Regulatory compliance

Compliance Solutions Strategies Expands aosphere Collaboration

Retrieved on: 
Wednesday, July 14, 2021
Financial regulation, Regulatory technology, Regulatory compliance, Market data

NEW YORK, July 14, 2021 /PRNewswire/ -- Compliance Solutions Strategies ("CSS"), a leading RegTech platform providing technology-driven solutions which enable financial services firms to meet mandatory regulatory compliance requirements, today announced an expanded collaboration with aosphere LLP, an affiliate of Allen & Overy LLP, with the full integration of a range of Market Data Services offered by aosphere into the CSS Investment Monitoring platform.

Key Points: 
  • NEW YORK, July 14, 2021 /PRNewswire/ -- Compliance Solutions Strategies ("CSS"), a leading RegTech platform providing technology-driven solutions which enable financial services firms to meet mandatory regulatory compliance requirements, today announced an expanded collaboration with aosphere LLP, an affiliate of Allen & Overy LLP, with the full integration of a range of Market Data Services offered by aosphere into the CSS Investment Monitoring platform.
  • CSS expands strategic collaboration with aosphere with integration of Market Data Services for Shareholding Disclosure.
  • Our solutions and services help firms meet regulatory deadlines while optimizing compliance data, operations and technology.
  • CSS covers a full range of global compliance disciplines spanning fund reporting, transaction reporting, investment monitoring, compliance management, compliance services and managed services with a complementary, centralized approach to the strategic management of regulatory data called RBOR (Regulatory Book of Record).

Compliance Solutions Strategies Expands aosphere Collaboration

Retrieved on: 
Wednesday, July 14, 2021
Financial regulation, Regulatory technology, Regulatory compliance, CSS, Computing, Technology

NEW YORK, July 14, 2021 /PRNewswire/ -- Compliance Solutions Strategies ("CSS"), a leading RegTech platform providing technology-driven solutions which enable financial services firms to meet mandatory regulatory compliance requirements, today announced an expanded collaboration with aosphere LLP, an affiliate of Allen & Overy LLP, with the full integration of a range of Market Data Services offered by aosphere into the CSS Investment Monitoring platform.

Key Points: 
  • NEW YORK, July 14, 2021 /PRNewswire/ -- Compliance Solutions Strategies ("CSS"), a leading RegTech platform providing technology-driven solutions which enable financial services firms to meet mandatory regulatory compliance requirements, today announced an expanded collaboration with aosphere LLP, an affiliate of Allen & Overy LLP, with the full integration of a range of Market Data Services offered by aosphere into the CSS Investment Monitoring platform.
  • "Our strategic collaboration with aosphere builds upon the intellectual capital of our own team of legal and regulatory experts and significantly enhances our global Investment Monitoring platform," said Doug Morgan, Chief Executive Officer of CSS.
  • Our solutions and services help firms meet regulatory deadlines while optimizing compliance data, operations and technology.
  • CSS covers a full range of global compliance disciplines spanning fund reporting, transaction reporting, investment monitoring, compliance management, compliance services and managed services with a complementary, centralized approach to the strategic management of regulatory data called RBOR (Regulatory Book of Record).

Adlib Achieves HIPAA Compliance for its Content Intelligence Cloud Platform

Retrieved on: 
Wednesday, July 14, 2021
Privacy law, Data security, Data erasure, Health Insurance Portability and Accountability Act, Medical privacy, Regulatory compliance, Law

TORONTO, July 14, 2021 (GLOBE NEWSWIRE) -- Adlib , the leader in Content Intelligence Cloud solutions, today announces compliance with the Health Insurance Portability and Accountability Act (HIPAA).

Key Points: 
  • TORONTO, July 14, 2021 (GLOBE NEWSWIRE) -- Adlib , the leader in Content Intelligence Cloud solutions, today announces compliance with the Health Insurance Portability and Accountability Act (HIPAA).
  • Compliance with HIPAA provides assurance that proper and continual measures are taken to protect PHI.
  • It enables HIPAA-regulated customers and partners to use Adlibs Content Intelligence Cloud platform to securely process content containing PHI.
  • As a cloud-first organization, were deeply committed to privacy and security, and were proud to have achieved HIPAA compliance, said Michael Grainge, Vice President, Product Engineering, Adlib.

Enerkon Solar International Issues an expanded public announcement validating corporate actions

Retrieved on: 
Tuesday, July 13, 2021
73rd United States Congress, United States Securities Regulation, Securities Act, Caveat emptor, Regulatory compliance, Central Securities Depositories, Financial markets, United States securities law

New York, New York, July 13, 2021 (GLOBE NEWSWIRE) -- Enerkon Solar International (OTC: ENKS) Issues an expanded public announcement validating corporate actions on behalf of shareholders and updating compliance status while disclosing new positive transactions

Key Points: 
  • New York, New York, July 13, 2021 (GLOBE NEWSWIRE) -- Enerkon Solar International (OTC: ENKS) Issues an expanded public announcement validating corporate actions on behalf of shareholders and updating compliance status while disclosing new positive transactions
    Today, the chairman Mr. Benjamin Ballout States that the company presents this current update on the status of compliance and current information, as well as the status of the legal and administrative process the company is using to achieve compliance and revert back to its original Pink Current Information Status from the present status of Expert Market Caveat Emptor (CE) status for which the normal restrictions apply.
  • Further, and most importantly, the Chairman has never made any corporate action which would be I violation of ANY securities laws ever from inception of the company in 2018 until present day.
  • All corporate actions, resolutions, issuance of shares, convertible note, conversion permissions, were protected by the federal law - either via exemption, or by permission, as provided by the federal laws and rules, including that of the SEC and the securities act of 1933 rule 144 rules 4 (a)( 1) or others- regardless, of what the behavior of former management or absconding service providers was or may have been this was or would be - without the knowledge control or, responsibility, of the chairman of Enerkon.
  • And there should be NO actions related to the legal and legitimate actions and behavior of the chairman and actions if any, should only be attributed to persons who misbehaved and /or may have violated Securities laws, as represented in our Federal Compliant filed in Nevada some many weeks ago (well before any suspension).

Citizens Announces Sheryl Kinlaw As New Chief Legal Officer

Retrieved on: 
Tuesday, July 13, 2021
General counsel, Kinlaw, Sheryl, Regulatory compliance, Central Intelligence Agency

AUSTIN, Texas, July 13, 2021 /PRNewswire/ -- Citizens, Inc. (NYSE: CIA) today announced that Sheryl Kinlaw has been appointed Chief Legal Officer, reporting directly to Gerald W. Shields, Vice-Chairman of the Board and interim CEO, effective immediately.

Key Points: 
  • AUSTIN, Texas, July 13, 2021 /PRNewswire/ -- Citizens, Inc. (NYSE: CIA) today announced that Sheryl Kinlaw has been appointed Chief Legal Officer, reporting directly to Gerald W. Shields, Vice-Chairman of the Board and interim CEO, effective immediately.
  • She will lead the legal team with responsibility for all legal, regulatory, governance and compliance matters.
  • "Sheryl is a proven executive advisor with extensive legal expertise that will help us deliver on our long-term commitment to sustainable growth," said Gerald W. Shields.
  • Ms. Kinlaw knows the Company well, having served as Interim Chief Legal Officer since April 2021 and dedicated outside counsel since March 2020.

Next Level Compliance Recording for Microsoft Teams from ASC: Recording Insights with New Functionality

Retrieved on: 
Tuesday, July 13, 2021
Compliance, Regulatory compliance

ASC Recording Insights now includes enhancements such as compliance chat recording, options for encryption, extended analytics, flexible licensing etc.

Key Points: 
  • ASC Recording Insights now includes enhancements such as compliance chat recording, options for encryption, extended analytics, flexible licensing etc.
  • Recording Insights supports companies worldwide in implementing legally compliant recording and archiving of the recorded data.
  • Secondly, customers can now choose from the new licensing options Smart Voice Recording and Compliance Voice Recording.
  • We see infinite potential to position ASC Recording Insights in the market as the native compliance recording app for Microsoft Teams," says Axel Borchers, Head of Consulting & Design at Atos.

Next Level Compliance Recording for Microsoft Teams from ASC: Recording Insights with New Functionality

Retrieved on: 
Tuesday, July 13, 2021
Compliance, Regulatory compliance

ASC Recording Insights now includes enhancements such as compliance chat recording, options for encryption, extended analytics, flexible licensing, etc.

Key Points: 
  • ASC Recording Insights now includes enhancements such as compliance chat recording, options for encryption, extended analytics, flexible licensing, etc.
  • Recording Insights supports companies worldwide in implementing legally compliant recording and archiving of the recorded data.
  • Secondly, customers can now choose from the new licensing options Smart Voice Recording and Compliance Voice Recording.
  • We see infinite potential to position ASC Recording Insights in the market as the native compliance recording app for Microsoft Teams," says Axel Borchers, Head of Consulting & Design at Atos.

EFG Companies Again Achieves Consumer Credit Compliance Certification

Retrieved on: 
Tuesday, July 13, 2021
Professional services, Education, Automotive, General Automotive, Finance, Consulting, Training, Regulatory compliance, The National Automotive Finance Association, EFG Companies, THE NATIONAL AUTOMOTIVE FINANCE ASSOCIATION, EFG COMPANIES

EFG Companies, the innovator behind the award-winning Hyundai Assurance program, today announced the Consumer Credit Compliance Certification of EFG Training Manager, Jason Hash.

Key Points: 
  • EFG Companies, the innovator behind the award-winning Hyundai Assurance program, today announced the Consumer Credit Compliance Certification of EFG Training Manager, Jason Hash.
  • View the full release here: https://www.businesswire.com/news/home/20210713005106/en/
    EFG Companies Training Manager Jason Hash has received his Consumer Credit Compliance Certification from the National Automotive Finance Association.
  • (Photo: Business Wire)
    The National Automotive Finance Association (NAF) specifically designed the Consumer Credit Compliance Certification Program to address the challenges faced by consumer finance companies in maintaining legal compliance in an environment characterized by ever-changing federal and state regulatory requirements.
  • It provides compliance professionals with a deep working knowledge of the federal laws and regulations that govern consumer credit along with an overview and general examination of state consumer credit law.

Sigma Ratings Adds Former Citigroup Risk Executive to its Board

Retrieved on: 
Tuesday, July 13, 2021
Financial regulation, Regulatory compliance, Citigroup, Money laundering, Risk and compliance, Crime, Economy of New York City, Companies

NEW YORK, July 13, 2021 /PRNewswire/ --Sigma Ratings, Inc. ("Sigma") today announced the appointment of renowned risk and compliance expert, Alison Clew, to its Board of Directors.The addition of Clew as an Independent Director strengthens and accelerates Sigma's efforts to transform risk management and compliance through its cutting-edge technology and innovative approaches to fighting financial crime and managing risk globally.

Key Points: 
  • NEW YORK, July 13, 2021 /PRNewswire/ --Sigma Ratings, Inc. ("Sigma") today announced the appointment of renowned risk and compliance expert, Alison Clew, to its Board of Directors.The addition of Clew as an Independent Director strengthens and accelerates Sigma's efforts to transform risk management and compliance through its cutting-edge technology and innovative approaches to fighting financial crime and managing risk globally.
  • Prior to joining Sigma's Board, Ms. Clew served as the Global Head of Anti-Money Laundering (AML) Compliance at Citigroup and was previously Global & US Leader of the AML and Sanctions Consulting Practice at Deloitte where she helped multinational financial institutions implement innovative risk management solutions.
  • "With the tsunami of global information and the power of AI, Sigma is harnessing both to give companies a smart, targeted and efficient way to manage financial crime and counterparty risk," said Ms. Clew.
  • "Sigma focuses on building cost effective technology that meets the direct needs of financial institutions, rather than just improving on existing market solutions.

World's Leading Cloud PMS Yanolja Sets a New Standard in Data Governance with QueryPie, Propelling OTAs, and PMS industries

Retrieved on: 
Tuesday, July 13, 2021
Data management, Computing, Information technology management, Information privacy, Relational database management systems, Computer law, Payment Card Industry Data Security Standard, SQL, Data governance, Regulatory compliance

A key reason for QueryPie selection was efficiency and standardization across the company's data architecture, ultimately maximizing its data assets' value.

Key Points: 
  • A key reason for QueryPie selection was efficiency and standardization across the company's data architecture, ultimately maximizing its data assets' value.
  • QueryPie also ensured Yanolja's PCI Data Security Standard (PCI-DSS) compliance by tracking database access, changes, authorization history, and SQL performance.
  • QueryPie is an advanced data governance solution developed by CHEQUER's database experts that simplifies accessing scattered data sources and managing data privacy policies in one place.
  • QueryPie ( www.querypie.com ) is an advanced data governance solution developed by CHEQUER that simplifies data access and manages scattered data sources and data protection policies.