, Andy Armstrong, and Rupali Varma of Spire Capital will join Advocate's Board of Directors as part of the investment.
  • Spire Capital is a New York-based investment advisor registered with the Securities and Exchange Commission under the Investment Advisers Act of 1940.

Spire Capital Partners Invests in Advocate Networks

Retrieved on: 
Thursday, August 27, 2020
76th United States Congress, Financial history of the United States, Investment Advisers Act

NEW YORK, Aug. 27, 2020 /PRNewswire/ --Spire Capital, a leading New York-based private equity firm specializing in investments in the technology-enabled business services, communications, media, and education sectors, today announced its investment in Advocate Networks, LLC ("Advocate" or the "Company").

Key Points: 
  • NEW YORK, Aug. 27, 2020 /PRNewswire/ --Spire Capital, a leading New York-based private equity firm specializing in investments in the technology-enabled business services, communications, media, and education sectors, today announced its investment in Advocate Networks, LLC ("Advocate" or the "Company").
  • Spire's investment in Advocate will provide capital to enhance research and development, expand both solutions and geographies, and enable complementary acquisitions.
  • David Schaible, Andy Armstrong, and Rupali Varma of Spire Capital will join Advocate's Board of Directors as part of the investment.
  • Spire Capital is a New York-based investment advisor registered with the Securities and Exchange Commission under the Investment Advisers Act of 1940.

HawsGoodwin Wealth Named to the Inc. 5000 List

Retrieved on: 
Friday, August 21, 2020
Finance, Money, Economy, Financial advisors, Investment, Financial adviser, Investment Advisers Act, Registered Investment Adviser, Investment advisory, Focus Financial Partners

FRANKLIN, Tenn., Aug. 21, 2020 /PRNewswire/ -- HawsGoodwin Wealth , a Nashville area financial planning and investment management firm, was named to the annual Inc. 5000 list of America's fastest-growing private companies.

Key Points: 
  • FRANKLIN, Tenn., Aug. 21, 2020 /PRNewswire/ -- HawsGoodwin Wealth , a Nashville area financial planning and investment management firm, was named to the annual Inc. 5000 list of America's fastest-growing private companies.
  • HawsGoodwin Wealth, LLC is an independently owned and operated, SEC Registered Investment Advisory firm based in Franklin, TN.
  • HawsGoodwin was named to the 2020 edition of the Financial Times 300 Top Registered Investment Advisers which recognizes top independent firms from across the United States (this is the seventh annual FT 300 list and HawsGoodwin has earned a spot on the list for two consecutive years).
  • HawsGoodwin Wealth, LLC is an independent investment adviser registered under the Investment Advisers Act of 1940, as amended.

Wasatch Ultra Growth Fund to Close to New Investors

Retrieved on: 
Friday, August 14, 2020
Banking, Professional services, Finance, Finance, Money, 76th United States Congress, Financial history of the United States, Investment Advisers Act, UTAH, Institutional investors, Economy, Mutual fund, Wasatch Elementary

Wasatch Global Investors is a 100% employee-owned investment manager founded in 1975 and headquartered in Salt Lake City, Utah.

Key Points: 
  • Wasatch Global Investors is a 100% employee-owned investment manager founded in 1975 and headquartered in Salt Lake City, Utah.
  • Wasatch had $23.8 billion in assets under management as of July 31, 2020.
  • Wasatch Global Investors is registered with the Securities and Exchange Commission under the Investment Advisers Act of 1940.
  • The investment objective of the Fund is long-term growth of capital.

Advantage Capital Announces a $2.5 Million Investment in Las Vegas-Based Aviation Service Company, Maverick Helicopter

Retrieved on: 
Thursday, August 13, 2020
Professional services, Small business, Air, Transport, Vacation, Destinations, Travel, Finance, Money, Economy, 76th United States Congress, Financial history of the United States, Investment Advisers Act, Financial adviser, Advantage Capital, Maverick Helicopters

Advantage Capital today announced a $2.5 million investment in Las Vegas-based aviation service company, Maverick Helicopter.

Key Points: 
  • Advantage Capital today announced a $2.5 million investment in Las Vegas-based aviation service company, Maverick Helicopter.
  • Advantage Capital provides financing to established and emerging companies located in communities underserved by conventional sources of capital.
  • Advantage Capital is an investment adviser registered under the Investment Advisers Act of 1940.
  • The investments and portfolio companies referenced in this document represent only a sample of companies that have received investment capital from Advantage Capital-related entities.

Fisher Investments Recognized by the Financial Times as a Top 300 Registered Investment Advisers (RIAs) for Seventh Consecutive Year

Retrieved on: 
Friday, August 7, 2020
Finance, Economy, Money, Financial adviser, Registered Investment Adviser, Investment Advisers Act, Fisher Investments, Financial Times

CAMAS, Wash., Aug. 7, 2020 /PRNewswire/ -- Fisher Investments has been named one of the Financial Times' Top 300 Registered Investment Advisers (RIAs) for a seventh consecutive year.

Key Points: 
  • CAMAS, Wash., Aug. 7, 2020 /PRNewswire/ -- Fisher Investments has been named one of the Financial Times' Top 300 Registered Investment Advisers (RIAs) for a seventh consecutive year.
  • Fisher Investments is one of the nation's largest pure independent RIAs, regulated under the Investment Advisers Act of 1940 as a provider of investment advice and securities recommendations.
  • Fisher Investments' CEO Damian Ornani commented, "We are proud to have been recognized again by the Financial Times as a leading investment adviser.
  • About the Financial Times and FT 300:
    The Financial Times (FT) is one of the world's leading news organizations, recognized internationally for its authority, integrity and accuracy.

DoubleLine Publishes Review and Outlook on the U.S. Housing Market

Retrieved on: 
Tuesday, August 4, 2020
Financial adviser, Investment Advisers Act, Finance, Economy, Money

LOS ANGELES, Aug. 3, 2020 /PRNewswire/ --DoubleLine Capital LP today posted on DoubleLine.com a new paper titled "Residential Market Update in the Year of the Pandemic and Economic Shock."

Key Points: 
  • LOS ANGELES, Aug. 3, 2020 /PRNewswire/ --DoubleLine Capital LP today posted on DoubleLine.com a new paper titled "Residential Market Update in the Year of the Pandemic and Economic Shock."
  • Ken Shinoda, Portfolio Manager and Director of DoubleLine's Non-Agency Residential Mortgage-Backed Securities team, and Mike Schloessmann, a member of the team, authored the paper.
  • To obtain the paper, please go to this landing page:
    DoubleLine Capital LP is an investment adviser registered under the Investment Advisers Act of 1940.
  • DoubleLine is a registered trademark of DoubleLine Capital LP.

Private Advisor Group Named to 2020 Financial Times 300 Top Registered Investment Advisers

Retrieved on: 
Friday, July 31, 2020
Finance, Money, Economy, Brokerage firms, Financial advisors, Financial adviser, Registered Investment Adviser, Financial Times, Advisor Group, Adviser, Broker-dealer, Investment Advisers Act

MORRISTOWN, N.J., July 31, 2020 /PRNewswire/ -- Private Advisor Group (PAG), recognized as one of the 200 fastest-growing Registered Investment Advisors in the U.S.*, has been named to the 2020 edition of the Financial Times 300 Top Registered Investment Advisers.

Key Points: 
  • MORRISTOWN, N.J., July 31, 2020 /PRNewswire/ -- Private Advisor Group (PAG), recognized as one of the 200 fastest-growing Registered Investment Advisors in the U.S.*, has been named to the 2020 edition of the Financial Times 300 Top Registered Investment Advisers.
  • "We are thrilled to be named once again on the list of top RIA firms in the U.S.," said John Hyland, managing director and co-founder, Private Advisor Group.
  • The FT 300 is one in a series of rankings of top advisers by the Financial Times, including the FT 401 (D.C. retirement plan advisers) and the FT 400 (broker-dealer advisers).
  • The Financial Times 300 Top Registered Investment Advisers is an independent listing produced annually by Ignites Research, a division of Money-Media, Inc., on behalf of the Financial Times (July 2020).

Wasatch Core Growth and Small Cap Growth Funds to Close to New Investors

Retrieved on: 
Monday, June 29, 2020
Banking, Professional services, Finance, Economy, Finance, Money, 76th United States Congress, Financial history of the United States, Investment Advisers Act, Institutional investors, Investment, Social finance, Mutual fund, Liongate Capital Management

Wasatch Global Investors is a 100% employee-owned investment manager founded in 1975 and headquartered in Salt Lake City, Utah.

Key Points: 
  • Wasatch Global Investors is a 100% employee-owned investment manager founded in 1975 and headquartered in Salt Lake City, Utah.
  • Wasatch had $21.1 billion in assets under management as of May 31, 2020.
  • Wasatch Global Investors is registered with the Securities and Exchange Commission under the Investment Advisers Act of 1940.
  • Investing in small or micro cap funds will be more volatile and loss of principal could be greater than investing in large cap or more diversified funds.

OFS Credit Company Declares Common and Preferred Stock Distributions

Retrieved on: 
Wednesday, May 27, 2020
Consulting, Banking, Professional services, Finance, 76th United States Congress, Financial history of the United States, Investment Advisers Act, U.S. Securities and Exchange Commission, Economy of the United States

OFS Credit is a non-diversified, externally managed closed-end management investment company.

Key Points: 
  • OFS Credit is a non-diversified, externally managed closed-end management investment company.
  • The Companys investment objective is to generate current income, with a secondary objective to generate capital appreciation primarily through investment in CLO equity and debt securities.
  • The Company's investment activities are managed by OFS Capital Management, LLC, an investment adviser registered under the Investment Advisers Act of 19401, as amended, and headquartered in Chicago, Illinois with additional offices in New York and Los Angeles.
  • Such forward-looking statements involve known and unknown risks, uncertainties and other factors including those risks, uncertainties and factors referred to in documents that may be filed by OFS Credit from time to time with the Securities and Exchange Commission.