Regulation A

Thumzup® Advances its Ranking into the Top 10 Percent of Actively Registered Reg A+ and Reg CF Offerings

Retrieved on: 
Friday, July 7, 2023
Common stock, Bank statement, App Store (iOS/iPadOS), Uber, Bandao Broadcasting Media Corporation, Risk, Regulation, Traction, SIPC, Investment, Regulation A, Love, FINRA, Google Play, Ecosystem, NYSE, Social media, Dalmore, Security (finance), Broadcasting, Airbnb

Los Angeles, CA, July 07, 2023 (GLOBE NEWSWIRE) -- Thumzup Media Corporation ("Thumzup" or the "Company") (OTCQB: TZUP) is excited to announce that it has received over $750,000 in funded subscriptions to its qualified Regulation A+ offering. According to an analysis of KingsCrowd data, Thumzup is now in the top 10 percent of currently active offerings under Regulation A+ and Regulation CF, ranked by amount raised as of July 6, 2023[1]. The Company has now received investment capital of more than $4.0 million since inception.

Key Points: 
  • The Company has now received investment capital of more than $4.0 million since inception.
  • We believe that there’s a potentially massive market:
    Thumzup’s highly scalable growth model seeks to disrupt the $208 billion dollar online advertising market[2].
  • The Company believes that its platform is well-positioned to capitalize on this market, democratizing the social media marketing ecosystem.
  • Subscriptions of $250,000 or more shall receive 20% more shares of Common Stock for their subscription.

DealFlow Events Designates IBN as Official Media Partner of the June 2023 Reg A Conference

Retrieved on: 
Thursday, June 29, 2023
Westchester Country Club, Disclosure, Building at 130–132 Biltmore Avenue, Regulation A, Social media, Conference, Marketing, IBN, Consultant

The event will be this year’s largest gathering of dealmakers and companies interested in capital raising strategies that use Regulation A.

Key Points: 
  • The event will be this year’s largest gathering of dealmakers and companies interested in capital raising strategies that use Regulation A.
  • IBN will deploy strategies that further the outreach of invited speakers, event sponsors, and the conference through multiple social media platforms as well as its syndication network.
  • Their events are well-known for providing high-quality educational and networking content,” said Jonathan Keim, communications director for IBN.
  • “We appreciate the opportunity to collaborate closely with DealFlow Events while driving greater visibility for the Reg A process, invited speakers, participating companies and conference as a whole.”
    To register and explore different ticket options, visit https://regaconference.com/tickets/

Legion Capital Announces SEC Qualification of New $75 Million Securities Offering

Retrieved on: 
Friday, June 23, 2023
Legion, Best-effort delivery, RIA, Regulation A, Securities and Exchange Commission (Philippines), SIPC, FINRA, Corporate finance, Security (finance), BD, Central Florida

ORLANDO, Fla., June 23, 2023 (GLOBE NEWSWIRE) -- Legion Capital Corporation (LGCP), a specialized lender serving small to medium sized operators and real estate developers, today announced approval of their new $75 million Regulation A, Tier II Bond and Preferred Stock offering.

Key Points: 
  • ORLANDO, Fla., June 23, 2023 (GLOBE NEWSWIRE) -- Legion Capital Corporation (LGCP), a specialized lender serving small to medium sized operators and real estate developers, today announced approval of their new $75 million Regulation A, Tier II Bond and Preferred Stock offering.
  • The new offering was qualified by the Securities and Exchange Commission (SEC) on Thursday, June 22, 2023.
  • “Legion remains committed to the independent broker dealer community and its constituents for capital formation,” stated Jason Plucinak, Vice President of Corporate Finance, who leads BD & RIA distribution for the firm.
  • The securities are offered on a best-efforts basis on behalf of Legion Capital Corporation by WealthForge Securities, LLC, as managing broker dealer, a member of FINRA and SIPC.

Onassis Holdings Retained Investment Bank Dalmore Group to Launch up to $75 Million Regulation A+ Offering (Mini IPO)

Retrieved on: 
Wednesday, May 24, 2023
OTC, Regulation A, PR, CF, Marketing, Dalmore, Security (finance)

NEW YORK, May 24, 2023 /PRNewswire/ -- Onassis Holding Corp (OTC: ONSS), a wellness and biotech focused holding company, announced the launch of a Regulation A+ financing round. This follows an agreement with Dalmore Group in 2022.

Key Points: 
  • NEW YORK, May 24, 2023 /PRNewswire/ -- Onassis Holding Corp (OTC: ONSS), a wellness and biotech focused holding company, announced the launch of a Regulation A+ financing round.
  • This follows an agreement with Dalmore Group in 2022.
  • Reg A+ provides a streamlined process for companies to raise up to $75 million annually from the public.
  • In aligning with Dalmore Group, Onassis looks to leverage the investment bank's prowess in capital raising through Regulations A+, CF, and D. Since 2021, Dalmore has on-boarded over 230 Reg A+ issuers, establishing itself as a leader in Reg A+ financing services.

SEC Charges 10 Microcap Companies with Securities Offering Registration Violations

Retrieved on: 
Tuesday, May 16, 2023
Revlon, Inc. v. MacAndrews & Forbes Holdings, Inc., Corporate finance, Bank statement, Regulation A, Chicago Region Environmental and Transportation Efficiency Program, Petroleum, Division, Security (finance), Regulation, Lease, Real estate, Property management

Washington, D.C.--(Newsfile Corp. - May 16, 2023) - The Securities and Exchange Commission today announced charges against 10 microcap companies for offering and selling securities in unregistered offerings that failed to comply with Regulation A, which provides a limited exemption from registration under the Securities Act to allow companies to raise money from the public as long as they meet specific requirements.

Key Points: 
  • Washington, D.C.--(Newsfile Corp. - May 16, 2023) - The Securities and Exchange Commission today announced charges against 10 microcap companies for offering and selling securities in unregistered offerings that failed to comply with Regulation A, which provides a limited exemption from registration under the Securities Act to allow companies to raise money from the public as long as they meet specific requirements.
  • According to the SEC’s orders, between December 2019 and May 2022, each of the 10 microcap companies obtained qualification from the SEC for their securities offerings using Regulation A, but they subsequently made one or more significant changes to their offerings without meeting the requirements of the exemption.
  • As a result, each of the microcap companies offered and sold securities in violation of the offering registration provisions.
  • “Companies that choose to benefit from Regulation A as a cost-effective way to raise capital must meet its requirements,” said Daniel R. Gregus, Director of the SEC’s Chicago Regional Office.

HUMBL Receives Funding Commitment of Up To $21 Million as an Initial Step in a Comprehensive Plan To Recapitalize The Company and Pursue Uplisting to a Major Exchange

Retrieved on: 
Monday, May 15, 2023
Common stock, Regulation A, Investment, OTCQB, Equity, Sale, Government, Web3, Growth, Regulation, Security (finance)

Pursuant to the Convertible Promissory Note issued to Pacific Lion by HUMBL, Pacific Lion has the right to fund up to $800,000.

Key Points: 
  • Pursuant to the Convertible Promissory Note issued to Pacific Lion by HUMBL, Pacific Lion has the right to fund up to $800,000.
  • Following an uplisting to a senior stock exchange, the note will automatically convert at 80% of the uplisting offering price.
  • In addition to the note, the Company also issued a Warrant to Purchase Shares of Common Stock to Pacific Lion.
  • The company hopes to attract a new shareholder base that uses the HUMBL technology and would like to help fund the company directly.

Cartel Blue, Inc. Reports Intent to File Reg A

Retrieved on: 
Friday, May 12, 2023
Regulation A, OTC Markets Group, Sale, Common stock, Laguna Niguel Lake, OTC Exchange of India, Securities and Exchange Commission (Nigeria), THC production by yeast, CRTL, Security (finance)

Laguna Niguel, California--(Newsfile Corp. - May 12, 2023) - Cartel Blue, Inc. (OTC Pink: CRTL), a Nevada corporation, and manufacturer of Hemp Cigars, and THC Products and branded accessories, reported it is preparing a Tier 1 offering under Regulation A, and will commence the sale of 250,000,000 shares of its common stock under the offering after the registration statement is declared effective by the United States Securities and Exchange Commission (the "SEC").

Key Points: 
  • Laguna Niguel, California--(Newsfile Corp. - May 12, 2023) - Cartel Blue, Inc. (OTC Pink: CRTL), a Nevada corporation, and manufacturer of Hemp Cigars, and THC Products and branded accessories, reported it is preparing a Tier 1 offering under Regulation A, and will commence the sale of 250,000,000 shares of its common stock under the offering after the registration statement is declared effective by the United States Securities and Exchange Commission (the "SEC").
  • Cartel Blue's Common Stock currently trades on the OTC Exchange OTC Market's Pinks under the symbol "CRTL".

Bosonic Securities Receives Approval to Operate a Broker-Dealer and ATS for Digital Asset Securities

Retrieved on: 
Wednesday, April 26, 2023
Blockchain, Software, Payments, Finance, Accounting, Professional Services, Technology, Fintech, Financial Industry Regulatory Authority, ATS, Regulation A, Broker-dealer, Risk, FINRA, Security (finance), Cryptocurrency, Boson

Bosonic Securities, LLC, was recently approved by the Financial Industry Regulatory Authority (FINRA) to operate a broker-dealer and an Alternative Trading System (ATS) for equity and debt securities, including digital asset securities (i.e., securities that use blockchain technology).

Key Points: 
  • Bosonic Securities, LLC, was recently approved by the Financial Industry Regulatory Authority (FINRA) to operate a broker-dealer and an Alternative Trading System (ATS) for equity and debt securities, including digital asset securities (i.e., securities that use blockchain technology).
  • Bosonic Securities was also approved to conduct private placements of equity and debt securities, including digital asset securities that are offered and sold pursuant to Regulation A, D, and S safe harbors from registration with the U.S. Securities and Exchange Commission (SEC).
  • “We believe digital asset securities are the future of financial markets and Bosonic Securities is well positioned to play a leading role in the transformation of the industry from the use of traditional ledgers to blockchain-based technology.
  • By launching an ATS that relies on the technology developed by Bosonic, Inc., which is designed to reduce counterparty credit and settlement risk, Bosonic Securities will deliver more efficiency and lower risk than was possible previously,” said Rosario Ingargiola, CEO of Bosonic, Inc.
    William Karsh, CEO of Bosonic Securities noted, “The approval of Bosonic Securities is an important step in the evolution of the trading of digital asset securities.

Thumzup Ranked in the Top 15 Percent of Actively Registered Reg A+ and Reg CF Offerings*

Retrieved on: 
Wednesday, April 26, 2023
Online, Common stock, Bank statement, App Store (iOS/iPadOS), Uber, Bandao Broadcasting Media Corporation, Risk, Regulation, Traction, SIPC, Investment, Regulation A, FINRA, Growth, Ecosystem, NYSE, Social media, Dalmore, Security (finance), Broadcasting, Airbnb, Venmo

(Los Angeles, CA), April 26, 2023 (GLOBE NEWSWIRE) -- Thumzup Media Corporation ("Thumzup" or the "Company") (OTCQB: TZUP) is excited to announce it has received over $320,000 in subscriptions to its qualified Regulation A+ offering. *According to an analysis of KingsCrowd data, Thumzup is now in the top 15 percent of currently active offerings under Regulation A+ and Regulation CF, ranked by amount raised as of April 21, 2023[1]. The Company has now received investment capital of more than $3.5 million since inception.

Key Points: 
  • *According to an analysis of KingsCrowd data, Thumzup is now in the top 15 percent of currently active offerings under Regulation A+ and Regulation CF, ranked by amount raised as of April 21, 2023[1].
  • “Thumzup is actively driving growth through a multi-faceted approach by expanding our client base and boosting user adoption of our app.
  • We believe that the increasing traction with our Reg A+ offering should help facilitate these goals and more.
  • Please download the offering circular and review it in its entirety before considering an investment in Thumzup: www.thumzupmedia.com/invest

Skybound Entertainment Drives Global Expansion With Strategic Investments and Direct Access for Fans

Retrieved on: 
Wednesday, February 22, 2023
Entertainment, Other Entertainment, General Entertainment, Online, Mobile Entertainment, Licensing (Entertainment), Electronic Games, Skybound Entertainment, Mega Cat Studios, Regulation A, Acquisition, RPG, Walking Dead, Republic, Culture, Multimedia, IP, Regulation, IPO, Video game, Telltale

Both companies are recognized globally for incredible player experiences, and expand Skybound’s global publishing footprint, while cementing its reputation of identifying and partnering with top game-making talent and creative teams.

Key Points: 
  • Both companies are recognized globally for incredible player experiences, and expand Skybound’s global publishing footprint, while cementing its reputation of identifying and partnering with top game-making talent and creative teams.
  • Skybound recently announced its first ever Regulation A+ investment opportunity.
  • “The strategic investments in Mega Cat Studios and Telltale continue our efforts to empower ambitious and talented teams of game developers that are dedicated to their craft,” said David Alpert, CEO, Skybound Entertainment.
  • Throughout 2023 Skybound will be celebrating the 20th anniversary of The Walking Dead.