SIPC

Harris Williams Advises D&H United Fueling Solutions on its Sale to Wind Point Partners

Retrieved on: 
Friday, September 23, 2022

Harris Williams , a global investment bank specializing in M&A advisory services, announces it advised D&H United Fueling Solutions (D&H United), a portfolio company of KLH Capital (KLH), on its sale to Wind Point Partners (Wind Point).

Key Points: 
  • Harris Williams , a global investment bank specializing in M&A advisory services, announces it advised D&H United Fueling Solutions (D&H United), a portfolio company of KLH Capital (KLH), on its sale to Wind Point Partners (Wind Point).
  • We continue to see strong investor appetite for companies like D&H United that provide mission-critical, non-deferrable services in fragmented industries, said Graham Gillam, a director at Harris Williams.
  • Wind Point is currently investing out of Wind Point Partners X, a fund that was initiated in 2022.
  • Harris Williams is a trade name under which Harris Williams LLC, Harris Williams & Co. Ltd and Harris Williams & Co. Corporate Finance Advisors GmbH conduct business.

The BGL Business Services Insider - The Mid-Game Pivot: Contact Center Industry Adjusts Rapidly to Market Forces

Retrieved on: 
Friday, September 23, 2022

Read the Business Services Insider The Mid-Game Pivot: Contact Center Industry Adjusts Rapidly to Market Forces: https://bit.ly/BusServInsider

Key Points: 
  • Read the Business Services Insider The Mid-Game Pivot: Contact Center Industry Adjusts Rapidly to Market Forces: https://bit.ly/BusServInsider
    COVID-19 has forced contact centers to become more agile as demand for technology adoption and remote work increases.
  • The report examines developing trends as well as the current state of the contact center M&A market, where consolidation is continuing across a fragmented landscape.
  • Bain Capital (VXI Global Solutions) and ChrysCapital (ResultsCX) are among the private equity sponsors to establish growth platforms in the contact center space.
  • Brown Gibbons Lang & Company (BGL) is a leading independent investment bank and financial advisory firm focused on the global middle market.

SCHWAB ANNOUNCES Redemption of All Outstanding Shares of Its Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A

Retrieved on: 
Thursday, September 22, 2022

The Charles Schwab Corporation today announced that it will redeem on November 1, 2022, all of the 400,000 outstanding shares of its Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A (Series A Preferred Stock) (CUSIP 808513AE5) at a redemption price of $1,000 per share.

Key Points: 
  • The Charles Schwab Corporation today announced that it will redeem on November 1, 2022, all of the 400,000 outstanding shares of its Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A (Series A Preferred Stock) (CUSIP 808513AE5) at a redemption price of $1,000 per share.
  • The Series A Preferred Stock is held in book-entry form through the Depository Trust Company (DTC) and will be redeemed in accordance with the procedures of DTC.
  • Payment to DTC for the Series A Preferred Stock will be made by Equiniti Trust Company as redemption agent.
  • TD Ameritrade, Inc. and TD Ameritrade Clearing, Inc. are separate but affiliated companies and subsidiaries of TD Ameritrade Holding Corporation.

Principal® Small Business Event Highlights Importance of Leveraging Technology for Business Growth

Retrieved on: 
Thursday, September 22, 2022

Principal Financial Group and the Small Business Digital Alliance (SBDA) are hosting a conversation with small business leaders to explore the connection between a sustainable business model and the implementation of digital tools.

Key Points: 
  • Principal Financial Group and the Small Business Digital Alliance (SBDA) are hosting a conversation with small business leaders to explore the connection between a sustainable business model and the implementation of digital tools.
  • The discussion will center on the need for greater financial inclusion, and how small business owners can find the right solutions to attract and retain talent and grow their business.
  • The SBDA is a co-sponsorship agreement between the U.S. Small Business Administration (SBA) and Business Forward, Inc., a non-profit organization working with small business leaders in support of policies promoting Americas economic competitiveness.
  • Principal Funds, Inc. is distributed by Principal Funds Distributor, Inc. Securities offered through Principal Securities, Inc., 800-247-1737, member SIPC and/or independent broker/-dealers.

Invstr Launches Investing for Families With Invstr Jr Trust Accounts, Enabling Children & Teens to Learn to Invest & Manage Money

Retrieved on: 
Thursday, September 22, 2022

The new Invstr custodial account enables those under the age of 18 to learn how to earn and invest money and how to manage their finances.

Key Points: 
  • The new Invstr custodial account enables those under the age of 18 to learn how to earn and invest money and how to manage their finances.
  • Invstr Jr is helping close this knowledge gap, offering the tools and resources necessary to improve young peoples understanding of finance and investing.
  • By opening an Invstr Jr account for their children, parents are empowered to help raise financially-literate individuals, providing them access to Invstrs industry-leading investing education and tools.
  • Invstr Jr enables adults to transfer money or assets to children under 18 years of age using the IRS annual tax-free gifting allowance.

CAIS Announces Partnership with Ares Wealth Management Solutions to Support Greater Access to Alternatives for Independent Wealth Channel

Retrieved on: 
Thursday, September 22, 2022

CAIS will work with AWMS to create custom investment solutions that support new asset flow and business development opportunities for the independent advisor community.

Key Points: 
  • CAIS will work with AWMS to create custom investment solutions that support new asset flow and business development opportunities for the independent advisor community.
  • This strategic partnership is intended to enhance the distribution and marketing capabilities for several Ares investment solutions, including its evergreen, drawdown, and 40 Act funds.
  • Through technology and education, CAIS has created an important point of access to the fragmented independent advisor community, said Raj Dhanda, Partner, Global Head of Wealth Management in Ares Wealth Management Solutions.
  • Ares Wealth Management Solutions (AWMS) oversees the product development, distribution, marketing and client management activities of investment offerings for the global wealth management channel.

OTC Markets Group Welcomes Arianne Phosphate Inc to OTCQX

Retrieved on: 
Thursday, September 22, 2022

NEW YORK, Sept. 22, 2022 (GLOBE NEWSWIRE) -- OTC Markets Group Inc. (OTCQX: OTCM), operator of regulated markets for trading 12,000 U.S. and international securities, today announced Arianne Phosphate Inc (TSX-V: DAN; OTCQX: DRRSF), a Canadian mineral exploration company, has qualified to trade on the OTCQX Best Market.

Key Points: 
  • NEW YORK, Sept. 22, 2022 (GLOBE NEWSWIRE) -- OTC Markets Group Inc. (OTCQX: OTCM), operator of regulated markets for trading 12,000 U.S. and international securities, today announced Arianne Phosphate Inc (TSX-V: DAN; OTCQX: DRRSF), a Canadian mineral exploration company, has qualified to trade on the OTCQX Best Market.
  • Arianne Phosphate Inc begins trading today on OTCQX under the symbol DRRSF.
  • About OTC Markets Group Inc.
    OTC Markets Group Inc. (OTCQX: OTCM) operates regulated markets for trading 12,000 U.S. and international securities.
  • OTC Link ATS, OTC Link ECN and OTC Link NQB are each an SEC regulated ATS, operated by OTC Link LLC, a FINRA and SEC registered broker-dealer, member SIPC.

OTC Markets Group Welcomes Norse Atlantic Airways to OTCQX

Retrieved on: 
Thursday, September 22, 2022

NEW YORK, Sept. 22, 2022 (GLOBE NEWSWIRE) -- OTC Markets Group Inc. (OTCQX: OTCM), operator of regulated markets for trading 12,000 U.S. and international securities, today announced Norse Atlantic Airways (Oslo Bors: NORSE; OTCQX: NRSAF), a new long-haul airline offering affordable flights on transatlantic routes, has qualified to trade on the OTCQX Best Market.

Key Points: 
  • NEW YORK, Sept. 22, 2022 (GLOBE NEWSWIRE) -- OTC Markets Group Inc. (OTCQX: OTCM), operator of regulated markets for trading 12,000 U.S. and international securities, today announced Norse Atlantic Airways (Oslo Bors: NORSE; OTCQX: NRSAF), a new long-haul airline offering affordable flights on transatlantic routes, has qualified to trade on the OTCQX Best Market.
  • Norse Atlantic Airways upgraded to OTCQX from the Pink market.
  • Norse Atlantic Airways begins trading today on OTCQX under the symbol NRSAF.
  • About OTC Markets Group Inc.
    OTC Markets Group Inc. (OTCQX: OTCM) operates regulated markets for trading 12,000 U.S. and international securities.

OTC Markets Group Welcomes Saturn Oil & Gas Inc. to OTCQX

Retrieved on: 
Thursday, September 22, 2022

NEW YORK, Sept. 22, 2022 (GLOBE NEWSWIRE) -- OTC Markets Group Inc. (OTCQX: OTCM), operator of regulated markets for 12,000 U.S. and international securities, today announced Saturn Oil & Gas Inc. (TSX-V: SOIL; OTCQX: OILSF), an oil and gas exploration and development company, has qualified to trade on the OTCQX Best Market.

Key Points: 
  • NEW YORK, Sept. 22, 2022 (GLOBE NEWSWIRE) -- OTC Markets Group Inc. (OTCQX: OTCM), operator of regulated markets for 12,000 U.S. and international securities, today announced Saturn Oil & Gas Inc. (TSX-V: SOIL; OTCQX: OILSF), an oil and gas exploration and development company, has qualified to trade on the OTCQX Best Market.
  • Saturn Oil & Gas Inc. upgraded to OTCQX from the Pink market.
  • Saturn Oil & Gas Inc. begins trading today on OTCQX under the symbol OILSF.
  • About OTC Markets Group Inc.
    OTC Markets Group Inc. (OTCQX: OTCM) operates regulated markets for trading 12,000 U.S. and international securities.

Harris Williams Advises Authority Brands on its Pending Sale to British Columbia Investment Management Corporation and Funds Advised by Apax

Retrieved on: 
Wednesday, September 21, 2022

Harris Williams , a global investment bank specializing in M&A advisory services, announces it is advising Authority Brands, a portfolio company of Apax Partners LLP (Apax), on its pending sale to British Columbia Investment Management Corporation (BCI) alongside funds advised by Apax (Apax Funds), which will retain majority ownership.

Key Points: 
  • Harris Williams , a global investment bank specializing in M&A advisory services, announces it is advising Authority Brands, a portfolio company of Apax Partners LLP (Apax), on its pending sale to British Columbia Investment Management Corporation (BCI) alongside funds advised by Apax (Apax Funds), which will retain majority ownership.
  • Authority Brands represents another marquee transaction for Harris Williams in the residential services and franchising sectors.
  • Authority Brands is the premier residential services franchising platform providing services from the property line to the roof line.
  • Harris Williams is a trade name under which Harris Williams LLC, Harris Williams & Co. Ltd and Harris Williams & Co. Corporate Finance Advisors GmbH conduct business.