United States securities law

Startup Waves and Stonybrook Services

Friday, September 18, 2020 - 8:18pm

NEW YORK, Sept. 18, 2020 (GLOBE NEWSWIRE) -- Stonybrook Capital is pleased to announce the release of its White Paper focused on startups in the insurance industry, which you can find by clicking here .

Key Points: 
  • NEW YORK, Sept. 18, 2020 (GLOBE NEWSWIRE) -- Stonybrook Capital is pleased to announce the release of its White Paper focused on startups in the insurance industry, which you can find by clicking here .
  • Stonybrook, focused exclusively on the insurance industry vertical, is an investment banking and reinsurance broking firm with headquarters in New York City, and offices in London, and Bermuda.
  • Securities transactions are executed through Weild & Co., member FINRA | SIPC.

Maxim Group Continues to Expand With the Opening of Its Newest Branch Office

Thursday, September 17, 2020 - 8:07pm

NEW YORK, Sept. 17, 2020 (GLOBE NEWSWIRE) -- Maxim Group LLC, a leading full service investment banking, securities and wealth management firm, is continuing to expand its footprint with the opening of its newest branch office location.

Key Points: 
  • NEW YORK, Sept. 17, 2020 (GLOBE NEWSWIRE) -- Maxim Group LLC, a leading full service investment banking, securities and wealth management firm, is continuing to expand its footprint with the opening of its newest branch office location.
  • We are very excited about the addition of the Stamford CT branch, says John P. Benedickson, Head of Institutional Sales and Sales Trading at Maxim Group.
  • Maxim Group LLC is a full-service investment banking, securities and wealth management firm headquartered in New York.
  • Maxim Group is a registered broker-dealer with the U.S. Securities and Exchange Commission (SEC) and the Municipal Securities Rulemaking Board (MSRB).

ATLIS Launches $25 Million Regulation A Public Offering

Thursday, September 17, 2020 - 1:47pm

MESA, Ariz., Sept. 17, 2020 /PRNewswire/ --Today, electric vehicle technology startup ATLIS Motor Vehicles obtained SEC qualification of its Regulation A + offering statement, paving the way for a $25 million public offering.

Key Points: 
  • MESA, Ariz., Sept. 17, 2020 /PRNewswire/ --Today, electric vehicle technology startup ATLIS Motor Vehicles obtained SEC qualification of its Regulation A + offering statement, paving the way for a $25 million public offering.
  • ATLIS has opened the offering to the public at $8.24/share.
  • With Reg A, companies can raise money by selling equity shares to the general public without having to commit to a formal registration and initial public offering.
  • ATLIS' mission includes improving the charging ecosystem by developing technology to charge ATLIS vehicles within 15 minutes.

Advisor Group And Securities America Welcome USECU Investment Services To Their Platform

Thursday, September 17, 2020 - 11:00am

PHOENIX, Sept. 17, 2020 /PRNewswire/ -- Advisor Group, the nation's largest network of independent wealth management firms, and Securities America today welcomed USE Credit Union (USECU) to the Securities America Financial Institutions platform.

Key Points: 
  • PHOENIX, Sept. 17, 2020 /PRNewswire/ -- Advisor Group, the nation's largest network of independent wealth management firms, and Securities America today welcomed USE Credit Union (USECU) to the Securities America Financial Institutions platform.
  • Securities America is part of Advisor Group, which also includes FSC Securities Corporation, KMS Financial Services, Royal Alliance Associates, SagePoint Financial, Securities Service Network, Triad Advisors and Woodbury Financial Services.
  • Jamie Price, Advisor Group's President and CEO, concluded, "On behalf of the entire Advisor Group network, we congratulate Securities America and Priority Financial Group for their successful recruitment of USECU to the Securities America Financial Institutions platform.
  • Securities services are offered through Investacorp, Inc., Securities America, Inc., and Securities Service Network, broker-dealers and members of FINRA and SIPC.

EQUITY ALERT: Rosen Law Firm Files Securities Class Action Lawsuit Against Nano-X Imaging Ltd. – NNOX

Thursday, September 17, 2020 - 12:05am

Rosen Law Firm, a global investor rights law firm, announces it has filed a class action lawsuit on behalf of purchasers of the securities of Nano-X Imaging Ltd. (NASDAQ: NNOX), between August 21, 2020 and September 15, 2020, inclusive (the Class Period).

Key Points: 
  • Rosen Law Firm, a global investor rights law firm, announces it has filed a class action lawsuit on behalf of purchasers of the securities of Nano-X Imaging Ltd. (NASDAQ: NNOX), between August 21, 2020 and September 15, 2020, inclusive (the Class Period).
  • Rosen Law Firm represents investors throughout the globe, concentrating its practice in securities class actions and shareholder derivative litigation.
  • 1 by ISS Securities Class Action Services for number of securities class action settlements in 2017.
  • Rosen Law Firm has achieved the largest ever securities class action settlement against a Chinese Company.

ITBiometrics Announces Reg D Offering For Accredited Investors

Wednesday, September 16, 2020 - 2:00pm

LOS ANGELES, Sept. 16, 2020 /PRNewswire-PRWeb/ -- ITBiometrics, a USA-based biometrics company that specializes in security for online financial transactions using biometric identity authentication, is announcing its Reg D offering, and can now accept investments from accredited investors with a minimum investment of $5,000.

Key Points: 
  • LOS ANGELES, Sept. 16, 2020 /PRNewswire-PRWeb/ -- ITBiometrics, a USA-based biometrics company that specializes in security for online financial transactions using biometric identity authentication, is announcing its Reg D offering, and can now accept investments from accredited investors with a minimum investment of $5,000.
  • Founder Howard Prager states, "ITBiometrics has a Regulation A IPO planned within the next twelve months, where even non-accredited investors will be able to invest and have publicly traded stock in our company."
  • ITBiometrics plans on strategically partnering with investors to help scale manufacturing and distribution of their OEM hardware products with biometric technology so more businesses, governments, and individuals can benefit from greatly increased security.
  • Investors interested in the ITBiometrics Reg D offering, please go to: https://itbiometrics.com/investors/

Anything Technologies Media Inc. Board Approves Company Name Change to Alternative Wellness Health, Inc.

Wednesday, September 16, 2020 - 1:00pm

This change is the first step of many for our company, as we dedicate all our efforts in the Health and Wellness business space.

Key Points: 
  • This change is the first step of many for our company, as we dedicate all our efforts in the Health and Wellness business space.
  • The company has started the process to file for this name change with FINRA and expects this to happen along with a symbol change as soon as approved.
  • The company expects to make many corporate changes, including additional board members to realign the companys focus, business plan and efforts into the Wellness industry.
  • Anything Technologies Media is a manufacturing and marketing company involved in the sales and marketing of CBD Health products and software applications.

EQUITY ALERT: Rosen Law Firm Files Securities Class Action Lawsuit Against Nikola Corporation – NKLA, NKLAW, VTIQ, VTIQW, VTIQU

Wednesday, September 16, 2020 - 1:11am

Rosen Law Firm, a global investor rights law firm, announces it has filed a class action lawsuit on behalf of purchasers of the securities of Nikola Corporation (NASDAQ: NKLA, NKLAW), f/k/a VectoIQ Acquisition Corp. (NASDAQ: VTIQ, VTIQW, VTIQU), between March 3, 2020 and September 15, 2020, inclusive (the Class Period).

Key Points: 
  • Rosen Law Firm, a global investor rights law firm, announces it has filed a class action lawsuit on behalf of purchasers of the securities of Nikola Corporation (NASDAQ: NKLA, NKLAW), f/k/a VectoIQ Acquisition Corp. (NASDAQ: VTIQ, VTIQW, VTIQU), between March 3, 2020 and September 15, 2020, inclusive (the Class Period).
  • Rosen Law Firm represents investors throughout the globe, concentrating its practice in securities class actions and shareholder derivative litigation.
  • 1 by ISS Securities Class Action Services for number of securities class action settlements in 2017.
  • Rosen Law Firm has achieved the largest ever securities class action settlement against a Chinese Company.

First Trust Announces Shareholder Approval of Reorganizations

Tuesday, September 15, 2020 - 2:36pm

As previously announced, the reorganizations were approved by the Board of Trustees of each of FAUS, FCAN, FHK, FKO and FDT on January 30, 2020.

Key Points: 
  • As previously announced, the reorganizations were approved by the Board of Trustees of each of FAUS, FCAN, FHK, FKO and FDT on January 30, 2020.
  • Subject to the satisfaction of certain customary closing conditions, the reorganizations of FAUS, FCAN, FHK and FKO into FDT are expected to close by the end of October 2020.
  • FTA and its affiliate First Trust Portfolios L.P. (FTP), a FINRA registered broker-dealer, are privately-held companies that provide a variety of investment services.
  • FTA is the supervisor of the First Trust unit investment trusts, while FTP is the sponsor.

First Trust Announces Adjournment of Special Shareholder Meeting to Approve the Reorganization of First Trust Mega Cap AlphaDEX® Fund into First Trust Dow 30 Equal Weight ETF

Tuesday, September 15, 2020 - 2:28pm

EDOW pursues this investment objective by investing at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index.

Key Points: 
  • EDOW pursues this investment objective by investing at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index.
  • FTA is a federally registered investment advisor and serves as the investment advisor of FMK and EDOW.
  • FTA and its affiliate First Trust Portfolios L.P. (FTP), a FINRA registered broker-dealer, are privately-held companies that provide a variety of investment services.
  • In connection with the solicitation of proxies to approve the reorganization, FMK and EDOW have filed a combined proxy statement/prospectus (the proxy statement).