Investment banking

The Bond Buyer Names HilltopSecurities Director Ester Flores a 2020 Rising Star

Banking, Professional services, Finance, Flores, Investment banking
Tuesday, October 20, 2020 - 10:00pm

The Bond Buyer recently named Ester Flores, HilltopSecurities director and investment banker, among its 2020 Rising Stars.

Key Points: 
  • The Bond Buyer recently named Ester Flores, HilltopSecurities director and investment banker, among its 2020 Rising Stars.
  • View the full release here: https://www.businesswire.com/news/home/20201020005858/en/
    Esters distinction as a 2020 Rising Star is a testament to her knowledge and work ethic in the public finance industry and with HilltopSecurities, said Vice Chairman and Head of Public Finance David Medanich.
  • Im honored to be recognized as one of The Bond Buyers 2020 Rising Stars, especially during a year thats been filled with challenges and uncertainty, said Flores.
  • Flores joined HilltopSecurities in July 2009 and has served as analyst, assistant vice president, and vice president for the firms public finance division.

Royalty Pharma Announces Closing of Secondary Offering of Class A Ordinary Shares by Selling Shareholders

Finance, Financial services, Banks, Primary dealers, Subprime mortgage crisis, Stock market, Evercore, UBS, Citigroup, Investment banking, Morgan Stanley, Security
Tuesday, October 20, 2020 - 9:32pm

NEW YORK, Oct. 20, 2020 (GLOBE NEWSWIRE) -- Royalty Pharma plc (the Company) (Nasdaq: RPRX) announced today the closing of the secondary offering of 17,343,037 shares of its Class A ordinary shares by selling shareholders in an underwritten public offering at a price to the public of $42.00 per share.

Key Points: 
  • NEW YORK, Oct. 20, 2020 (GLOBE NEWSWIRE) -- Royalty Pharma plc (the Company) (Nasdaq: RPRX) announced today the closing of the secondary offering of 17,343,037 shares of its Class A ordinary shares by selling shareholders in an underwritten public offering at a price to the public of $42.00 per share.
  • The Company did not receive any of the proceeds from the sale of its Class A ordinary shares by the selling shareholders.
  • J.P. Morgan, Morgan Stanley, BofA Securities, Goldman Sachs & Co. LLC and Citigroup acted as joint lead book-running managers and as representatives of the underwriters for the offering.
  • Cowen, Evercore ISI, Truist Securities and UBS Investment Bank also acted as joint book-running managers for the offering.

Piper Sandler Companies to Hold Management Conference Call to Discuss Third Quarter 2020 Results

Consulting, Banking, Professional services, Finance, Financial services, Finance, Piper Sandler Companies, U.S. Bancorp, Companies, New York Stock Exchange, Investment banking
Tuesday, October 20, 2020 - 7:24pm

Piper Sandler Companies (NYSE: PIPR) will release its third quarter 2020 financial results prior to the opening of the market on Friday, October 30, 2020.

Key Points: 
  • Piper Sandler Companies (NYSE: PIPR) will release its third quarter 2020 financial results prior to the opening of the market on Friday, October 30, 2020.
  • The company will hold a conference call at 9 a.m.
  • ET (8 a.m. CT) that same day to discuss the financial results.
  • Piper Sandler Companies (NYSE: PIPR) is a leading investment bank and institutional securities firm driven to help clients Realize the Power of Partnership.

INSU ACQUISITION CORP. II CLASS A COMMON SHARES AND WARRANTS TO COMMENCE TRADING SEPARATELY ON OCTOBER 23, 2020

Finance, Financial markets, United States securities law, Money, Stock market, Securities Investor Protection Corporation, Security, U.S. Securities and Exchange Commission, Financial Industry Regulatory Authority, Investment banking, NASDAQ, Bangladesh Securities and Exchange Commission
Monday, October 19, 2020 - 10:30pm

Those units not separated will continue to trade on the NASDAQ Capital Market under the symbol INAQU and the Class A common shares and warrants are expected to trade under the symbols INAQ and INAQW, respectively.

Key Points: 
  • Those units not separated will continue to trade on the NASDAQ Capital Market under the symbol INAQU and the Class A common shares and warrants are expected to trade under the symbols INAQ and INAQW, respectively.
  • A registration statement relating to the units and the underlying securities was declared effective by the Securities and Exchange Commission on September 2, 2020.
  • This press release contains statements that constitute forward-looking statements, including with respect to the initial public offering.
  • Northland Capital Markets is the trade name for certain capital markets and investment banking services of Northland Securities, Inc., member of FINRA/SIPC.

William Blair Adds Veteran Investment Banker Scott Paton to Financial Sponsors Team

Banking, Professional services, Finance, Finance, Money, Economy, Financial sponsor, Investment, Private equity, Wealth management, Investment banking, Friedman Fleischer & Lowe, Guggenheim Partners
Monday, October 19, 2020 - 2:45pm

William Blair , the premier global boutique with expertise in investment banking, investment management, and private wealth management, today announced that veteran investment banker Scott Paton joined the firms global investment banking team as a managing director in the Financial Sponsors Group.

Key Points: 
  • William Blair , the premier global boutique with expertise in investment banking, investment management, and private wealth management, today announced that veteran investment banker Scott Paton joined the firms global investment banking team as a managing director in the Financial Sponsors Group.
  • William Blairs deep sector knowledge, execution excellence, buyer and investor relationships, and extensive global reach delivers a valuable platform to financial sponsors, said Brandon Lower, head of Financial Sponsors at William Blair.
  • The addition of Scott demonstrates our commitment to providing world-class service to the financial sponsor community, said Bryan Doherty, managing director, Financial Sponsors.
  • William Blair is the premier global boutique with expertise in investment banking, investment management, and private wealth management.

ROTH Capital Partners, NGO Sustainability with the Governments of Portugal, Kenya, and Sri Lanka Hosted a Virtual Side Event October 8, 2020

Other Government, Finance, Public policy, Government, Alternative energy, Banking, Energy, Maritime, Professional services, Transport, Other Natural Resources, Environment, Natural Resources, Public policy, Other Policy Issues, Roth Capital Partners, Investment banking
Monday, October 19, 2020 - 2:00pm

NGO Sustainability is a non-profit organization in Consultative Status with the United Nations that is dedicated to promoting sustainable development and renewable energy.

Key Points: 
  • NGO Sustainability is a non-profit organization in Consultative Status with the United Nations that is dedicated to promoting sustainable development and renewable energy.
  • ROTH Capital Partners, LLC (ROTH), is a relationship-driven investment bank focused on serving emerging growth companies and their investors.
  • As a full-service investment bank, ROTH provides capital raising, M&A advisory, analytical research, trading, market-making services and corporate access.
  • Headquartered in Newport Beach, Calif., ROTH is privately-held and owned by its employees, and maintains offices throughout the U.S. For more information on ROTH, www.roth.com .

Taglich Brothers Initiates Coverage of Global WholeHealth Partners Corp.

Finance, Economy, Money, Investment banking, Bank, Investment banks, Primary dealers
Friday, October 16, 2020 - 2:30pm

announces that it has initiated coverage of Global WholeHealth Partners Corp .

Key Points: 
  • announces that it has initiated coverage of Global WholeHealth Partners Corp .
  • Taglich Brothers currently offers institutional and retail brokerage services, investment banking and comprehensive research coverage to the investment community.
  • In July 2020, the company paid Taglich Brothers a monetary fee of $6,000 (USD) representing payment for the creation and dissemination of research reports for three months.
  • Three months after publication of the initial report (February 2021), the company will begin paying Taglich Brothers a monthly monetary fee of $2,000 (USD) for the creation and dissemination of research reports.

Houlihan Lokey Announces Release Date for Second Quarter Results for Fiscal Year 2021

Consulting, Banking, Professional services, Finance, Bankruptcy in the United States, Houlihan Lokey, Finance, Financial services, Economy of the United States, Houlihan, Lokey, Investment banking, Mergers and acquisitions, Houlihan Smith & Company
Friday, October 16, 2020 - 1:30pm

Houlihan Lokey (NYSE:HLI) is a global investment bank with expertise in mergers and acquisitions, capital markets, financial restructuring, and valuation.

Key Points: 
  • Houlihan Lokey (NYSE:HLI) is a global investment bank with expertise in mergers and acquisitions, capital markets, financial restructuring, and valuation.
  • The firm serves corporations, institutions, and governments worldwide with offices in the United States, Europe, the Middle East, and the Asia-Pacific region.
  • Independent advice and intellectual rigor are hallmarks of the firm's commitment to client success across its advisory services.
  • Houlihan Lokey is the No.

Morgan Stanley Investment Management Announces Portfolio Management Change for Morgan Stanley China A Share Fund, Inc.

Banking, Professional services, Finance, Finance, Financial services, Investment, Primary dealers, Subprime mortgage crisis, House of Morgan, Mitsubishi UFJ Financial Group, Morgan Stanley, Investment banking, Investment management, Institutional investors, Pantheon Ventures
Thursday, October 15, 2020 - 9:30pm

Morgan Stanley Investment Management announced today a portfolio management change for Morgan Stanley China A Share Fund, Inc. (NYSE: CAF) (the Fund).

Key Points: 
  • Morgan Stanley Investment Management announced today a portfolio management change for Morgan Stanley China A Share Fund, Inc. (NYSE: CAF) (the Fund).
  • The Fund is managed by the Emerging Markets Equity team of Morgan Stanley Investment Management Inc. (the Adviser).
  • Mr. Cheung has been associated with the Adviser since February 2017, and with Morgan Stanley Investment Management Company in an investment management capacity since June 2008.
  • Morgan Stanley (NYSE: MS) is a leading global financial services firm providing investment banking, securities, wealth management and investment management services.

MUFG to Launch Capital Markets Strategy Group

Mitsubishi companies, Companies, Mitsubishi UFJ Financial Group, Economy of Japan, UFJ, Mitsubishi, Investment banking, Bank, Mitsubishi UFJ Securities International, UnionBanCal Corporation
Thursday, October 15, 2020 - 5:30pm

NEW YORK, Oct. 15, 2020 /PRNewswire/ --Mitsubishi UFJ Financial Group ( MUFG ), one of the world's leading financial groups, today announced that it will launch a Capital Markets Strategy group to advise and equip C-suite audiences with insights to anticipate, understand, and respond to important market and macroeconomic developments.

Key Points: 
  • NEW YORK, Oct. 15, 2020 /PRNewswire/ --Mitsubishi UFJ Financial Group ( MUFG ), one of the world's leading financial groups, today announced that it will launch a Capital Markets Strategy group to advise and equip C-suite audiences with insights to anticipate, understand, and respond to important market and macroeconomic developments.
  • The Capital Markets Strategy group will be led by Tom Joyce who joins MUFG from Deutsche Bank.
  • The group will be integrated across MUFG's Capital Markets and Corporate and Investment Banking businesses.
  • Mr. Joyce has 25 years of capital markets and investment banking experience and joins MUFG after a 15-year career at Deutsche Bank where he led its Capital Markets Strategy group.