GPB CAPITAL INVESTOR ALERT: KlaymanToskes Announces Preparation to File FINRA Arbitration Claim on Behalf of Investor Who Purchased GPB Capital Through Advisor of TD AMERITRADE ADVISORDIRECT® Referral Program
TD Ameritrade, which was recently acquired by Charles Schwab (NYSE: SCHW), offers to help investors find a Registered Investment Advisor (RIA) through AdvisorDirect advisory service.
- TD Ameritrade, which was recently acquired by Charles Schwab (NYSE: SCHW), offers to help investors find a Registered Investment Advisor (RIA) through AdvisorDirect advisory service.
- TD Ameritrades website makes clear that based on your personal needs, Our AdvisorDirect referral program gets you an introduction to an independent Registered Investment Advisor (RIA).
- GPB Capital sold and marketed, non-registered private placement notes, through inadequate disclosure of illiquidity, high risks and commissions which made the investments unsuitable for most investors.
- securities under investigation include:
The sole purpose of this release is to investigate on behalf of our client who purchased GPB Capital private placement notes through the TD Ameritrade AdvisorDirect Referral Program.