United States securities law

Cease Trade Order Issued by the Ontario Securities Commission

Saturday, June 12, 2021 - 1:29am

Among other things, the CTO revokes the management cease trade order issued by the OSC on April 9, 2021 in respect to certain insiders of the Company, which prohibited those persons from trading in the Companys securities until such time as the Documents are filed.

Key Points: 
  • Among other things, the CTO revokes the management cease trade order issued by the OSC on April 9, 2021 in respect to certain insiders of the Company, which prohibited those persons from trading in the Companys securities until such time as the Documents are filed.
  • Holders of Avicanna securities are urged to consult with their own investment advisors or legal counsel about the implications of the CTO.
  • A copy of the CTO has been posted on the website of the Canadian Securities Administrators at cto-iov.csa-acvm.ca.
  • This news release contains "forward-looking information" within the meaning of applicable securities laws.

Asana to Present at Upcoming Investor Conference

Thursday, June 10, 2021 - 9:05pm

Asana, Inc. (NYSE: ASAN), a leading work management platform for teams, today announced that Asanas chief financial officer will present at the following investor event.

Key Points: 
  • Asana, Inc. (NYSE: ASAN), a leading work management platform for teams, today announced that Asanas chief financial officer will present at the following investor event.
  • Headquartered in San Francisco, CA, Asana has more than 100,000 paying customers and millions of free organizations across 190 countries.
  • Asana uses its investors.asana.com website as a means of disclosing material non-public information, announcing upcoming investor conferences and for complying with its disclosure obligations under Regulation FD.
  • Accordingly, you should monitor our investor relations website in addition to following our press releases, SEC filings, and public conference calls and webcasts.

Neovasc Provides Corporate Update

Thursday, June 10, 2021 - 8:29pm

Certain statements in this news release contain forward-looking statements within the meaning of the U.S.

Key Points: 
  • Certain statements in this news release contain forward-looking statements within the meaning of the U.S.
  • Private Securities Litigation Reform Act of 1995 and applicable Canadian securities laws that may not be based on historical fact.
  • When used herein, the words "expect", "anticipate", "estimate", "may", "will", "should", "intend," "believe", and similar expressions, are intended to identify forward-looking statements.
  • The Company has no intention and undertakes no obligation to update or revise any forward-looking statements beyond required periodic filings with securities regulators, whether as a result of new information, future events or otherwise, except as required by law.

DGAP-News: APONTIS PHARMA AG: Notification on the implementation of stabilization measures

Thursday, June 10, 2021 - 9:01pm

There will be no public offering of the securities in the United States.

Key Points: 
  • There will be no public offering of the securities in the United States.
  • The Securities of the Company have not been, and will not be, registered under the Securities Act.
  • This document is directed only at Relevant Persons and must not be acted on or relied on by persons who are not Relevant Persons.
  • Any investment or investment activity to which this document relates is available only to Relevant Persons and will be engaged in only with Relevant Persons.

Elektros, Inc., f/k/a China Xuefeng Environmental Engineering, Inc., is pleased to announce Name/Ticker change

Thursday, June 10, 2021 - 4:46pm

SUNNY ISLES BEACH, Fla., June 10, 2021 /PRNewswire/ -- Elektros, Inc., f/k/a China Xuefeng Environmental Engineering, Inc., is pleased to announce that the Financial Industry Regulatory Authority, Inc. ("FINRA") approved the Company's name change to "Elektros, Inc." and "ELEK" as its new ticker symbol.

Key Points: 
  • SUNNY ISLES BEACH, Fla., June 10, 2021 /PRNewswire/ -- Elektros, Inc., f/k/a China Xuefeng Environmental Engineering, Inc., is pleased to announce that the Financial Industry Regulatory Authority, Inc. ("FINRA") approved the Company's name change to "Elektros, Inc." and "ELEK" as its new ticker symbol.
  • Elektros Inc is an American Electric Vehicle company that innovates mobility solutions for consumers and businesses.
  • The automotive landscape faces existential disruption over the next decade to reach carbon neutrality.
  • Hemp Naturals undertakes no obligation to publicly update or revise any forward-looking statements, whether as a result of new information, future events or otherwise.

BSTX Files to Establish Securities Exchange. Rulebook Published by SEC is Now Open for Public Comment

Thursday, June 10, 2021 - 2:01pm

Boston Security Token Exchange LLC (BSTX), a joint venture of BOX Digital Markets LLC and tZERO Group, Inc., announced that its updated proposed rulebook establishing itself as a securities exchange has been published by the Securities and Exchange Commission (SEC) and is open for public comment.

Key Points: 
  • Boston Security Token Exchange LLC (BSTX), a joint venture of BOX Digital Markets LLC and tZERO Group, Inc., announced that its updated proposed rulebook establishing itself as a securities exchange has been published by the Securities and Exchange Commission (SEC) and is open for public comment.
  • We appreciate the thoughtful review of our rulebook by the SEC staff and also look forward to the public comments on this filing.
  • First, BSTX proposes to allow participants to elect accelerated settlement (i.e., T+0 or T+1) for securities listed on BSTX.
  • BOX Exchange LLC (BOX Exchange), a national securities exchange registered with the SEC under Section 6 of the Securities Exchange Act of 1934, will operate and regulate BSTX as a facility of BOX Exchange.

Thesis Gold Announces Pricing and Increase of the Size of Previously Announced Overnight Marketed Public Offering to Up to $16 Million

Thursday, June 10, 2021 - 1:17pm

The Flow-Through Shares and the Non-Flow-Through Shares are together, the "Offered Shares".

Key Points: 
  • The Flow-Through Shares and the Non-Flow-Through Shares are together, the "Offered Shares".
  • The Offering will be conducted through a syndicate of agents led by Clarus Securities Inc., and including Cormark Securities Inc., and P.I.
  • There can be no assurance as to whether or when the Offering may be completed, or as to the actual size or terms of the Offering.
  • The Offered Shares have not been and will not be registered under the U.S. Securities Act or any state securities laws.

Generational Equity Advises TowerMRL in Investment by Newlook Capital

Thursday, June 10, 2021 - 1:15pm

Generational Equity , a leading mergers and acquisitions advisor for privately held businesses, is pleased to announce an investment by Newlook Capital, Inc. in TowerMRL, Inc.

Key Points: 
  • Generational Equity , a leading mergers and acquisitions advisor for privately held businesses, is pleased to announce an investment by Newlook Capital, Inc. in TowerMRL, Inc.
  • Newlook Capital (Newlook), located in Burlington, Ontario, Canada, is a private equity firm that currently manages two industry-specialized funds.
  • We found all of these in Newlook Capital and look forward to the continued growth of Tower with their partnership.
  • Generational Equity , Generational Capital Markets (member FINRA/SIPC), Generational Wealth Advisors , Generational Consulting Group , and DealForce are part of the Generational Group , which is headquartered in Dallas and is one of the leading M&A advisory firms in North America.

Commonwealth Launches Reg A+ Platform With Dalmore Group

Wednesday, June 9, 2021 - 5:38pm

Dalmore Group welcomes Commonwealth , a new player in the rapidly expanding Reg A+ series issuer arena, that allows anyone over the age 18 to buy ownership interests in world-class racehorses , starting at just $50 per share.

Key Points: 
  • Dalmore Group welcomes Commonwealth , a new player in the rapidly expanding Reg A+ series issuer arena, that allows anyone over the age 18 to buy ownership interests in world-class racehorses , starting at just $50 per share.
  • "As the leading broker in Reg A, Dalmore was the clear choice for Commonwealth.
  • Having onboarded over 100 Reg A+ clients over the past two years, Dalmore has become the go to BD for Reg A+ issuers looking for experience, insight and added value.
  • Dalmores Reg A+ services include:
    Dalmore offers flexible fee arrangements for Reg A+ activity, ranging from national plans to more focused regional or state specific activities.

Apex Clearing Partners with CommunityAmerica Financial Solutions to Provide Credit Unions a Frictionless Experience

Wednesday, June 9, 2021 - 1:30pm

Apex's innovative technology and industry knowledge will enable CAFS to provide credit unions a more robust and comprehensive investment experience for their advisors and members.

Key Points: 
  • Apex's innovative technology and industry knowledge will enable CAFS to provide credit unions a more robust and comprehensive investment experience for their advisors and members.
  • From aggregated online account view to world-class money management and state-of-the-art financial planning technology, CAFS digitizes the advisor experience.
  • CommunityAmerica Financial Solutions ("CAFS") is an SEC-registered investment advisor, FINRA-registered broker-dealer and state-registered insurance agency offering a breadth of investment and financial planning services to credit union members across the country.
  • Founded in 2012, Apex Clearing is registered with the SEC, a member of FINRA and a participant in SIPC.