United States Securities Regulation

INVESTOR ALERT: Law Offices of Howard G. Smith Announces Investigation of Live Ventures Incorporated (LIVE) on Behalf of Investors

Retrieved on: 
Wednesday, August 4, 2021
Legal, Professional services, Stock market, Security, United States Securities Regulation, Investment

Law Offices of Howard G. Smith announces an investigation on behalf of Live Ventures Incorporated (Live Ventures or the Company) (NASDAQ: LIVE ) investors concerning the Companys possible violations of the federal securities laws.

Key Points: 
  • Law Offices of Howard G. Smith announces an investigation on behalf of Live Ventures Incorporated (Live Ventures or the Company) (NASDAQ: LIVE ) investors concerning the Companys possible violations of the federal securities laws.
  • Specifically, the SEC alleged that Live Ventures had recorded income from a backdated contract, which increased pre-tax income for fiscal 2016 by 20%, and understated its outstanding share count, which overstated earnings per share by 40%.
  • On this news, the Companys share price fell as much as 22% during afterhours trading on August 3, 2021, thereby injuring investors.
  • This press release may be considered Attorney Advertising in some jurisdictions under the applicable law and ethical rules.

Magnit announces the inclusion of the Exchange-traded bonds into Level 1 of the List of securities admitted to trading at Moscow Exchange and the assignment of the registration number to the issue

Retrieved on: 
Wednesday, August 4, 2021
Financial markets, Finance, Financial economics, Stock market, Initial public offering, Security, Public offering, Exchange-traded product, United States Securities Regulation, Bond

Any failure to comply with these restrictions may constitute a violation of the securities laws of any such jurisdiction.

Key Points: 
  • Any failure to comply with these restrictions may constitute a violation of the securities laws of any such jurisdiction.
  • There will be no public offer of the Securities in the United States, Australia, Canada or Japan or elsewhere.
  • Please be informed that on August 3, 2021 the Exchange-traded bonds of PJSC Magnit of the BO-004P-01 series were included into the Level 1 of the List of securities admitted to trading at Moscow Exchange.
  • The registration number 4B02-01-60525-P-004P as of 03.08.2021 has been assigned to the issue of the Exchange-traded bonds of BO-004P-01 series.

INVESTIGATION ALERT: The Schall Law Firm Announces it is Investigating Claims Against Höegh LNG Partners LP and Encourages Investors with Losses to Contact the Firm

Retrieved on: 
Tuesday, August 3, 2021
Legal, Professional services, Lawsuits, Securities Class Action, Stock market, United States Securities Regulation, Hegh

The Schall Law Firm , a national shareholder rights litigation firm, announces that it is investigating claims on behalf of investors of Hegh LNG Partners LP (Hegh or the Company) (NYSE: HMLP ) for violations of the securities laws.

Key Points: 
  • The Schall Law Firm , a national shareholder rights litigation firm, announces that it is investigating claims on behalf of investors of Hegh LNG Partners LP (Hegh or the Company) (NYSE: HMLP ) for violations of the securities laws.
  • The investigation focuses on whether the Company issued false and/or misleading statements and/or failed to disclose information pertinent to investors.
  • Hegh announced on July 27, 2021, that it had slashed its quarterly common unit distribution by 98% to preserve cash, a move motivated by near-term financing problems.
  • The Schall Law Firm represents investors around the world and specializes in securities class action lawsuits and shareholder rights litigation.

INVESTIGATION ALERT: The Schall Law Firm Announces It Is Investigating Claims Against Allianz SE and Encourages Investors With Losses to Contact the Firm

Retrieved on: 
Tuesday, August 3, 2021
Legal, Professional services, Lawsuits, Securities Class Action, Stock market, United States Securities Regulation, Allianz, Finance, Financial markets, Service industries

The Schall Law Firm , a national shareholder rights litigation firm, announces that it is investigating claims on behalf of investors of Allianz SE (Allianz or the Company) (OTC: ALIZY ) for violations of the securities laws.

Key Points: 
  • The Schall Law Firm , a national shareholder rights litigation firm, announces that it is investigating claims on behalf of investors of Allianz SE (Allianz or the Company) (OTC: ALIZY ) for violations of the securities laws.
  • The investigation focuses on whether the Company issued false and/or misleading statements and/or failed to disclose information pertinent to investors.
  • We also encourage you to contact Brian Schall of the Schall Law Firm, 2049 Century Park East, Suite 2460, Los Angeles, CA 90067, at 310-301-3335, to discuss your rights free of charge.
  • The Schall Law Firm represents investors around the world and specializes in securities class action lawsuits and shareholder rights litigation.

ATTENTION NORTHSTAR FINANCIAL SERVICES (BERMUDA) INVESTORS: The Securities Arbitration Law Firm of KlaymanToskes Commences Investigation of Potential Claims on Behalf of SUNTRUST INVESTMENT SERVICES CUSTOMERS

Retrieved on: 
Monday, August 2, 2021
United States securities law, Regions of the United States, Financial Industry Regulatory Authority, Truist Financial, Securities fraud, SunTrust Banks, United States Securities Regulation, Economy of the United States, Regulation

MIAMI, Aug. 02, 2021 (GLOBE NEWSWIRE) -- National investor fraud law firm, KlaymanToskes (KT), has commenced an investigation of potential FINRA arbitration claims on behalf of investors who sustained losses exceeding $250,000 in Northstar Financial Services (Bermuda) (Northstar) purchased through Truist Financial Corporations (NYSE: TFC) subsidiary, Truist Investment Services (d/b/a SunTrust Investment Services) (SunTrust), and other full-service brokerage firms.

Key Points: 
  • MIAMI, Aug. 02, 2021 (GLOBE NEWSWIRE) -- National investor fraud law firm, KlaymanToskes (KT), has commenced an investigation of potential FINRA arbitration claims on behalf of investors who sustained losses exceeding $250,000 in Northstar Financial Services (Bermuda) (Northstar) purchased through Truist Financial Corporations (NYSE: TFC) subsidiary, Truist Investment Services (d/b/a SunTrust Investment Services) (SunTrust), and other full-service brokerage firms.
  • In 2019, Northstar owner Greg Lindberg was indicted on federal wire fraud and bribery charges, and he is currently serving in prison after his conviction last year.
  • The sole purpose of this release is to investigate potential FINRA arbitration claims relating to SunTrusts sales practices concerning Northstar Financial Services (Bermuda).
  • KT is a leading national securities law firm which practices exclusively in the field of securities arbitration on behalf of retail and institutional investors throughout the world in large and complex securities matters.

ATTENTION NORTHSTAR FINANCIAL SERVICES (BERMUDA) INVESTORS: The Securities Arbitration Law Firm of KlaymanToskes Commences Investigation of Potential Claims on Behalf of UNIONBANC INVESTMENT SERVICES CUSTOMERS

Retrieved on: 
Monday, August 2, 2021
Companies, Mitsubishi companies, United States securities law, Financial Industry Regulatory Authority, Mitsubishi UFJ Financial Group, Securities fraud, Finance, United States Securities Regulation, Mitsubishi UFJ Securities International, Morgan Stanley

SAN FRANCISCO, Aug. 02, 2021 (GLOBE NEWSWIRE) -- National investor fraud law firm, KlaymanToskes (KT), has commenced an investigation of potential FINRA arbitration claims on behalf of investors who sustained losses exceeding $250,000 in Northstar Financial Services (Bermuda) (Northstar) purchased through Unionbanc Investment Services, which is a subsidiary of Mitsubishi UFJ Financial Group, Inc.s (NYSE: MUFG) American holding company.

Key Points: 
  • SAN FRANCISCO, Aug. 02, 2021 (GLOBE NEWSWIRE) -- National investor fraud law firm, KlaymanToskes (KT), has commenced an investigation of potential FINRA arbitration claims on behalf of investors who sustained losses exceeding $250,000 in Northstar Financial Services (Bermuda) (Northstar) purchased through Unionbanc Investment Services, which is a subsidiary of Mitsubishi UFJ Financial Group, Inc.s (NYSE: MUFG) American holding company.
  • In 2019, Northstar owner Greg Lindberg was indicted on federal wire fraud and bribery charges, and he is currently serving in prison after his conviction last year.
  • The sole purpose of this release is to investigate potential FINRA arbitration claims relating to Unionbanc Investment Servicess sales practices concerning Northstar Financial Services (Bermuda).
  • KT is a leading national securities law firm which practices exclusively in the field of securities arbitration on behalf of retail and institutional investors throughout the world in large and complex securities matters.

ATTENTION NORTHSTAR FINANCIAL SERVICES (BERMUDA) INVESTORS: The Securities Arbitration Law Firm of KlaymanToskes Commences Investigation of Potential Claims on Behalf of RAYMOND JAMES CUSTOMERS

Retrieved on: 
Monday, August 2, 2021
United States securities law, Financial Industry Regulatory Authority, Securities fraud, Financial markets, Finance, United States Securities Regulation, Broker, Money, Stock market, Financial regulation

MIAMI, Aug. 02, 2021 (GLOBE NEWSWIRE) -- National investor fraud law firm, KlaymanToskes (KT), has commenced an investigation of potential FINRA arbitration claims on behalf of investors who sustained losses exceeding $250,000 in Northstar Financial Services (Bermuda) (Northstar) purchased through Raymond Jamess (NYSE: RJF) subsidiary, Raymond James Financial Services, Inc. (Raymond James), and other full-service brokerage firms.

Key Points: 
  • MIAMI, Aug. 02, 2021 (GLOBE NEWSWIRE) -- National investor fraud law firm, KlaymanToskes (KT), has commenced an investigation of potential FINRA arbitration claims on behalf of investors who sustained losses exceeding $250,000 in Northstar Financial Services (Bermuda) (Northstar) purchased through Raymond Jamess (NYSE: RJF) subsidiary, Raymond James Financial Services, Inc. (Raymond James), and other full-service brokerage firms.
  • In 2019, Northstar owner Greg Lindberg was indicted on federal wire fraud and bribery charges, and he is currently serving in prison after his conviction last year.
  • The sole purpose of this release is to investigate potential FINRA arbitration claims relating to Raymond Jamess sales practices concerning Northstar Financial Services (Bermuda).
  • KT is a leading national securities law firm which practices exclusively in the field of securities arbitration on behalf of retail and institutional investors throughout the world in large and complex securities matters.

ATTENTION NORTHSTAR FINANCIAL SERVICES (BERMUDA) INVESTORS: The Securities Arbitration Law Firm of KlaymanToskes Commences Investigation of Potential Claims on Behalf of J.P. MORGAN SECURITIES CUSTOMERS

Retrieved on: 
Monday, August 2, 2021
Finance, Financial services, Banking, House of Morgan, Primary dealers, Financial Industry Regulatory Authority, United States securities law, Securities fraud, JPMorgan Chase, United States Securities Regulation

MIAMI, Aug. 02, 2021 (GLOBE NEWSWIRE) -- National investor fraud law firm, KlaymanToskes (KT), has commenced an investigation of potential FINRA arbitration claims on behalf of investors who sustained losses exceeding $250,000 in Northstar Financial Services (Bermuda) (Northstar) purchased through J.P. Morgan Chase Co.s (NYSE: JPM) subsidiary, J.P. Morgan Securities (JPMorgan).

Key Points: 
  • MIAMI, Aug. 02, 2021 (GLOBE NEWSWIRE) -- National investor fraud law firm, KlaymanToskes (KT), has commenced an investigation of potential FINRA arbitration claims on behalf of investors who sustained losses exceeding $250,000 in Northstar Financial Services (Bermuda) (Northstar) purchased through J.P. Morgan Chase Co.s (NYSE: JPM) subsidiary, J.P. Morgan Securities (JPMorgan).
  • In 2019, Northstar owner Greg Lindberg was indicted on federal wire fraud and bribery charges, and he is currently serving in prison after his conviction last year.
  • The sole purpose of this release is to investigate potential FINRA arbitration claims relating to JPMorgans sales practices concerning Northstar Financial Services (Bermuda).
  • KT is a leading national securities law firm which practices exclusively in the field of securities arbitration on behalf of retail and institutional investors throughout the world in large and complex securities matters.

ATTENTION NORTHSTAR FINANCIAL SERVICES (BERMUDA) INVESTORS: The Securities Arbitration Law Firm of KlaymanToskes Commences Investigation of Potential Claims on Behalf of OCEAN FINANCIAL SERVICES CUSTOMERS

Retrieved on: 
Monday, August 2, 2021
United States securities law, Financial markets, Financial Industry Regulatory Authority, Finance, Stock market, Securities fraud, United States Securities Regulation, Security, Regulation, Selling away

MIAMI, Aug. 02, 2021 (GLOBE NEWSWIRE) -- National investor fraud law firm, KlaymanToskes (KT), has commenced an investigation of potential FINRA arbitration claims on behalf of investors who sustained losses exceeding $250,000 in Northstar Financial Services (Bermuda) (Northstar) purchased through Ocean Financial Services and other full-service brokerage firms.

Key Points: 
  • MIAMI, Aug. 02, 2021 (GLOBE NEWSWIRE) -- National investor fraud law firm, KlaymanToskes (KT), has commenced an investigation of potential FINRA arbitration claims on behalf of investors who sustained losses exceeding $250,000 in Northstar Financial Services (Bermuda) (Northstar) purchased through Ocean Financial Services and other full-service brokerage firms.
  • In 2019, Northstar owner Greg Lindberg was indicted on federal wire fraud and bribery charges, and he is currently serving in prison after his conviction last year.
  • The sole purpose of this release is to investigate potential FINRA arbitration claims relating to Ocean Financial Servicess sales practices concerning Northstar Financial Services (Bermuda).
  • KT is a leading national securities law firm which practices exclusively in the field of securities arbitration on behalf of retail and institutional investors throughout the world in large and complex securities matters.

ATTENTION NORTHSTAR FINANCIAL SERVICES (BERMUDA) INVESTORS: The Securities Arbitration Law Firm of KlaymanToskes Commences Investigation of Potential Claims on Behalf of HANCOCK WHITNEY INVESTMENT SERVICES CUSTOMERS

Retrieved on: 
Monday, August 2, 2021
United States securities law, Financial Industry Regulatory Authority, Securities fraud, United States Securities Regulation, Regulation, Financial markets, Law

MIAMI, Aug. 02, 2021 (GLOBE NEWSWIRE) -- National investor fraud law firm, KlaymanToskes (KT), has commenced an investigation of potential FINRA arbitration claims on behalf of investors who sustained losses exceeding $250,000 in Northstar Financial Services (Bermuda) (Northstar) purchased through Hancock Whitneys (NASDAQ: HWC) subsidiary, Hancock Whitney Investment Services (Hancock Whitney), and other full-service brokerage firms.

Key Points: 
  • MIAMI, Aug. 02, 2021 (GLOBE NEWSWIRE) -- National investor fraud law firm, KlaymanToskes (KT), has commenced an investigation of potential FINRA arbitration claims on behalf of investors who sustained losses exceeding $250,000 in Northstar Financial Services (Bermuda) (Northstar) purchased through Hancock Whitneys (NASDAQ: HWC) subsidiary, Hancock Whitney Investment Services (Hancock Whitney), and other full-service brokerage firms.
  • In 2019, Northstar owner Greg Lindberg was indicted on federal wire fraud and bribery charges, and he is currently serving in prison after his conviction last year.
  • The sole purpose of this release is to investigate potential FINRA arbitration claims relating to Hancock Whitneys sales practices concerning Northstar Financial Services (Bermuda).
  • KT is a leading national securities law firm which practices exclusively in the field of securities arbitration on behalf of retail and institutional investors throughout the world in large and complex securities matters.