SEC Rule 10b-5

SHAREHOLDER ALERT: Pomerantz Law Firm Reminds Shareholders with Losses on their Investment in Hawaiian Electric Industries, Inc. of Class Action Lawsuit and Upcoming Deadline – HE

Retrieved on: 
Sunday, September 17, 2023
Electric utility, WSJ, The Wall Street Journal, Wildfire, Electricity, Fire, Person, Sale, Wind, Ext, SEC Rule 10b-5, District court, Risk, Action Replay, Complaint, Court, Pomerantz, Hawaiian Electric Industries, NYSE, News, Pharmaceutical industry, Coal, Cryptocurrency

NEW YORK, Sept. 17, 2023 (GLOBE NEWSWIRE) -- Pomerantz LLP announces that a class action lawsuit has been filed against Hawaiian Electric Industries, Inc. (“Hawaiian Electric” or the “Company”) (NYSE: HE) and certain officers.

Key Points: 
  • NEW YORK, Sept. 17, 2023 (GLOBE NEWSWIRE) -- Pomerantz LLP announces that a class action lawsuit has been filed against Hawaiian Electric Industries, Inc. (“Hawaiian Electric” or the “Company”) (NYSE: HE) and certain officers.
  • To discuss this action, contact Robert S. Willoughby at [email protected] or 888.476.6529 (or 888.4-POMLAW), toll-free, Ext.
  • Hawaiian Electric, together with its subsidiaries, engages in the electric utility, banking, and non-regulated renewable/sustainable infrastructure investment businesses in the state of Hawaii.
  • Founded by the late Abraham L. Pomerantz, known as the dean of the class action bar, Pomerantz pioneered the field of securities class actions.

SHAREHOLDER ALERT: Pomerantz Law Firm Reminds Shareholders with Losses on their Investment in Applied Digital Corporation of Class Action Lawsuit and Upcoming Deadline – APLD

Retrieved on: 
Sunday, September 17, 2023
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NEW YORK, Sept. 17, 2023 (GLOBE NEWSWIRE) -- Pomerantz LLP announces that a class action lawsuit has been filed against Applied Digital Corporation (“Applied Digital” or the “Company”) (NASDAQ: APLD) and certain officers.

Key Points: 
  • NEW YORK, Sept. 17, 2023 (GLOBE NEWSWIRE) -- Pomerantz LLP announces that a class action lawsuit has been filed against Applied Digital Corporation (“Applied Digital” or the “Company”) (NASDAQ: APLD) and certain officers.
  • Those who inquire by e-mail are encouraged to include their mailing address, telephone number, and the number of shares purchased.
  • Applied Digital, originally known as Applied Blockchain, designs, develops, and operates datacenters in North America, and provides artificial intelligence (“AI”) cloud services, computing datacenter hosting, and crypto datacenter hosting services.
  • Founded by the late Abraham L. Pomerantz, known as the dean of the class action bar, Pomerantz pioneered the field of securities class actions.

SHAREHOLDER ALERT: Pomerantz Law Firm Reminds Shareholders of a Class Action against Aldeyra Therapeutics, Inc. of Class Action Lawsuit and Upcoming Deadline – ALDX

Retrieved on: 
Sunday, September 17, 2023
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NEW YORK, Sept. 17, 2023 (GLOBE NEWSWIRE) -- Pomerantz LLP announces that a class action lawsuit has been filed against Aldeyra Therapeutics, Inc. (“Aldeyra” or the “Company”) (NASDAQ: ALDX), and certain officers.

Key Points: 
  • NEW YORK, Sept. 17, 2023 (GLOBE NEWSWIRE) -- Pomerantz LLP announces that a class action lawsuit has been filed against Aldeyra Therapeutics, Inc. (“Aldeyra” or the “Company”) (NASDAQ: ALDX), and certain officers.
  • If you are a shareholder who purchased or otherwise acquired Aldeyra securities during the Class Period, you have until September 29, 2023 to ask the Court to appoint you as Lead Plaintiff for the class.
  • To discuss this action, contact Robert S. Willoughby at [email protected] or 888.476.6529 (or 888.4-POMLAW), toll-free, Ext.
  • Founded by the late Abraham L. Pomerantz, known as the dean of the class action bar, Pomerantz pioneered the field of securities class actions.

SHAREHOLDER ALERT: Pomerantz Law Firm Reminds Shareholders with Losses on their Investment in Sea Limited of Class Action Lawsuit and Upcoming Deadline – SE

Retrieved on: 
Sunday, September 17, 2023
LLP, Alpha, Prior, ADS, Person, Sea Ltd, Ext, SEC Rule 10b-5, Bank of America, District court, Action Replay, Complaint, SE, Court, Growth, Bank, Pomerantz, News, NYSE, Cryptocurrency, Sea

NEW YORK, Sept. 17, 2023 (GLOBE NEWSWIRE) -- Pomerantz LLP announces that a class action lawsuit has been filed against Sea Limited (“Sea” or the “Company”) (NYSE: SE) and certain officers.

Key Points: 
  • NEW YORK, Sept. 17, 2023 (GLOBE NEWSWIRE) -- Pomerantz LLP announces that a class action lawsuit has been filed against Sea Limited (“Sea” or the “Company”) (NYSE: SE) and certain officers.
  • To discuss this action, contact Robert S. Willoughby at [email protected] or 888.476.6529 (or 888.4-POMLAW), toll-free, Ext.
  • Sea, together with its subsidiaries, provides digital entertainment, e-commerce, and digital financial services in Asia, Latin America, and internationally.
  • Founded by the late Abraham L. Pomerantz, known as the dean of the class action bar, Pomerantz pioneered the field of securities class actions.

SHAREHOLDER ALERT: Pomerantz Law Firm Reminds Shareholders with Losses on their Investment in KeyCorp of Class Action Lawsuit and Upcoming Deadline – KEY

Retrieved on: 
Sunday, September 17, 2023
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NEW YORK, Sept. 17, 2023 (GLOBE NEWSWIRE) -- Pomerantz LLP announces that a class action lawsuit has been filed against KeyCorp (“Key” or the “Company”) (NYSE: KEY) and certain officers.

Key Points: 
  • NEW YORK, Sept. 17, 2023 (GLOBE NEWSWIRE) -- Pomerantz LLP announces that a class action lawsuit has been filed against KeyCorp (“Key” or the “Company”) (NYSE: KEY) and certain officers.
  • To discuss this action, contact Robert S. Willoughby at [email protected] or 888.476.6529 (or 888.4-POMLAW), toll-free, Ext.
  • Founded by the late Abraham L. Pomerantz, known as the dean of the class action bar, Pomerantz pioneered the field of securities class actions.
  • The Firm has recovered billions of dollars in damages awards on behalf of class members.

SHARHOLDER ALERT: Pomerantz Law Firm Reminds Shareholders with Losses on their Investment in Lumen Technologies, Inc. f/k/a CenturyLink, Inc. of Class Action Lawsuit and Upcoming Deadline – LUMN

Retrieved on: 
Sunday, September 17, 2023
LLP, Bell, Lumen Technologies, Lumen, WSJ, Alpha, AT, The Wall Street Journal, Telecommunications, AT&T, Lead, Bell System, Person, Verizon Communications, Ext, SEC Rule 10b-5, District court, Soil, Risk, Complaint, Water, Action Replay, Groundwater, Defendant, Court, United States Telecom Association, Copper, Pomerantz, Environment, News, NYSE, J. P. Morgan, Risk management, Mobile phone, Cryptocurrency

To discuss this action, contact Robert S. Willoughby at [email protected] or 888.476.6529 (or 888.4-POMLAW), toll-free, Ext.

Key Points: 
  • To discuss this action, contact Robert S. Willoughby at [email protected] or 888.476.6529 (or 888.4-POMLAW), toll-free, Ext.
  • Those who inquire by e-mail are encouraged to include their mailing address, telephone number, and the number of shares purchased.
  • The Company was formerly known as “CenturyLink, Inc.” and changed its name to “Lumen Technologies, Inc.” in September 2020.
  • Founded by the late Abraham L. Pomerantz, known as the dean of the class action bar, Pomerantz pioneered the field of securities class actions.

SEC Charges Connecticut Advisory Firm GlennCap and its Owner with Cherry-Picking

Retrieved on: 
Thursday, September 14, 2023
Investment Advisers Act of 1940, Probability, Manchester–Boston Regional Airport, SEC Rule 10b-5, Division, Stu Jackson, Security (finance), Connecticut Department of Children and Families, Financial adviser, Cryptocurrency

The probability that the favored accounts received the more profitable trades by chance was statistically nearly zero.

Key Points: 
  • The probability that the favored accounts received the more profitable trades by chance was statistically nearly zero.
  • The SEC’s order finds that Glenn and GlennCap received at least $2.7 million in profits from the cherry-picking scheme.
  • “The SEC has the means to identify investment advisers that abuse their position through cherry-picking, as Glenn and GlennCap did.
  • The SEC appreciates the assistance of the Securities and Business Investments Division of the Connecticut Department of Banking.

Gainey McKenna & Egleston Announces A Class Action Lawsuit Has Been Filed Against PacWest Bancorp (PACW)

Retrieved on: 
Wednesday, September 13, 2023
PacWest Bancorp, Central District, PWB, Federal, Person, Sale, District court, SEC Rule 10b-5, Bloomberg, Complaint, Bank holding company, PacWest, News

Investors who purchased or otherwise acquired shares of PacWest should contact the Firm prior to the November 10, 2023 lead plaintiff motion deadline.

Key Points: 
  • Investors who purchased or otherwise acquired shares of PacWest should contact the Firm prior to the November 10, 2023 lead plaintiff motion deadline.
  • A lead plaintiff is a representative party acting on behalf of other class members in directing the litigation.
  • If you wish to discuss your rights or interests regarding this class action, please contact Thomas J. McKenna, Esq.
  • of Gainey McKenna & Egleston at (212) 983-1300, or via e-mail at [email protected] or [email protected] .

Gainey McKenna & Egleston Announces A Class Action Lawsuit Has Been Filed Against DigitalOcean Holdings, Inc. (DOCN)

Retrieved on: 
Wednesday, September 13, 2023
Bank statement, Yancey, November 13–21, 2014 North American winter storm, Person, District court, SEC Rule 10b-5, Complaint, DigitalOcean, News, NYSE

Investors who purchased or otherwise acquired shares of DigitalOcean should contact the Firm prior to the November 13, 2023 lead plaintiff motion deadline.

Key Points: 
  • Investors who purchased or otherwise acquired shares of DigitalOcean should contact the Firm prior to the November 13, 2023 lead plaintiff motion deadline.
  • A lead plaintiff is a representative party acting on behalf of other class members in directing the litigation.
  • If you wish to discuss your rights or interests regarding this class action, please contact Thomas J. McKenna, Esq.
  • of Gainey McKenna & Egleston at (212) 983-1300, or via e-mail at [email protected] or [email protected] .

Gainey McKenna & Egleston Announces A Class Action Lawsuit Has Been Filed Against Tandem Diabetes Care, Inc. (TNDM)

Retrieved on: 
Tuesday, September 12, 2023
COVID-19, Person, District court, SEC Rule 10b-5, Complaint, Tandem

Investors who purchased or otherwise acquired shares of Tandem should contact the Firm prior to the November 7, 2023 lead plaintiff motion deadline.

Key Points: 
  • Investors who purchased or otherwise acquired shares of Tandem should contact the Firm prior to the November 7, 2023 lead plaintiff motion deadline.
  • A lead plaintiff is a representative party acting on behalf of other class members in directing the litigation.
  • If you wish to discuss your rights or interests regarding this class action, please contact Thomas J. McKenna, Esq.
  • of Gainey McKenna & Egleston at (212) 983-1300, or via e-mail at [email protected] or [email protected] .