FINRA

Coastal Capital Acquisition Corporation Reverse Stock Split

Retrieved on: 
Saturday, December 3, 2022

No fractional shares will be issued in connection with the reverse stock split and the par value remains unchanged.

Key Points: 
  • No fractional shares will be issued in connection with the reverse stock split and the par value remains unchanged.
  • Shareholders holding stock certificates may contact the Companys transfer agent, Pacific Stock Transfer Company for details on how to exchange for new stock certificates.
  • Coastal Capital Acquisition Corporation believes it is placed precisely, in terms of long-term growth and stability, and looks toward the future endeavors of the company.
  • As a result of the reverse stock split, every 10 shares of outstanding common stock will be exchanged for 1 share of common stock, with any fractional shares being rounded up to the next higher whole share.

MetAlert Engages Joseph Gunnar & Co., LLC as Advisor to Assist with its Growth Strategy and Corporate Development Initiatives - Updated

Retrieved on: 
Friday, December 2, 2022

As the Company articulates its growth strategy to the investment community, Joseph Gunnar will advise on potential financing alternatives and acquisitions as well as plans to up-list to a national exchange.

Key Points: 
  • As the Company articulates its growth strategy to the investment community, Joseph Gunnar will advise on potential financing alternatives and acquisitions as well as plans to up-list to a national exchange.
  • I am excited to focus the full force of the elite financial and business development teams at Joseph Gunnar on MetAlerts financing and operational goals.
  • For all press or sales inquiries, please contact MetAlert at [email protected]
    About Joseph Gunnar & Co.
    Joseph Gunnar & Co., LLC is a full-service boutique investment banking, securities and wealth management firm with headquarters in New York City.
  • Additionally, Joseph Gunnar & Co., LLCs affiliate, Buttonwood Fund, offers suitable individual and entity investors membership interests in pre-IPO venture investments.

Columbia Seligman Premium Technology Growth Fund Announces a Special Fourth Quarter Distribution

Retrieved on: 
Friday, December 2, 2022

A return of capital distribution does not necessarily reflect the Funds investment performance and should not be confused with yield or income.

Key Points: 
  • A return of capital distribution does not necessarily reflect the Funds investment performance and should not be confused with yield or income.
  • You should not draw any conclusions about the Funds investment performance from the amount of this distribution or from the Funds distribution policy.
  • Columbia Threadneedle Investments (Columbia Threadneedle) is the global brand name of the Columbia and Threadneedle group of companies.
  • Columbia Seligman Premium Technology Growth Fund is managed by Columbia Management Investment Advisers, LLC.

Rob Grubka appointed CEO, Workplace Solutions for Voya Financial

Retrieved on: 
Thursday, December 1, 2022

Voya Financial, Inc. (NYSE: VOYA), a leading health, wealth and investment company, announced today that Rob Grubka, currently CEO, Health Solutions, has been appointed to the expanded role of CEO, Workplace Solutions.

Key Points: 
  • Voya Financial, Inc. (NYSE: VOYA), a leading health, wealth and investment company, announced today that Rob Grubka, currently CEO, Health Solutions, has been appointed to the expanded role of CEO, Workplace Solutions.
  • View the full release here: https://www.businesswire.com/news/home/20221201005891/en/
    Rob Grubka has been appointed CEO, Workplace Solutions for Voya Financial, Inc., a leading health, wealth and investment company.
  • In this expanded, newly created role, Grubka will lead Voyas Health Solutions and Wealth Solutions segments and oversee all of the companys workplace benefits and savings businesses.
  • In his expanded role, Grubka will have oversight of Wealth Solutions and Health Solutions strategy, products and solutions, pricing, underwriting and operations.

Bitwise Announces Results of November 2022 Month-End Crypto Index Reconstitution

Retrieved on: 
Thursday, December 1, 2022

Bitwise Index Services, the indexing subsidiary of Bitwise Asset Management , today announced the results of the monthly reconstitution of the Bitwise Crypto Indexes, which took place on November 30, 2022, at 4 p.m.

Key Points: 
  • Bitwise Index Services, the indexing subsidiary of Bitwise Asset Management , today announced the results of the monthly reconstitution of the Bitwise Crypto Indexes, which took place on November 30, 2022, at 4 p.m.
  • The Bitwise Decentralized Finance Crypto Index had the following changes as a result of the November 30, 2022 reconstitution: Balancer (BAL) entered the index and 0x (ZRX) exited.
  • The Bitwise 10 ex Bitcoin Large Cap Crypto Index had the following changes as a result of the November 30, 2022 reconstitution: Chainlink (LINK) re-entered the index and Cosmos (ATOM) exited.
  • The Bitwise Crypto Indexes are reconstituted on a monthly basis according to the rules of the Bitwise Crypto Index Methodology as applied by the Bitwise Crypto Index Committee.

Rialto Markets to Serve as Long-Term Platform Partner for Newly Launched Rubicon Carbon

Retrieved on: 
Thursday, December 1, 2022

NEW YORK, Nov. 30, 2022 /PRNewswire/ --Rialto Markets today announced a long-term platform partnership with Rubicon Carbon, LLC ("Rubicon"), a newly launched market-based products and solutions platform built to help lead the next generation of the carbon market.

Key Points: 
  • NEW YORK, Nov. 30, 2022 /PRNewswire/ --Rialto Markets today announced a long-term platform partnership with Rubicon Carbon, LLC ("Rubicon"), a newly launched market-based products and solutions platform built to help lead the next generation of the carbon market.
  • In addition to investment from leading climate investors, Rubicon is led by an experienced management team who bring deep expertise in business building, markets, sustainability, and carbon finance.
  • Rubicon's initial product, the Rubicon Carbon Tonne ("RCT"), provides enterprise customers access to proprietary sets of both nature-based and non-nature-based carbon credits.
  • Rialto Markets created a bespoke solution to enable the purchase of our new product, Rubicon Carbon Tonnes, to be trusted and seamless.

Noble Capital Markets Initiates Equity Research Coverage on Commercial Vehicle Group (CVG)

Retrieved on: 
Thursday, December 1, 2022

NEW ALBANY, Ohio, Dec. 01, 2022 (GLOBE NEWSWIRE) -- CVG (NASDAQ: CVGI), a diversified industrial products and services company, is pleased to announce that Noble Capital Markets has initiated company-sponsored equity research coverageon the company.The full report by Noble Capital Markets Senior Research Analyst Joe Gomes, as well as news and advanced market data on CVG, is available on Channelchek.

Key Points: 
  • NEW ALBANY, Ohio, Dec. 01, 2022 (GLOBE NEWSWIRE) -- CVG (NASDAQ: CVGI), a diversified industrial products and services company, is pleased to announce that Noble Capital Markets has initiated company-sponsored equity research coverageon the company.The full report by Noble Capital Markets Senior Research Analyst Joe Gomes, as well as news and advanced market data on CVG, is available on Channelchek.
  • Noble Capital Markets, Inc. was incorporated in 1984 as a full-service SEC / FINRA registered broker-dealer, dedicated exclusively to serving underfollowed small / microcap companies through investment banking, wealth management, trading & execution, and equity research activities.
  • Over the past 37 years, Noble has raised billions of dollars for these companies and published more than 45,000 equity research reports.
  • Research on Channelchek is provided by Noble Capital Markets, Inc., an SEC / FINRA registered broker-dealer since 1984. www.channelchek.com email: [email protected]

SECIL Announces the Addition of Janet Decosta, a Premier Litigation Attorney, as a Partner in Its Washington, DC Office

Retrieved on: 
Thursday, December 1, 2022

WASHINGTON, Dec. 01, 2022 (GLOBE NEWSWIRE) -- SECIL Law PLLC is pleased to announce that Janet DeCosta has joined the firm as a partner.

Key Points: 
  • WASHINGTON, Dec. 01, 2022 (GLOBE NEWSWIRE) -- SECIL Law PLLC is pleased to announce that Janet DeCosta has joined the firm as a partner.
  • Janet also has represented broker-dealers, brokers, investors, financial advisors, and firms in more than 50 SEC and FINRA regulatory investigations and litigation in a myriad of settings.
  • She regularly handles cases involving transitions and terminations of financial advisors, both from the firm and individual financial advisor perspective.
  • As a premier boutique litigation firm, SECIL regularly represents clients in high-stakes litigation for individuals and companies and in investigations involving the Department of Justice and the Securities and Exchange Commission.

FINRA Promotes Jonathan Sokobin to Executive Vice President and Head of the New Office of Regulatory Economics and Market Analysis

Retrieved on: 
Thursday, December 1, 2022

The Office works closely with the Office of General Counsel and other departments in assessing the economic implications of FINRAs policies and programs.

Key Points: 
  • The Office works closely with the Office of General Counsel and other departments in assessing the economic implications of FINRAs policies and programs.
  • OCE also works collaboratively with FINRAs Regulatory Operations team to provide data, statistical and economic analyses to identify and measure regulatory risks and investor harm.
  • OCE regularly publishes its research, including the Industry Snapshot , which provides a high-level overview of the industry informed by regulatory data collected by FINRA.
  • I am excited to lead the Office of Regulatory Economics and Market Analysis and our team of talented professionals, said Sokobin.

The Standard Closes on Acquisition of Securian Financial’s Retirement Plan Recordkeeping Business

Retrieved on: 
Thursday, December 1, 2022

Standard Insurance Company (The Standard) and Securian Financial Group, Inc. (Securian Financial) today announced the closing of the acquisition of Securian Financials retirement plan recordkeeping business by The Standard, in accordance with the terms of the agreement reported on Oct. 18, 2022.

Key Points: 
  • Standard Insurance Company (The Standard) and Securian Financial Group, Inc. (Securian Financial) today announced the closing of the acquisition of Securian Financials retirement plan recordkeeping business by The Standard, in accordance with the terms of the agreement reported on Oct. 18, 2022.
  • I look forward to welcoming Securian Financials retirement plan employees, customers and partners to The Standard.
  • The business will operate under The Standard brand and include Securian Financials retirement solutions employees, management, client relationships and distribution networks.
  • Securian Financial's retirement plan products are offered through a fixed annuity contract issued by Minnesota Life Insurance Company or Securian Life Insurance Company, Securian Financial Group subsidiaries.