CFP Board Imposes Interim Suspension on John A. Dougherty of Blue Bell, Pennsylvania
Certified Financial Planner Board of Standards, Inc. (CFP Board) announced that it has imposed an interim suspension of the CFP Board certification marks against John A. Dougherty, which is effective as of April 26, 2024.
- Certified Financial Planner Board of Standards, Inc. (CFP Board) announced that it has imposed an interim suspension of the CFP Board certification marks against John A. Dougherty, which is effective as of April 26, 2024.
- CFP Board Enforcement Counsel provided notice to DEC Counsel of grounds to issue an automatic Interim Suspension Order to Mr. Dougherty under Article 2.1 of CFP Board’s Procedural Rules.
- An interim suspension is a suspension of a CFP® professional’s certification and trademark license during the pendency of CFP Board enforcement proceedings.
- A Respondent subject to an Interim Suspension Order must not use the CFP Board certification marks, state or suggest that Respondent is a CFP® professional, or hold out to the public as being certified by CFP Board while the Interim Suspension Order is in effect.