Securities and Exchange Commission (Philippines)

Mustang Bio Announces $4.4 Million Registered Direct Offering Priced At-the-Market Under Nasdaq Rules

Retrieved on: 
Thursday, October 26, 2023
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The offering is expected to close on or about October 30, 2023, subject to the satisfaction of customary closing conditions.

Key Points: 
  • The offering is expected to close on or about October 30, 2023, subject to the satisfaction of customary closing conditions.
  • H.C. Wainwright & Co. is acting as the exclusive placement agent for the offering.
  • The gross proceeds to Mustang from the offering are expected to be approximately $4.4 million, before deducting the placement agent’s fees and other offering expenses payable by the Company.
  • Mustang currently intends to use the net proceeds from the offering for working capital and general corporate purposes.

BLINK CHARGING ANNOUNCES FILING OF UNIVERSAL SHELF REGISTRATION STATEMENT

Retrieved on: 
Friday, October 20, 2023
Sale, Security (finance), EV, EBITDA, Form, Securities and Exchange Commission (Philippines), Prospectus, Form S-3, EVS, S-3

Miami Beach, FL, Oct. 20, 2023 (GLOBE NEWSWIRE) -- Blink Charging Co. (Nasdaq: BLNK) (“Blink” or the “Company”), a leading manufacturer, owner, operator, and provider of electric vehicle (EV) charging equipment and services, today announced that it has filed a universal shelf registration statement on Form S-3 with the Securities and Exchange Commission (SEC).

Key Points: 
  • Miami Beach, FL, Oct. 20, 2023 (GLOBE NEWSWIRE) -- Blink Charging Co. (Nasdaq: BLNK) (“Blink” or the “Company”), a leading manufacturer, owner, operator, and provider of electric vehicle (EV) charging equipment and services, today announced that it has filed a universal shelf registration statement on Form S-3 with the Securities and Exchange Commission (SEC).
  • The shelf registration statement on Form S-3 has been filed with the SEC but has not yet become effective.
  • Any offering of securities under the registration statement will be made only by means of a prospectus supplement related to such offering and the accompanying prospectus included in the shelf registration.
  • Blink currently expects that the net proceeds of any such future offerings of securities pursuant to the shelf registration statement would be used for general corporate purposes.

Brilliant Acquisition Corporation Announces Extension of Completion Window to November 23, 2023

Retrieved on: 
Friday, October 20, 2023
Form, Securities and Exchange Commission (Philippines), Security (finance), Brilliant

New York, Oct. 20, 2023 (GLOBE NEWSWIRE) -- Brilliant Acquisition Corporation (“Brilliant”) announced today that it has extended the period of time it will have to consummate its initial business combination by a further one month, or until November 23, 2023.

Key Points: 
  • New York, Oct. 20, 2023 (GLOBE NEWSWIRE) -- Brilliant Acquisition Corporation (“Brilliant”) announced today that it has extended the period of time it will have to consummate its initial business combination by a further one month, or until November 23, 2023.
  • In connection with the extension, Brilliant’s Sponsor, Nisun Investment Holding Limited, deposited $32,300 in Brilliant’s trust account, representing $0.08 per public ordinary share of Brilliant currently outstanding, as additional interest on the proceeds in the trust account.
  • The extension was approved by Brilliant’s shareholders on July 20, 2023.
  • The purpose of the extension is to permit sufficient time for Brilliant to consummate its previously announced proposed business combination with Nukkleus, Inc. (“Nukkleus”).

X-Energy Announces Participation in IPO Edge Fireside Chat

Retrieved on: 
Thursday, October 19, 2023
Utilities, Technology, Other Technology, Other Science, Energy, Science, Nuclear, SMR, IPO, Register, Rolls-Royce SMR, Business analyst, Form, AAC, NYSE, Sports Properties Acquisition Corporation, Securities and Exchange Commission (Philippines)

X-Energy Reactor Company, LLC (“X-energy” or the “Company”), a leading developer of advanced small modular nuclear reactors and fuel technology for clean energy generation, announced today that Chief Executive Officer of X-energy, J. Clay Sell will participate in an IPO Edge Fireside Chat .

Key Points: 
  • X-Energy Reactor Company, LLC (“X-energy” or the “Company”), a leading developer of advanced small modular nuclear reactors and fuel technology for clean energy generation, announced today that Chief Executive Officer of X-energy, J. Clay Sell will participate in an IPO Edge Fireside Chat .
  • Among the topics Mr. Sell will discuss are: global demand for clean energy; what differentiates X-energy’s Small Modular Nuclear Reactor (SMR), the Xe-100, and its proprietary fuel, TRISO-X; X-Energy’s market opportunity, customers and strategic partners; the role of SMRs in energy security.
  • An extraordinary general meeting of shareholders (the “Extraordinary General Meeting”) to approve the Business Combination is scheduled to be held on October 31, 2023 at 4:00 p.m. Eastern Time.
  • More information about this announcement can be found here .

Alpha Modus to List on NASDAQ Via Business Combination Agreement with Insight Acquisition Corp.

Retrieved on: 
Monday, October 16, 2023
Alpha, Acquisition, LLP, Intelligence, Securities and Exchange Commission (Philippines), Form, IAC, Business analyst, BCA, PLLC, Retail

NEW YORK, Oct. 16, 2023 (GLOBE NEWSWIRE) -- Alpha Modus, Corp. (“Alpha Modus”), a technology company with a core focus on artificial intelligence in retail, and Insight Acquisition Corp. (“Insight” or “IAC”) (NASDAQ: INAQ), a special purpose acquisition company, today announced they have entered into a business combination agreement, dated as of October 13, 2023 (the “BCA”), regarding Insight’s proposed acquisition of Alpha Modus (the “Business Combination”).

Key Points: 
  • ~ Transaction Reflects High Confidence of Closing, No Minimum Cash Condition ~
    NEW YORK, Oct. 16, 2023 (GLOBE NEWSWIRE) -- Alpha Modus, Corp. (“Alpha Modus”), a technology company with a core focus on artificial intelligence in retail, and Insight Acquisition Corp. (“Insight” or “IAC”) (NASDAQ: INAQ), a special purpose acquisition company, today announced they have entered into a business combination agreement, dated as of October 13, 2023 (the “BCA”), regarding Insight’s proposed acquisition of Alpha Modus (the “Business Combination”).
  • Alpha Modus develops data-driven technologies in retail to enhance consumers’ in-store experience at the point of decision.
  • Since its launch in 2014, Alpha Modus has maintained its corporate mission of solving pain-points for retail businesses through providing actionable insights found in unstructured data.
  • Alpha Modus intends to change the way brick and mortar businesses serve consumers through its robust portfolio of patented AI technology.

Longeveron Announces $4 Million Registered Direct Offering Priced At-the-Market Under Nasdaq Rules

Retrieved on: 
Thursday, October 12, 2023
Park Avenue, Security (finance), Public expenditure, Series, Securities and Exchange Commission (Philippines), Form, Regulation D, 3rd Floor, Exercise, Hypoplastic left heart syndrome, HLHS, Sale

The offering is expected to close on or about October 13, 2023, subject to the satisfaction of customary closing conditions.

Key Points: 
  • The offering is expected to close on or about October 13, 2023, subject to the satisfaction of customary closing conditions.
  • H.C. Wainwright & Co. is acting as the exclusive placement agent for the offering.
  • The gross proceeds to Longeveron from the offering are expected to be approximately $4 million, before deducting the placement agent’s fees and other offering expenses payable by the Company.
  • The offering of the shares of common stock (or common stock equivalents) to be issued in the registered direct offering are being made only by means of a prospectus supplement that forms a part of the registration statement.

Unrivaled Brands Files S-4; Announces Corporate Reorganization to become Blüm

Retrieved on: 
Tuesday, October 10, 2023
Annual general meeting, OTCQB, Reverse stock split, Proxy, Prospectus, Form, Corporate action, NUALS Arts and Literary Annual Meet, Exchange, Securities and Exchange Commission (Philippines), Sale, WHEN, Suite, Security (finance), Holding company, Unrivaled, Shareholder

SANTA ANA, Calif., Oct. 10, 2023 (GLOBE NEWSWIRE) -- Unrivaled Brands, Inc. (OTCQB: UNRV) (“Unrivaled,” “Unrivaled Brands,” or the “Company”), a Nevada cannabis company with operations throughout California, announced today that it intends to implement a reorganization in which a new Delaware holding company, Blum Holdings, Inc. (“Blüm”), would become the publicly traded holding company of Unrivaled Brands and its subsidiaries (the “Reorganization”).

Key Points: 
  • SANTA ANA, Calif., Oct. 10, 2023 (GLOBE NEWSWIRE) -- Unrivaled Brands, Inc. (OTCQB: UNRV) (“Unrivaled,” “Unrivaled Brands,” or the “Company”), a Nevada cannabis company with operations throughout California, announced today that it intends to implement a reorganization in which a new Delaware holding company, Blum Holdings, Inc. (“Blüm”), would become the publicly traded holding company of Unrivaled Brands and its subsidiaries (the “Reorganization”).
  • Any outstanding securities convertible or exercisable for shares of Unrivaled common stock will become securities convertible or exercisable for shares of Blüm common stock.
  • In connection with the Reorganization, Blüm has filed a registration statement on Form S-4 that includes a preliminary proxy statement of Unrivaled Brands and a preliminary prospectus of Blüm, and Unrivaled Brands and Blüm may file with the SEC other relevant documents in connection with the proposed Reorganization.
  • Unrivaled Brands and its directors, executive officers and certain other members of management and employees may be deemed to be participants in the solicitation of proxies from Unrivaled Brands’ stockholders in connection with the Reorganization.

WiSA Technologies Announces Pricing of $4.8 Million Public Offering of Series B Convertible Redeemable Preferred Stock and Warrants

Retrieved on: 
Monday, October 16, 2023
Audio, Video, Consumer Electronics, Mobile, Wireless, Technology, Software, Park Avenue, Unit, Telephone, Attention, Prospectus, PIK, Securities and Exchange Commission (Philippines), 731 (The X-Files), Form, WISA, Sale, Security (finance), Series, Warrant

WiSA Technologies, Inc. (Nasdaq: WISA or the “Company”), a developer of spatial, wireless sound technology for smart devices and next-generation home entertainment systems, today announced the pricing of a public offering of 87,000 units (the “Units”), with each Unit consisting of one share of the Company’s Series B Convertible Redeemable Preferred Stock, par value $0.0001 per share, with a liquidation preference of $100.00 per share (the “Series B Convertible Preferred Stock”), and two warrants (the “Warrants”), each to purchase one (1) share of Series B Convertible Preferred Stock for gross proceeds of approximately $4.8 million.

Key Points: 
  • WiSA Technologies, Inc. (Nasdaq: WISA or the “Company”), a developer of spatial, wireless sound technology for smart devices and next-generation home entertainment systems, today announced the pricing of a public offering of 87,000 units (the “Units”), with each Unit consisting of one share of the Company’s Series B Convertible Redeemable Preferred Stock, par value $0.0001 per share, with a liquidation preference of $100.00 per share (the “Series B Convertible Preferred Stock”), and two warrants (the “Warrants”), each to purchase one (1) share of Series B Convertible Preferred Stock for gross proceeds of approximately $4.8 million.
  • The purchase price for one Unit is $55.00, which reflects the issuance of the Series B Convertible Preferred Stock with an original issue discount.
  • The Series B Convertible Preferred Stock has a term of two (2) years and is convertible at the option of the holder at any time into shares of the Company’s common stock at a conversion price of $0.4147.
  • Dividends on the Series B Convertible Preferred Stock will be paid, if and when declared by the Board of Directors, in-kind (“PIK dividends”) in additional shares of Series B Convertible Preferred Stock based on the stated value of $100.00 per share at a dividend rate of 20.0%.

PublicSq.’s Form S-1 Goes Effective with SEC

Retrieved on: 
Thursday, October 12, 2023
Women, Software, Networks, Men, Data Management, Technology, Consumer, Other Consumer, Form, Security (finance), Business analyst, Registration statement, NYSE, PSQ, Register, Securities and Exchange Commission (Philippines), Exercise

PSQ Holdings, Inc. (NYSE: PSQH) (“Public Square”, “the Company”), a leading marketplace of patriotic businesses and consumers, today announced that the Securities and Exchange Commission (“SEC”) has declared the Company’s resale registration statement on Form S-1 effective as of October 12, 2023.

Key Points: 
  • PSQ Holdings, Inc. (NYSE: PSQH) (“Public Square”, “the Company”), a leading marketplace of patriotic businesses and consumers, today announced that the Securities and Exchange Commission (“SEC”) has declared the Company’s resale registration statement on Form S-1 effective as of October 12, 2023.
  • The shares and warrants registered for resale on the Form S-1 were issued in connection with the Company’s business combination with Colombier Acquisition Corp., which closed on July 19, 2023 (the “Business Combination”).
  • The Form S-1 also registered the shares issuable upon exercise of the existing warrants.
  • Under the terms of a registration rights agreement with the selling securityholders entered into in connection with the Business Combination, the Registration Statement was required to be effective within the 60 business days following the closing date of the Business Combination.

Learn CW Investment Corporation Announces Shareholder Approval of Extension of Deadline to Complete Business Combination to October 13, 2024

Retrieved on: 
Wednesday, October 11, 2023
Asset Management, Professional Services, Business, Finance, LCW, NYSE, Securities and Exchange Commission (Philippines), Article, Security (finance)

Learn CW Investment Corporation (NYSE: LCW) (the “Company”) announced today that the Company’s shareholders voted in favor of approving amendments to the Company’s amended and restated memorandum and articles of association (the “Articles”) to, amongst other things, extend the date by which the Company must consummate an initial business combination from October 13, 2023 to October 13, 2024 by electing to extend the date to consummate an initial business combination on a monthly basis for up to twelve times by an additional one month each time (the “Extension”).

Key Points: 
  • Learn CW Investment Corporation (NYSE: LCW) (the “Company”) announced today that the Company’s shareholders voted in favor of approving amendments to the Company’s amended and restated memorandum and articles of association (the “Articles”) to, amongst other things, extend the date by which the Company must consummate an initial business combination from October 13, 2023 to October 13, 2024 by electing to extend the date to consummate an initial business combination on a monthly basis for up to twelve times by an additional one month each time (the “Extension”).
  • The Company also announced it intends to deposit an aggregate of $150,000 into the Company’s trust account on or prior to October 13, 2023 in order to extend the period of time the Company has to consummate its initial business combination by an additional month in accordance with the terms of the amended Articles.
  • A Current Report on Form 8-K disclosing the full voting results will be filed with the U.S. Securities and Exchange Commission (the “SEC”).