CIRO hearing panel makes findings of misconduct against Adib Khaldi and sets date for hearing on sanctions
The hearing of this matter on its merits was held electronically by videoconference on September 26-27 and December 8, 2023, before a three-member hearing panel of the CIRO Nova Scotia District Hearing Committee.
- The hearing of this matter on its merits was held electronically by videoconference on September 26-27 and December 8, 2023, before a three-member hearing panel of the CIRO Nova Scotia District Hearing Committee.
- After receiving evidence and hearing submissions from CIRO Staff about misconduct, the hearing panel found that the three allegations in the Notice of Hearing had been established.
- The hearing panel will issue written reasons for their decision on misconduct in due course.
- During the period described in the Notice of Hearing, Adib Khaldi conducted business in the Dartmouth, Nova Scotia area.