Primary dealers

William Blair Continues European Expansion

Retrieved on: 
Tuesday, August 11, 2020
Banking, Professional services, Finance, Finance, Financial services, Banking, Rabobank, Investment banking, Wealth management, ING Group, William Blair, Primary dealers, Investment banks

We are continuing to expand our European presence and are investing in our team to better serve our clients across the continent, said Anu Sharma, head of European investment banking.

Key Points: 
  • We are continuing to expand our European presence and are investing in our team to better serve our clients across the continent, said Anu Sharma, head of European investment banking.
  • With over 20 years of industry experience, van der Goes joins William Blair from Rabobank in Amsterdam.
  • In 2019, William Blair unlocked over $100 billion in value for clients, completing 245 transactions.
  • William Blair is the premier global boutique with expertise in investment banking, investment management, and private wealth management.

SHAREHOLDER ALERT:  Pomerantz Law Firm Reminds Shareholders with Losses on their Investment in Deutsche Bank Aktiengesellschaft of Class Action Lawsuit and Upcoming Deadline – DB

Retrieved on: 
Monday, August 10, 2020
Finance, Banks, Money, Abraham Pomerantz, Primary dealers, Deutsche Bank, Pomerantz, Securities Class Action, New York Stock Exchange

NEW YORK, Aug. 10, 2020 (GLOBE NEWSWIRE) -- Pomerantz LLP announces that a class action lawsuit has been filed against Deutsche Bank Aktiengesellschaft (Deutsche Bank or the Bank) (NYSE: DB) and certain of its officers.

Key Points: 
  • NEW YORK, Aug. 10, 2020 (GLOBE NEWSWIRE) -- Pomerantz LLP announces that a class action lawsuit has been filed against Deutsche Bank Aktiengesellschaft (Deutsche Bank or the Bank) (NYSE: DB) and certain of its officers.
  • If you are a shareholder who purchased Deutsche Bank securities during the Class Period, you have until September 14, 2020, to ask the Court to appoint you as Lead Plaintiff for the class.
  • To discuss this action, contact Robert S. Willoughby at [email protected] or 888.476.6529 (or 888.4-POMLAW), toll-free, Ext.
  • Founded by the late Abraham L. Pomerantz, known as the dean of the class action bar, the Pomerantz Firm pioneered the field of securities class actions.

BayCom Corp Announces Closing of Subordinated Notes Offering

Retrieved on: 
Monday, August 10, 2020
Banking, Professional services, Finance, Financial markets, Finance, Primary dealers, Subprime mortgage crisis, Stock market, Initial public offering, Underwriting, Security, Goldman Sachs, Banks

BayCom Corp (NASDAQ GSM: BCML) (BayCom or the Company), the parent company of United Business Bank (the Bank), today announced that it had completed its previously announced underwritten offering and sale of its $65.0 million aggregate principal amount of 5.25% Fixed-to-Floating Rate Subordinated Notes due 2030 (the Notes).

Key Points: 
  • BayCom Corp (NASDAQ GSM: BCML) (BayCom or the Company), the parent company of United Business Bank (the Bank), today announced that it had completed its previously announced underwritten offering and sale of its $65.0 million aggregate principal amount of 5.25% Fixed-to-Floating Rate Subordinated Notes due 2030 (the Notes).
  • The Notes were sold at par, resulting in net proceeds, after underwriting discounts and estimated offering expenses, of approximately $63.3 million.
  • Davidson & Co. acted as book-running managers for the offering and Hovde Group, LLC acted as co-manager for the offering.
  • The offering of Notes was registered under the Securities Act of 1933, as amended, and issued under an effective registration statement on Form S-3 (File No.

S&P Global Announces Public Offering of Senior Notes

Retrieved on: 
Monday, August 10, 2020
Companies, Finance, Service companies, Primary dealers, Subprime mortgage crisis, S&P Global Platts, Goldman Sachs, S&P Dow Jones Indices, S&P Global, Morgan Stanley, J.P. Morgan & Co., Source UK Services

NEW YORK, Aug. 10, 2020 /PRNewswire/ --S&P Global (NYSE: SPGI) (the "Company") today announced that it is commencing an underwritten public offering, subject to market conditions, of two tranches of senior notes.

Key Points: 
  • NEW YORK, Aug. 10, 2020 /PRNewswire/ --S&P Global (NYSE: SPGI) (the "Company") today announced that it is commencing an underwritten public offering, subject to market conditions, of two tranches of senior notes.
  • Goldman Sachs & Co. LLC, BofA Securities, Inc., J.P. Morgan Securities LLC and Morgan Stanley & Co. LLC will act as joint book-running managers in connection with the public offering.
  • S&P Global is the world's foremost provider of credit ratings, benchmarks and analytics in the global capital and commodity markets, offering ESG solutions, deep data, and insights on critical business factors.
  • Our divisions include S&P Global Ratings, S&P Global Market Intelligence, S&P Dow Jones Indices, and S&P Global Platts.

Granite Provides Business Update and Second Quarter 2020 Preliminary Select Financial Information

Retrieved on: 
Monday, August 10, 2020
Mining, Minerals, Logistics, Supply chain management, Transport, Residential Building & Real Estate, Commercial Building & Real Estate, Natural Resources, Construction & Property, Finance, Financial services, Banks, Form 10-Q, Investment banks, Primary dealers, New York Stock Exchange, UBS

Granite Construction Incorporated (NYSE: GVA) today provided a business update and second quarter 2020 preliminary select financial information.

Key Points: 
  • Granite Construction Incorporated (NYSE: GVA) today provided a business update and second quarter 2020 preliminary select financial information.
  • The following information is preliminary and unaudited and could be impacted by subsequent events or determinations.
  • Additionally, Granite resolved certain project claims in the second quarter of 2020 with cash settlements received in July 2020.
  • Given the ongoing investigation, the Company will not file its Quarterly Report on Form 10-Q for the second quarter of 2020 by August 10, 2020.

Noah Holdings Limited to Announce Second Quarter 2020 Financial Results on Monday, August 24, 2020

Retrieved on: 
Monday, August 10, 2020
Finance, Investment, Money, Primary dealers, Financial markets, Subprime mortgage crisis, Financial services, Investment banks, Exchange-traded funds, UBS, Birla Sun Life Asset Management

Noah Holdings Limited(NYSE: NOAH) is a leading wealth and asset management service provider inChinawith a focus on high net worth individuals.

Key Points: 
  • Noah Holdings Limited(NYSE: NOAH) is a leading wealth and asset management service provider inChinawith a focus on high net worth individuals.
  • During the first quarter of 2020, Noah distributedRMB23.2 billion(US$3.3 billion) of financial products.
  • Through Gopher Asset Management, Noah had assets under management ofRMB161.7 billion(US$22.8 billion) as ofMarch 31, 2020.
  • The Company also provides lending services and other businesses, including online financial advisory platform and payment technology services.

JPMorgan Chase to Present at the Barclays Global Financial Services Conference

Retrieved on: 
Friday, August 7, 2020
Banking, Professional services, Finance, Financial services, Banking, Finance, House of Morgan, Primary dealers, JPMorgan Chase, Chase Bank, Investment banking, Jennifer Piepszak, Bank, Barclays, Bear Stearns

Jennifer Piepszak, Chief Financial Officer of JPMorgan Chase & Co., will present at the Barclays Global Financial Services Conference on Tuesday, September 15, 2020 at 10:30 a.m. (Eastern).

Key Points: 
  • Jennifer Piepszak, Chief Financial Officer of JPMorgan Chase & Co., will present at the Barclays Global Financial Services Conference on Tuesday, September 15, 2020 at 10:30 a.m. (Eastern).
  • A live audio webcast will be available on the day of the conference at www.jpmorganchase.com under Investor Relations, Events & Presentations.
  • JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $3.2 trillion and operations worldwide.
  • The Firm is a leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing, and asset management.

Glancy Prongay & Murray Reminds Investors of Looming Deadline in the Class Action Lawsuit Against Deutsche Bank Aktiengesellschaft (DB)

Retrieved on: 
Friday, August 7, 2020
Finance, Banks, Money, Primary dealers, Investment banks, Deutsche Bank, Class action, New York Stock Exchange, Finance, Banks, Money, Primary dealers, Investment banks, Deutsche Bank, Class action, New York Stock Exchange

LOS ANGELES, Aug. 07, 2020 (GLOBE NEWSWIRE) -- Glancy Prongay & Murray LLP (GPM) reminds investors of the upcomingSeptember 14, 2020deadline to file a lead plaintiff motion in the class action filed on behalf of Deutsche Bank Aktiengesellschaft (Deutsche Bank or the Company) (NYSE: DB ) securities between November 7, 2017, and July 6, 2020, inclusive (the Class Period).

Key Points: 
  • LOS ANGELES, Aug. 07, 2020 (GLOBE NEWSWIRE) -- Glancy Prongay & Murray LLP (GPM) reminds investors of the upcomingSeptember 14, 2020deadline to file a lead plaintiff motion in the class action filed on behalf of Deutsche Bank Aktiengesellschaft (Deutsche Bank or the Company) (NYSE: DB ) securities between November 7, 2017, and July 6, 2020, inclusive (the Class Period).
  • The audit reportedly found that Deutsche Bank had failed to address multiple concerns identified years earlier, including concerns related to the Bank's AML and other control procedures.
  • If you purchased or otherwise acquired Deutsche Bank securities during the Class Period, you may move the Court no later thanSeptember 14, 2020 to request appointment as lead plaintiff in this putative class action lawsuit.
  • To be a member of the class action you need not take any action at this time; you may retain counsel of your choice or take no action and remain an absent member of the class action.

Morgan Stanley Global Sports & Entertainment Named Institutional Financial Advisor for the NFL Players Association

Retrieved on: 
Friday, August 7, 2020
Professional services, Entertainment, Sports, Other Entertainment, Football, Consulting, Banking, Finance, Financial services, Money, Primary dealers, Subprime mortgage crisis, House of Morgan, Mitsubishi UFJ Financial Group, Morgan Stanley, National Football League Players Association, Wealth management, Investment banking, NFL Player's Association Financial Registration Program, Morgan Stanley Wealth Management, Morgan Stanley

Morgan Stanley Global Sports & Entertainment (GSE) has been named an official Institutional Financial Advisor participant of the NFL Players Association (NFLPA), the official labor union for professional football players in the National Football League.

Key Points: 
  • Morgan Stanley Global Sports & Entertainment (GSE) has been named an official Institutional Financial Advisor participant of the NFL Players Association (NFLPA), the official labor union for professional football players in the National Football League.
  • As an NFLPA Institutional Financial Advisor participant, Morgan Stanley Global Sports & Entertainment will have oversight of the Financial Advisors who will be designated to provide guidance to the members of the NFLPA.
  • We are pleased to have been selected by the NFLPA as an Institutional Financial Advisor, said Mandell Crawley, Head of Morgan Stanley Private Wealth Management.
  • Morgan Stanley (NYSE: MS) is a leading global financial services firm providing investment banking, securities, wealth management and investment management services.

BNP Paribas Closes First Environment-Linked RCF in Latin America with Empresas CMPC

Retrieved on: 
Friday, August 7, 2020
Banking, Professional services, Environment, Finance, Finance, Banks, BNP Paribas, Financial services, Investment banks, Primary dealers, CAC 40, Corporate finance, Bookrunner, Paribas

BNP Paribas, a premier global bank, today announced that it has closed a $100 million syndicated Revolving Credit Facility (RCF) structured as a sustainability-linked loan (SLL) with Empresas CMPC S.A. (CMPC or the Company), a Chilean pulp and paper company.

Key Points: 
  • BNP Paribas, a premier global bank, today announced that it has closed a $100 million syndicated Revolving Credit Facility (RCF) structured as a sustainability-linked loan (SLL) with Empresas CMPC S.A. (CMPC or the Company), a Chilean pulp and paper company.
  • This is the first SLL for CMPC and the first for BNP Paribas in Latin America.
  • BNP Paribas has acted as Sustainability Coordinator or Sustainability Structuring Agent in a number of sustainable finance transactions this year.
  • In late May 2020, Corporacin Andina de Fomento (CAF), the Development Bank of Latin America, issued Latin America's first Covid-19 Response Bond, with BNP Paribas acting as lead bookrunner.