Form 10-K

Falcon’s Beyond Receives Expected Notice from Nasdaq Regarding Delayed Annual Report

Retrieved on: 
Wednesday, April 24, 2024
Entertainment, Technology, Online, Mobile Entertainment, Licensing (Entertainment), Internet, Annual report, Security (finance), Notice, Form, Form 10-K, Register, Bank statement, Rule, Calendar, Medical device

The Notice has no immediate effect on the listing of the Company’s securities on Nasdaq.

Key Points: 
  • The Notice has no immediate effect on the listing of the Company’s securities on Nasdaq.
  • This press release contains statements that are “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995.
  • The forward-looking statements speak only as of the date of this press release or as of the date such statements were made.
  • The Company undertakes no obligation to publicly update or revise any forward-looking statement as a result of new information, future events or otherwise, except as otherwise required by law.

Advent Technologies Holdings Receives Nasdaq Notice on Late Filing of its Form 10-K

Retrieved on: 
Tuesday, April 23, 2024
Manufacturing, Maritime, Transport, Recycling, Other Manufacturing, Alternative Energy, Environment, Energy, Engineering, Sustainability, Chemicals, Plastics, Security (finance), ADN, Notice, Letter, Form 10-K, Calendar, Cryptocurrency

This Notice received from Nasdaq has no immediate effect on the listing or trading of the Company's shares.

Key Points: 
  • This Notice received from Nasdaq has no immediate effect on the listing or trading of the Company's shares.
  • Nasdaq has provided the Company with 60 calendar days, until Sunday, June 16, 2024, to submit a plan to regain compliance.
  • If Nasdaq accepts the Company’s plan, then Nasdaq may grant the Company an exception until Monday, October 14, 2024, as instructed by the Letter, to regain compliance with the Nasdaq Listing Rules.
  • This announcement is made in compliance with Nasdaq Listing Rule 5810(b), which requires prompt disclosure of receipt of a deficiency notification.

Broadway Financial Corporation Discloses Receipt of Notice From Nasdaq Regarding Filing Requirement for the Company’s Form 10-K

Retrieved on: 
Tuesday, April 23, 2024
Banking, Professional Services, Finance, Broadway Federal Bank, Security (finance), National Association, Form, Form 10-K, Calendar, Cryptocurrency

Previously Nasdaq granted the Company an exception for filing its delinquent Form 10-Q for the period ended September 30, 2023, until May 13, 2024.

Key Points: 
  • Previously Nasdaq granted the Company an exception for filing its delinquent Form 10-Q for the period ended September 30, 2023, until May 13, 2024.
  • As a result of that exception, Nasdaq informed the Company in this latest notice that Broadway must file its Form 10-K for fiscal 2023 on or before the same date: May 13, 2024.
  • Broadway is in the process of providing an updated plan to Nasdaq, which will describe progress that has been made in that regard, and intends to file both the Form 10-Q for the third quarter of 2023 and the Form 10-K for calendar 2023 on or before May 13, 2024.
  • In addition, in the fourth quarter of 2023, the Company began implementing changes to its internal controls to strengthen overall financial controls and provide reasonable assurance that Broadway can report accurate, timely financial information in compliance with rules and regulations of the SEC.

Momentus Receives Nasdaq Deficiency Notification Regarding Delayed Form 10-K

Retrieved on: 
Monday, April 22, 2024
Engineering, Defense, Technology, Consumer, Other Retail, Aerospace, Manufacturing, Mobile, Wireless, Other Energy, Retail, Satellite, Alternative Energy, Energy, Science, Other Transport, Automotive, Other Consumer, Transport, Other Science, Other Manufacturing, Other Defense, Contracts, Notice, Form, Commission, Form 10-K, Inc., Bank statement, File, Calendar, Cryptocurrency

The Notice has no immediate impact on the listing of the Company’s common stock on Nasdaq, and the Company’s listing remains fully effective.

Key Points: 
  • The Notice has no immediate impact on the listing of the Company’s common stock on Nasdaq, and the Company’s listing remains fully effective.
  • The Company has 60 calendar days from the date of the Notice, or until June 17, 2024, to file the Form 10-K or to submit to Nasdaq a plan to regain compliance with the Nasdaq Listing Rule 5250(c)(1).
  • If the Company submits a plan to Nasdaq and Nasdaq accepts the plan, Nasdaq can grant an exception of up to 180 calendar days from the due date of the filing of the Form 10-K, or until October 14, 2024, to regain compliance.
  • If the Company does not regain compliance within the allotted compliance periods, including any extensions that may be granted by Nasdaq, Nasdaq will provide notice that the Company’s common stock will be subject to delisting.

Exicure, Inc. Received Nasdaq Delinquency Notice on Late Filing of its Form 10-K

Retrieved on: 
Monday, April 22, 2024
Biotechnology, Finance, Health, Professional Services, Legal, Form, Annual report, Rule, Form 10-K

The Letter states that the Company must submit an update to its original plan to regain compliance with respect to the filing requirements.

Key Points: 
  • The Letter states that the Company must submit an update to its original plan to regain compliance with respect to the filing requirements.
  • The plan initially related to the Company’s delinquency in filing its Form 10-Q for the quarter ended September 30, 2023, and the Nasdaq staff granted an exception giving the Company until May 20, 2024 to file the third quarter Form 10-Q.
  • Any additional exceptions to allow the Company to regain compliance with all delinquent filings (both the third quarter Form 10-Q and the Form 10-K) will be limited to May 20, 2024.
  • The Company is working diligently to complete its Form 10-K and intends to file the Form 10-K as soon as practicable to regain compliance with the Rule.

Pioneer Receives Nasdaq Notification of Non-Compliance Related to Delayed Annual Report on Form 10-K

Retrieved on: 
Tuesday, April 23, 2024
Utilities, Batteries, Alternative Energy, EV, Electric Vehicles, Energy, Alternative Vehicles, Fuels, Automotive, Technology, Annual report, Security (finance), Form 10-K, Failure, Calendar, Letter

The delinquency notification letter provides that, under Nasdaq rules for continued listing, the Company has 60 calendar days to submit to Nasdaq a plan to regain compliance.

Key Points: 
  • The delinquency notification letter provides that, under Nasdaq rules for continued listing, the Company has 60 calendar days to submit to Nasdaq a plan to regain compliance.
  • If Nasdaq does not accept the plan, the Company will have the opportunity to appeal the decision to a Hearings Panel.
  • The delinquency notification letter has no immediate effect on the listing of the Company’s common stock on the Nasdaq Capital Market.
  • The company expects to file its Annual Report with the SEC in the coming weeks.

BWXT Announces Expansion of Cambridge Manufacturing Plant to Support Global Nuclear Power Market

Retrieved on: 
Friday, April 19, 2024
Manufacturing, Energy, Nuclear, Engineering, Utilities, BWX Technologies, Climate change, Investment, Ontario Power Generation, Government, Risk, Power plant engineering, Small modular reactor, TerraPower, Electricity, OPG, Growth, Foot, Nuclear energy, BWXT, Bruce Power, Work, Form 10-K, Natural Resources, Annual report, Renewable energy

BWX Technologies, Inc. (NYSE: BWXT) announced today an investment to expand its Cambridge manufacturing plant.

Key Points: 
  • BWX Technologies, Inc. (NYSE: BWXT) announced today an investment to expand its Cambridge manufacturing plant.
  • At the same time, the global nuclear industry is increasingly being called upon to mitigate the impacts of climate change and increase energy security and independence.
  • Rex Geveden, president and Chief Executive Officer, BWXT, stated, “There is a sharp increase in government interest and funding for nuclear power, globally.
  • BWX Technologies, Inc. (“BWXT”) cautions that this release contains forward-looking statements, including statements relating to expectations for the timing and impact of the expansion of the Cambridge manufacturing plant.

Smartsheet Announces $150 Million Share Repurchase Program

Retrieved on: 
Friday, April 19, 2024
Software, Technology, Data Management, Annual report, Security (finance), Acquisition, Form 10-K

The program has no minimum purchase commitment and may extend over a period of approximately twelve months.

Key Points: 
  • The program has no minimum purchase commitment and may extend over a period of approximately twelve months.
  • The repurchase program does not obligate Smartsheet to acquire any particular amount of Class A common stock and the repurchase program may be suspended or discontinued at any time at Smartsheet’s discretion without prior notice.
  • The press release contains forward-looking statements, including Smartsheet’s intention to implement a program to purchase up to $150 million of Smartsheet’s Class A common stock; the expected timing, volume, and nature of such securities repurchase program; and the duration of the program.
  • Smartsheet is under no obligation, and expressly disclaims any obligation, to update or alter its forward-looking statements whether as a result of new information, future events, or otherwise.

Faraday Future Receives Letter from Nasdaq Regarding Form 10-K Filing

Retrieved on: 
Saturday, April 20, 2024
Software, Internet, EV, Electric Vehicles, Alternative Vehicles, Fuels, Automotive, Artificial Intelligence, Technology, Vehicle Technology, Form, Form 10-K, File, Calendar, Letter, Cryptocurrency

Faraday Future Intelligent Electric Inc. (“Faraday Future” or the “Company”) (NASDAQ: FFIE), a California-based global shared intelligent electric mobility ecosystem company, today announced that it received a letter (the “Nasdaq Letter”) from The Nasdaq Stock Market (“Nasdaq”) dated April 18, 2024, indicating that the Company was not in compliance with Nasdaq Listing Rule 5250(c)(1).

Key Points: 
  • Faraday Future Intelligent Electric Inc. (“Faraday Future” or the “Company”) (NASDAQ: FFIE), a California-based global shared intelligent electric mobility ecosystem company, today announced that it received a letter (the “Nasdaq Letter”) from The Nasdaq Stock Market (“Nasdaq”) dated April 18, 2024, indicating that the Company was not in compliance with Nasdaq Listing Rule 5250(c)(1).
  • The Nasdaq Letter was issued in accordance with standard Nasdaq procedures due to the delayed filing of the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2023 (the “Form 10-K”).
  • The Nasdaq Letter further advised the Company that it will be placed on a list of non-compliant Nasdaq companies beginning five business days after April 18, 2024.
  • Upon the Company’s filing of its Form 10-K and any subsequent period filing that will be due within the 180-day period referenced above, the Company will again become compliant with Nasdaq Marketplace Rule 5250(c)(1).

Odyssey Marine Exploration Addresses NASDAQ Compliance Matters

Retrieved on: 
Friday, April 19, 2024
Maritime, Natural Resources, Transport, Mining, Minerals, Odyssey, Form, Security (finance), Odyssey Marine Exploration, Form 10-K

Odyssey Marine Exploration, Inc. (NASDAQ: OMEX), a global subsea mineral exploration and validation company, reported that on April 17, 2024, Odyssey received a notice from Nasdaq Regulation that Odyssey is not in compliance with Nasdaq Rule 5250(c)(1) because it had not yet filed its Form 10-K for the period ended December 31, 2023 (the “Form 10-K”) with the Securities and Exchange Commission (SEC).

Key Points: 
  • Odyssey Marine Exploration, Inc. (NASDAQ: OMEX), a global subsea mineral exploration and validation company, reported that on April 17, 2024, Odyssey received a notice from Nasdaq Regulation that Odyssey is not in compliance with Nasdaq Rule 5250(c)(1) because it had not yet filed its Form 10-K for the period ended December 31, 2023 (the “Form 10-K”) with the Securities and Exchange Commission (SEC).
  • Odyssey plans to regain compliance with Nasdaq Rule 5250(c)(1) by filing the Form 10-K with the SEC, which it expects to do as soon as practicable.