Swift Current 57's

MFDA Hearing Panel issues Reasons for Decision in the matter of Derek Targerson

Retrieved on: 
Wednesday, April 13, 2022
Decision, Hearing, Respondent, Fine, Swift Current, Reason (argument), Mutual Fund Dealers Association, Person, Swift Current 57's, Investor, Online gambling, Financial adviser

TORONTO, April 13, 2022 /CNW/ -A Hearing Panel of the Prairie Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued its Reasons for Decision dated April12, 2022 ("Reasons for Decision"), in connection with a disciplinary hearing held electronically by videoconference in Swift Current, Saskatchewanon September 1, 2021, in the matter of Derek Jarod Targerson (the "Respondent").

Key Points: 
  • TORONTO, April 13, 2022 /CNW/ -A Hearing Panel of the Prairie Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued its Reasons for Decision dated April12, 2022 ("Reasons for Decision"), in connection with a disciplinary hearing held electronically by videoconference in Swift Current, Saskatchewanon September 1, 2021, in the matter of Derek Jarod Targerson (the "Respondent").
  • In its Reasons for Decision, the Hearing Panel outlined its findings of misconduct and confirmed the sanctions imoposed on the Respondent.
  • A copy of the Reasons for Decision is available on the MFDA website at www.mfda.ca .
  • During the period described in the Reasons for Decision, the Respondent carried on business in the Swift Current, Saskatchewan area.

MFDA Hearing Panel makes findings of misconduct and imposes sanctions against Derek Targerson

Retrieved on: 
Friday, September 3, 2021
Fine, Notice, Investor, Notice of Hearing, Person, Swift Current 57's, Hearing, Agreement, Swift Current, Respondent, Financial adviser

TORONTO, Sept. 3, 2021 /CNW/ -The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of Derek Jarod Targerson ("Respondent") by Notice of Hearing dated January 4, 2021.

Key Points: 
  • TORONTO, Sept. 3, 2021 /CNW/ -The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of Derek Jarod Targerson ("Respondent") by Notice of Hearing dated January 4, 2021.
  • A disciplinary hearing in this matter was held on September 1, 2021 by electronic hearing in Swift Current, Saskatchewan before a three-member Hearing Panel of the MFDA's Prairie Regional Council.
  • Copies of the Notice of Hearing and the Agreed Statement of Facts are available on the MFDA website at www.mfda.ca .
  • During the period described in the Agreed Statement of Facts, the Respondent carried on business in the Swift Current, Saskatchewan area.