Revocation

CFP Board Imposes Interim Suspension on John Poulos of Colleyville, Texas

Retrieved on: 
星期二, 二月 28, 2023
Code, Paul v British Columbia (Forest Appeals Commission), Finance, Civil Procedure Rules, Femicide, Motion, DEC, Banking Codes and Standards Board of India, Revocation, Certified Financial Planner Board of Standards, Respondent, Ethics commission, Certification, Failure, FINRA, Financial adviser, Property management, Ethics, Standard, Conduct

On January 27, 2023, CFP Board Counsel filed a Motion for Interim Suspension Order (Motion) pursuant to Article 2.1.a.1.

Key Points: 
  • On January 27, 2023, CFP Board Counsel filed a Motion for Interim Suspension Order (Motion) pursuant to Article 2.1.a.1.
  • Under the Interim Suspension Order, Mr. Poulos' right to use the CFP® certification marks is suspended pending CFP Board's completed investigation and possible further disciplinary proceedings.
  • An interim suspension is a suspension of a CFP® professional's certification and trademark license during the pendency of CFP Board enforcement proceedings.
  • At that website, CFP Board provides the public with:
    The ability to check on any individual's CFP Board disciplinary history and CFP® certification status.

CFP Board Imposes Interim Suspension on Kenwyn J. Belkot of Wexford, Pennsylvania

Retrieved on: 
星期二, 二月 28, 2023
Code, Paul v British Columbia (Forest Appeals Commission), Finance, Civil Procedure Rules, DEC, Banking Codes and Standards Board of India, Revocation, Certified Financial Planner Board of Standards, Respondent, Ethics commission, Financial Industry Regulatory Authority, Certification, Failure, FINRA, Financial adviser, Property management, Ethics, Standard, Conduct

An interim suspension is a suspension of a CFP® professional's certification and trademark license during the pendency of CFP Board enforcement proceedings.

Key Points: 
  • An interim suspension is a suspension of a CFP® professional's certification and trademark license during the pendency of CFP Board enforcement proceedings.
  • A Respondent subject to an Interim Suspension Order must not use the CFP® certification marks or state or suggest that Respondent is a CFP® professional while the Interim Suspension Order is in effect.
  • An Interim Suspension Order is a temporary sanction and does not preclude CFP Board from imposing a final sanction.
  • At that website, CFP Board provides the public with:
    The ability to check on any individual's CFP Board disciplinary history and CFP® certification status.

CFP Board Imposes Interim Suspension on Gary B. Gross of Raleigh, North Carolina

Retrieved on: 
星期五, 一月 20, 2023
Superior court, Certified Financial Planner Board of Standards, Motion, Banking Codes and Standards Board of India, Failure, Mayo River State Park (North Carolina), Civil Procedure Rules, Certification, Ethics commission, Revocation, Paul v British Columbia (Forest Appeals Commission), Respondent, Finance, DEC, FINRA, Code, Financial adviser, Property management, Conduct, Ethics, Standard

WASHINGTON, Jan. 20, 2023 /PRNewswire/ -- Certified Financial Planner Board of Standards, Inc. (CFP Board) announced that it has imposed an interim suspension of the CFP® certification against Gary B.

Key Points: 
  • WASHINGTON, Jan. 20, 2023 /PRNewswire/ -- Certified Financial Planner Board of Standards, Inc. (CFP Board) announced that it has imposed an interim suspension of the CFP® certification against Gary B.
  • On December 6, 2022, CFP Board filed a Motion for Interim Suspension Order (Motion) pursuant to Article 2.1.a.1 of CFP Board's Procedural Rules requesting that the Disciplinary and Ethics Commission (DEC) issue an Interim Suspension Order against Mr.
  • An interim suspension is a suspension of a CFP® professional's certification and trademark license during the pendency of CFP Board enforcement proceedings.
  • At that website, CFP Board provides the public with:
    The ability to check on any individual's CFP Board disciplinary history and CFP® certification status.

CFP Board Imposes Interim Suspension on John N. Matson of Manhattan Beach, California

Retrieved on: 
星期五, 一月 20, 2023
Certified Financial Planner Board of Standards, Financial Industry Regulatory Authority, CFP, Banking Codes and Standards Board of India, Failure, Civil Procedure Rules, Certification, Ethics commission, Revocation, Paul v British Columbia (Forest Appeals Commission), Sale, Respondent, Finance, DEC, FINRA, Code, Financial adviser, Property management, Conduct, Ethics, Standard

An interim suspension is a suspension of a CFP® professional's certification and trademark license during the pendency of CFP Board enforcement proceedings.

Key Points: 
  • An interim suspension is a suspension of a CFP® professional's certification and trademark license during the pendency of CFP Board enforcement proceedings.
  • A Respondent subject to an Interim Suspension Order must not use the CFP® certification marks or state or suggest that Respondent is a CFP® professional while the Interim Suspension Order is in effect.
  • An Interim Suspension Order is a temporary sanction and does not preclude CFP Board from imposing a final sanction.
  • At that website, CFP Board provides the public with:
    The ability to check on any individual's CFP Board disciplinary history and CFP® certification status.

CFP Board Imposes Interim Suspension on Stephen Y. Kwan of Spicewood, Texas

Retrieved on: 
星期四, 十二月 22, 2022
CFP, Banking Codes and Standards Board of India, Respondent, Ethics commission, Texas State Securities Board, Revocation, Certified Financial Planner Board of Standards, Finance, Code, Civil Procedure Rules, FINRA, Failure, Certification, Workforce, Paul v British Columbia (Forest Appeals Commission), Financial plan, Multimedia, DEC, Investment, Sale, Financial adviser, Property management, Standard, Conduct, Ethics

Pursuant to Mr. Kwan's consent, CFP Board issued an automatic Interim Suspension Order suspending Mr. Kwan's right to use the CFP® certification marks because the Texas State Securities Board suspended his investment adviser representative registration for 90 days.

Key Points: 
  • Pursuant to Mr. Kwan's consent, CFP Board issued an automatic Interim Suspension Order suspending Mr. Kwan's right to use the CFP® certification marks because the Texas State Securities Board suspended his investment adviser representative registration for 90 days.
  • An interim suspension is a suspension of a CFP® professional's certification and trademark license during the pendency of CFP Board enforcement proceedings.
  • An Interim Suspension Order is a temporary sanction and does not preclude CFP Board from imposing a final sanction.
  • At that website, CFP Board provides the public with:
    The ability to check on any individual's CFP Board disciplinary history and CFP® certification status.

Fresenius Kabi Announces 2022 Inductees to Blood Donation Hall of Fame

Retrieved on: 
星期三, 十一月 9, 2022
Medical Supplies, Health, Medical Devices, Other Health, Research, Science, Biotechnology, Hall, Plasma, Calendar, Health technology, Multimedia, Gubbi Gubbi people, Revocation, Pressure, Fresenius (company), World Blood Donor Day, Patient, World Golf Village, MI, American Red Cross, Blood, LifeSouth Community Blood Centers, Pharmaceutical industry, Entertainment, Machine tool, Medical device

Fresenius Kabi today announced the 12 newest inductees into the Fresenius Kabi Blood Donation Hall of Fame.

Key Points: 
  • Fresenius Kabi today announced the 12 newest inductees into the Fresenius Kabi Blood Donation Hall of Fame.
  • View the full release here: https://www.businesswire.com/news/home/20221109005327/en/
    Every year, Fresenius Kabi accepts Hall of Fame nominations from blood centers across the United States.
  • Fresenius Kabi is honored to recognize this years Donation Hall of Fame inductees for playing a critical role in maintaining the U.S. blood supply and providing lifesaving resources for patients across the country, said Dean Gregory, president, Global Commercial Operations, Medical Technologies at Fresenius Kabi USA.
  • A person may only be inducted into the Fresenius Kabi Blood Donation Hall of Fame once.

CFP Board Imposes Interim Suspension on Gregory K. Womack of Edmond, Oklahoma

Retrieved on: 
星期五, 十一月 4, 2022
Awareness, Complaint, Douglas v. U.S. District Court ex rel Talk America, Workforce, Revocation, Multimedia, Investment Advisers Act of 1940, Fraud, Part, Ethics commission, Motion, Paul v British Columbia (Forest Appeals Commission), Banking Codes and Standards Board of India, Certified Financial Planner Board of Standards, Certification, Respondent, Review, Securities Act of 1933, FINRA, WIA, Code, Failure, U.S. Securities and Exchange Commission, CFP, Civil Procedure Rules, District court, Center, News, DEC, SEC, Financial plan, Financial adviser, Medicine, Property management, Standard, Conduct, Ethics

WASHINGTON, Nov. 4, 2022 /PRNewswire/ -- Certified Financial Planner Board of Standards, Inc. (CFP Board) announced that it has imposed an interim suspension of the CFP certification against Gregory K. Womack, which was effective as of October 25, 2022.

Key Points: 
  • WASHINGTON, Nov. 4, 2022 /PRNewswire/ -- Certified Financial Planner Board of Standards, Inc. (CFP Board) announced that it has imposed an interim suspension of the CFP certification against Gregory K. Womack, which was effective as of October 25, 2022.
  • On August 25, 2022, CFP Board filed a Motion for Interim Suspension Order (Motion) pursuant to Article 2.1.a.1.
  • of CFP Board's Procedural Rules requesting that the Disciplinary and Ethics Commission (DEC) issue an Interim Suspension Order against Mr. Womack.
  • At that website, CFP Board provides the public with:
    The ability to check on any individual's CFP Board disciplinary history and CFP certification status.

Introduction to Legal Issues for Academic Leaders Course - ResearchAndMarkets.com

Retrieved on: 
星期一, 十月 17, 2022
Professional Services, Education, Legal, Continuing, Training, University, Pressure, Color, Education, Civil Rights Act of 1964, Risk, Revocation, Title 6, Constitution, Review, Employment, ADA, ADEA, Ageism, Privacy, Intellectual property, Employment Act of 1946, Title IX, Program, Academy, FERPA, Religion, History, Student, Sex, Learning, Basics, Age Discrimination in Employment Act of 1967, Tenure review, Appointment, Face, University, Faculty, Family and Medical Leave Act of 1993, Foundation, Disability discrimination act, Letter, Compliance, Leadership, Management, Medicine, Property management

The "Introduction to Legal Issues for Academic Leaders" training has been added to ResearchAndMarkets.com's offering.

Key Points: 
  • The "Introduction to Legal Issues for Academic Leaders" training has been added to ResearchAndMarkets.com's offering.
  • As the consequences of noncompliance heighten, academic leaders face increased pressure to know the ins and outs of key legal issues and leverage a variety of measures that mitigate the risk of costly and time-consuming litigation and legal disputes.
  • Introduction to Legal Issues for Academic Leaders is a three-part expert-delivered course.
  • Common Legal Issues in the Tenure Review and Revocation Process This module focuses on the common legal issues in the tenure review and revocation process.

Additional Plaintiffs Join 'Predictit' Lawsuit Against CFTC

Retrieved on: 
星期五, 十月 7, 2022
Revocation, Class action, Market, FEC, Contract, Research, No-action letter, Smart contract, Curriculum, District court, Education, PredictIt, Federal Election Commission, Commodity Futures Trading Commission, GLOBE, United States district court, CFTC, Insurance

WASHINGTON, Oct. 06, 2022 (GLOBE NEWSWIRE) -- More than a dozen plaintiffs are now part of a lawsuit seeking answers from the Commodity Futures Trading Commission (CFTC) on their decision to withdraw No-Action Relief granted in 2014 allowing the popular election prediction market, PredictIt , to operate in the United States.

Key Points: 
  • WASHINGTON, Oct. 06, 2022 (GLOBE NEWSWIRE) -- More than a dozen plaintiffs are now part of a lawsuit seeking answers from the Commodity Futures Trading Commission (CFTC) on their decision to withdraw No-Action Relief granted in 2014 allowing the popular election prediction market, PredictIt , to operate in the United States.
  • The additional plaintiffs, many of whom reside in the Austin area served by US District Court for the Western District of Texas, are both investor plaintiffs - who hold event contracts that turn on the outcome of the 2024 presidential election - and academic plaintiffs - who rely on PredictIt's anonymized data for research purposes and as part of their teaching curriculum.
  • The Revocation's command to liquidate certain contracts by February 15, 2023, will cause a chaotic wind-down of the Market."
  • Aristotle is the contract service provider for the PredictIt Market, which has operated under No-Action Relief CFTC 14-130 since 2014.

CFP Board Vacates Interim Suspension Previously Imposed on Joseph M. Whitney, CFP® of Rochester, New York

Retrieved on: 
星期五, 九月 2, 2022
Workforce, DEC, Motion, CFP, Awareness, Ethics commission, Commission, Paul v British Columbia (Forest Appeals Commission), Certified Financial Planner Board of Standards, Code, Revocation, U.S. Securities and Exchange Commission, SEC, Review, Multimedia, Civil Procedure Rules, Cyprus Securities and Exchange Commission, Complaint, Secretary of State of New Jersey, Conspiracy, Center, Certification, Failure, Financial plan, Banking Codes and Standards Board of India, FINRA, Financial adviser, Online gambling, Property management, Medicine, Ethics, Standard, Respondent

The Commission granted CFP Board Counsel's Motion and issued an Interim Suspension Order against Mr. Whitney on March 23, 2021.

Key Points: 
  • The Commission granted CFP Board Counsel's Motion and issued an Interim Suspension Order against Mr. Whitney on March 23, 2021.
  • Accordingly, on August 8, 2022, pursuant to Article 2.4.a of the Procedural Rules, CFP Board Counsel issued an Order to Vacate the Interim Suspension Order.
  • If CFP Board Counsel delivers, or a Hearing Panel issues, an order vacating an Interim Suspension Order, CFP Board must not reflect the Interim Suspension Order in CFP Board's public verification of Respondent's CFP certification and background.
  • At that website, CFP Board provides the public with:
    The ability to check on any individual's CFP Board disciplinary history and CFP certification status.