United States securities law

Business First Bancshares, Inc. announces Change of Location of the Special Meeting of Shareholders to be Held on April 14, 2020

Tuesday, March 31, 2020 - 9:30pm

To be admitted to the Special Meeting at www.meetingcenter.io/236154631 , shareholders must enter the control number found on their proxy card previously received.

Key Points: 
  • To be admitted to the Special Meeting at www.meetingcenter.io/236154631 , shareholders must enter the control number found on their proxy card previously received.
  • b1BANK provides commercial and personal banking, treasury management and wealth solutions services to small to midsize businesses and their owners and employees.
  • In addition, these forward-looking statements are subject to assumptions with respect to future business strategies and decisions that are subject to change.
  • 333-236472) on February 18, 2020, which was amended on February 28, 2020 and declared effective by the SEC on March 4, 2020 (the S-4 Registration Statement).

SIMON Markets LLC Forms Partnership With Insurance Technologies; Expands Cloud-Based Investment Platform With Integrated Annuity Illustration Capabilities

Tuesday, March 31, 2020 - 2:00pm

SIMON Markets LLC and SIMON Annuities and Insurance Services LLC (SIMON) today announced a new partnership with Insurance Technologies, LLC, a provider of sales and regulatory automation solutions for the insurance and financial services industries.

Key Points: 
  • SIMON Markets LLC and SIMON Annuities and Insurance Services LLC (SIMON) today announced a new partnership with Insurance Technologies, LLC, a provider of sales and regulatory automation solutions for the insurance and financial services industries.
  • By partnering with Insurance Technologies, were turning manual and time intensive workflows into a simplified process, centralized in one location.
  • Securities products and services offered by SIMON Markets LLC, a broker-dealer registered with the SEC, Member FINRA / SIPC .
  • Annuities and insurance services provided by SIMON Annuities and Insurance Services LLC.

G.research’s 6th Annual Waste & Environmental Services Virtual Conference Thursday April 2nd, 2020

Tuesday, March 31, 2020 - 1:42pm

G.research, LLC, an institutional research and brokerage firm and Member of FINRA and SIPC , is a wholly owned subsidiary of Morgan Group Holding Co. (OTC:MGHL).

Key Points: 
  • G.research, LLC, an institutional research and brokerage firm and Member of FINRA and SIPC , is a wholly owned subsidiary of Morgan Group Holding Co. (OTC:MGHL).
  • Gabelli Funds, LLC is a registered investment adviser with the Securities and Exchange Commission and is a wholly owned subsidiary of GAMCO Investors, Inc. (NYSE: GBL).
  • View source version on businesswire.com: https://www.businesswire.com/news/home/20200331005457/en/

Generational Equity Advises SecuriFense, Inc. in Sale to a Private Investor

Tuesday, March 31, 2020 - 1:00pm

Generational Equity , a leading mergers and acquisitions advisor for privately held businesses, is pleased to announce the sale of its client, SecuriFense, Inc. to a private investor.

Key Points: 
  • Generational Equity , a leading mergers and acquisitions advisor for privately held businesses, is pleased to announce the sale of its client, SecuriFense, Inc. to a private investor.
  • SecuriFense provides Homeland Security and National Defense professionals in support of government programs.
  • Generational Equity , Generational Capital Markets (member FINRA/SIPC), Generational Wealth Advisors , and DealForce are part of the Generational Group , which is headquartered in Dallas and is one of the leading M&A advisory firms in North America.
  • For more information, visit https://www.genequityco.com/ or the Generational Equity press room .

Updated Timing on Release of Full Year Results

Tuesday, March 31, 2020 - 12:00pm

This has been driven by delays encountered in the audit process and is consistent with the wider audit environment at present throughout the world.

Key Points: 
  • This has been driven by delays encountered in the audit process and is consistent with the wider audit environment at present throughout the world.
  • As a result, the Company expects to publish the following documents on or before the end of the available 45-day extension period:
    1.
  • Except for statements of historical fact relating to the Company, certain information contained in this press release constitutes "forward-looking information" under Canadian securities legislation.
  • There can be no assurance that such statements will prove to be accurate, as actual results and future events could differ materially from those anticipated in such statements.

Marrone Bio Innovations Announces Effectiveness of Form S-1 Resale Registration Statement

Monday, March 30, 2020 - 9:05pm

"We are not offering any new securities, and we will not receive any proceeds from the resale of stock under this Form S-1.

Key Points: 
  • "We are not offering any new securities, and we will not receive any proceeds from the resale of stock under this Form S-1.
  • Securities registered pursuant to the registration statement are not required to be sold, and the registration of the securities does not necessarily indicate that any stockholder intends to sell its securities.
  • The offering of the securities covered by the registration statement may only be made by means of a prospectus.
  • The registration statement and prospectus may be accessed through the SECs website at www.sec.gov .

INUVO ANNOUNCES $545,000 REGISTERED DIRECT OFFERING

Friday, March 27, 2020 - 8:15pm

Inuvo raised approximately $535,125 in this offering after deducting estimated expenses incurred in connection with the offering.

Key Points: 
  • Inuvo raised approximately $535,125 in this offering after deducting estimated expenses incurred in connection with the offering.
  • Inuvo plans to use the net proceeds from the offering for working capital.
  • This press release shall not constitute an offer to sell or the solicitation of an offer to buy any securities of the Inuvo in the offering or otherwise.
  • Inuvo further expressly disclaims any written or oral statements made by a third party regarding the subject matter of this press release.

ROSEN, A HIGHLY RANKED LAW FIRM, Reminds Six Flags Entertainment Corporation Investors of Important Deadline in Securities Class Action

Thursday, March 26, 2020 - 10:45pm

Rosen Law Firm, a global investor rights law firm, reminds purchasers of the securities of Six Flags Entertainment Corporation (NYSE: SIX) between April 25, 2018 and January 9, 2020, inclusive (the Class Period), of the important April 13, 2020 lead plaintiff deadline in securities class action.

Key Points: 
  • Rosen Law Firm, a global investor rights law firm, reminds purchasers of the securities of Six Flags Entertainment Corporation (NYSE: SIX) between April 25, 2018 and January 9, 2020, inclusive (the Class Period), of the important April 13, 2020 lead plaintiff deadline in securities class action.
  • To join the Six Flags class action, go to http://www.rosenlegal.com/cases-register-1777.html or call Phillip Kim, Esq.
  • Rosen Law Firm represents investors throughout the globe, concentrating its practice in securities class actions and shareholder derivative litigation.
  • 1 by ISS Securities Class Action Services for number of securities class action settlements in 2017.

INUVO ANNOUNCES $545,000 REGISTERED DIRECT OFFERING

Thursday, March 26, 2020 - 8:30pm

The shares were offered and are expected to be sold to certain investors in a registered direct offering conducted without an underwriter or placement agent.

Key Points: 
  • The shares were offered and are expected to be sold to certain investors in a registered direct offering conducted without an underwriter or placement agent.
  • A prospectus supplement relating to the registered direct offering will be filed by the Company with the SEC.
  • This press release shall not constitute an offer to sell or the solicitation of an offer to buy any securities of Inuvo in the registered direct offering.
  • Any registered direct offering will be made only by means of a prospectus, including a prospectus supplement, forming a part of the effective registration statement.

Novan Announces Closing of $8.0 Million Registered Direct Offering Priced At-the-Market

Thursday, March 26, 2020 - 8:05pm

The gross proceeds to Novan from this offering are approximately $8.0 million, before deducting the placement agent's fees and other offering expenses payable by Novan.

Key Points: 
  • The gross proceeds to Novan from this offering are approximately $8.0 million, before deducting the placement agent's fees and other offering expenses payable by Novan.
  • Novan intends to use the net proceeds from the offering to fund its research and development programs and for general working capital purposes and other operating expenses.
  • The offering was made by Novan pursuant to a shelf registration statement (Registration No.
  • A prospectus supplement and accompanying prospectus relating to the registered direct offering were filed with the SEC and may be obtained for free on the SECs website located at http://www.sec.gov .