SEC Announces Enforcement Results for FY 2021
Suspended two former KPMG auditors for alleged improper professional conduct during the audit of the not-for-profit College of New Rochelle.
- Suspended two former KPMG auditors for alleged improper professional conduct during the audit of the not-for-profit College of New Rochelle.
- Barred a securities lawyer from practicing or appearing before the SEC.
- Brought a number of important actions against companies and executives, including: Under Armour ; Sequential Brands Group ; and SAExploration Holdings and four former executives .
- Charged two individuals for alleged wash trading in the options of certain meme stocks in early 2021.