United States securities law

DGAP-News: Grand City Properties S.A. announces results of scrip dividend

Friday, July 10, 2020 - 3:03pm

THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.

Key Points: 
  • THIS ANNOUNCEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES.
  • THERE WILL BE NO PUBLIC OFFERING OF THE SECURITIES IN THE UNITED STATES.
  • THIS COMMUNICATION MUST NOT BE READ, ACTED ON OR RELIED ON BY PERSONS WHO ARE NOT RELEVANT PERSONS.
  • ANY INVESTMENT OR INVESTMENT ACTIVITY TO WHICH THIS ANNOUNCEMENT RELATES IS AVAILABLE ONLY TO RELEVANT PERSONS AND WILL BE ENGAGED IN ONLY WITH RELEVANT PERSONS.

OTC Markets Group Welcomes Mako Mining Corp. to OTCQX

Friday, July 10, 2020 - 12:00pm

NEW YORK, July 10, 2020 /PRNewswire/ -- OTC Markets Group Inc. (OTCQX: OTCM), operator of financial markets for over 10,000 U.S. and global securities, today announced Mako Mining Corp .

Key Points: 
  • NEW YORK, July 10, 2020 /PRNewswire/ -- OTC Markets Group Inc. (OTCQX: OTCM), operator of financial markets for over 10,000 U.S. and global securities, today announced Mako Mining Corp .
  • (TSX-V: MKO; OTCQX: MAKOF), a gold mining, development and exploration firm, has qualified to trade on the OTCQX Best Market.
  • About OTC Markets Group Inc.
    OTC Markets Group Inc. (OTCQX: OTCM) operates the OTCQX Best Market, the OTCQB Venture Market and the Pink Open Market for 10,000 U.S. and global securities.
  • OTC Link ATS and OTC Link ECN are SEC regulated ATSs, operated by OTC Link LLC, member FINRA/SIPC.

Generational Equity Advises ProCon, Inc. in its Sale to Empire Roofing Corporation of Canada

Thursday, July 9, 2020 - 9:30pm

Generational Equity , a leading mergers and acquisitions advisor for privately held businesses, is pleased to announce the sale of its client, ProCon, Inc. to Empire Roofing Corporation of Canada.

Key Points: 
  • Generational Equity , a leading mergers and acquisitions advisor for privately held businesses, is pleased to announce the sale of its client, ProCon, Inc. to Empire Roofing Corporation of Canada.
  • Headquartered in Windsor, Ontario, Canada, Empire Roofing Corporation of Canada specializes in commercial/industrial flat roofing projects from 1,000 1,000,000 square feet.
  • Their projects span across Canada and the USA and they are able to offer customers a full suite of roofing services.
  • Generational Equity , Generational Capital Markets (member FINRA/SIPC), Generational Wealth Advisors , Generational Consulting Group , and DealForce are part of the Generational Group , which is headquartered in Dallas and is one of the leading M&A advisory firms in North America.

Steward Partners Welcomes Michael Drumm as Divisional President for Tri-State Region

Thursday, July 9, 2020 - 2:00pm

NEW YORK, July 9, 2020 /PRNewswire/ -- Steward Partners Global Advisory , LLC, an employee-owned, full-service independent partnership associated with Raymond James Financial Services, Inc. (member FINRA/SIPC), today announced that Michael Drumm has joined the firm as Divisional President overseeing the tri-state region.

Key Points: 
  • NEW YORK, July 9, 2020 /PRNewswire/ -- Steward Partners Global Advisory , LLC, an employee-owned, full-service independent partnership associated with Raymond James Financial Services, Inc. (member FINRA/SIPC), today announced that Michael Drumm has joined the firm as Divisional President overseeing the tri-state region.
  • Michael Drumm brings more than 25 years of leadership experience to the firm, most recently serving as a complex manager and senior vice president with Janney Montgomery Scott.
  • "Michael is an exceptional leader with a deep understanding of our industry and the tri-state region's financial landscape," said Doug Kentfield, Head of Wealth Management at Steward Partners.
  • Steward Partners Holdings, Steward Partners Global Advisory, LLC maintain a separate professional business relationship with, and our registered professionals offer securities through, Raymond James Financial Services, Inc., member FINRA/SIPC.

RAMM Pharma Announces Approval and Registration of Epifractán™ 5% by Peru’s Ministry of Health and Enters Distribution Agreement to Supply Pharmacies in Peru

Thursday, July 9, 2020 - 12:59pm

All statements, other than statements of historical fact, are forward-looking statements and are based on expectations, estimates and projections as at the date of this news release.

Key Points: 
  • All statements, other than statements of historical fact, are forward-looking statements and are based on expectations, estimates and projections as at the date of this news release.
  • In this news release, forward looking statements relate, among other things, the Companys strategies and objectives, and future expansion plans.
  • These forward-looking statements are based on reasonable assumptions and estimates of management of the Company at the time such statements were made.
  • No stock exchange, securities commission or other regulatory authority has approved or disapproved the information contained herein.

Steward Partners Welcomes New Advisor Team in Clearwater

Wednesday, July 8, 2020 - 8:52pm

The team also has a key focus on portfolio construction, asset allocation and stock selection strategies.

Key Points: 
  • The team also has a key focus on portfolio construction, asset allocation and stock selection strategies.
  • "It's always exciting to be able to welcome talented advisors like Chris and Richard," said Chris Barton, Divisional President at Steward Partners.
  • Steward Partners Holdings, Steward Partners Global Advisory, LLC maintain a separate professional business relationship with, and our registered professionals offer securities through, Raymond James Financial Services, Inc., member FINRA/SIPC.
  • Investment advisory services offered through Steward Partners Investment Advisory, LLC, 1776 I Street NW, Suite 700, Washington, DC 20006.

Advisor Group And Securities America Announce Jim Nagengast's Nomination For Second Term On FINRA Board of Governors

Wednesday, July 8, 2020 - 11:00am

PHOENIX, July 8, 2020 /PRNewswire/ -- Advisor Group, the nation's largest network of independent wealth management firms, and Securities America today announced Securities America CEO & President Jim Nagengast's nomination to the Large Firm seat on the FINRA Board of Governors.

Key Points: 
  • PHOENIX, July 8, 2020 /PRNewswire/ -- Advisor Group, the nation's largest network of independent wealth management firms, and Securities America today announced Securities America CEO & President Jim Nagengast's nomination to the Large Firm seat on the FINRA Board of Governors.
  • Advisor Group President and CEO Jamie Price said, "On behalf of the entire Advisor Group network, we are proud to support Jim in his efforts to advocate for investors and FINRA member firms as the Large Firm representative on the FINRA Board of Governors.
  • Securities America is part of Advisor Group, which also includes FSC Securities Corporation, Royal Alliance Associates, SagePoint Financial, Woodbury Financial Services, Triad Advisors, Investacorp, KMS Financial Services and Securities Service Network.
  • Securities services are offered through Investacorp, Inc., Securities America, Inc., and Securities Service Network, broker-dealers and members of FINRA and SIPC.

Novelion Therapeutics Ceases to be a Reporting Issuer in Canada

Wednesday, July 8, 2020 - 8:17pm

The order was issued in response to an application made by Novelion and accordingly, Novelion will no longer be required to file financial statements or other continuous disclosure documents with Canadian securities regulatory authorities.

Key Points: 
  • The order was issued in response to an application made by Novelion and accordingly, Novelion will no longer be required to file financial statements or other continuous disclosure documents with Canadian securities regulatory authorities.
  • Novelion does not intend to file any financial statements or any periodic or other reports or filings with the Commission, except for the aforementioned current reports.
  • The impact from any such risks and uncertainties could materially reduce or eliminate the availability of assets available for distribution to shareholders.
  • Novelion cautions investors and others not to place undue reliance on any forward-looking statements, which speak only as of the date they are made.

Waddell & Reed, Inc. Continues Strong Recruiting as Nine Experienced Advisors Affiliate

Wednesday, July 8, 2020 - 11:45am

As part of its growth strategy Waddell & Reed also is reinvigorating its focus on advisor retention by advancing support, service and overall experience for its existing national network of independent advisors.

Key Points: 
  • As part of its growth strategy Waddell & Reed also is reinvigorating its focus on advisor retention by advancing support, service and overall experience for its existing national network of independent advisors.
  • Founded in 1937, Waddell & Reed, Inc. provides financial planning services to clients throughout the U.S. through its network of more than 1,300 financial advisors and advisor associates nationwide.
  • Waddell & Reed, Inc. is a subsidiary of Waddell & Reed Financial, Inc. (NYSE: WDR).
  • Securities and Investment Advisory Services offered through Waddell & Reed, Inc., a Broker/Dealer, Member FINRA/SIPC and Federally Registered Investment Advisor.

DriveWealth Selects BackBay Communications as PR Agency of Record

Wednesday, July 8, 2020 - 12:00pm

BackBay Communications, a leading integrated financial-services public relations, content development, and digital marketing agency, today announced that it has been retained as agency of record by DriveWealth, a U.S.-based leader in global digital trading technology.

Key Points: 
  • BackBay Communications, a leading integrated financial-services public relations, content development, and digital marketing agency, today announced that it has been retained as agency of record by DriveWealth, a U.S.-based leader in global digital trading technology.
  • BackBay will provide DriveWealth with an integrated communications program including media relations, content development, conference participation and awards submissions aimed at raising awareness of DriveWealths role in the modernization of brokerage infrastructure and digitization of financial services.
  • "We are excited to work with BackBay Communications.
  • DriveWealth Holdings, Inc., wholly owns DriveWealth, LLC, a member of FINRA and SIPC.