Brum

Enforcement Notice - Decision - IIROC Fines Former Vancouver Investment Advisor Paul Brum

Retrieved on: 
Monday, October 26, 2020
Television series, Financial regulation, Investment Industry Regulatory Organization of Canada, Brum, Television shows

VANCOUVER, BC, Oct. 26, 2020 /CNW/ -On October 7, 2020, a Hearing Panel of the Investment Industry Regulatory Organization of Canada (IIROC) accepted a Settlement Agreement, with sanctions, between IIROC Staff and Paul Brum.

Key Points: 
  • VANCOUVER, BC, Oct. 26, 2020 /CNW/ -On October 7, 2020, a Hearing Panel of the Investment Industry Regulatory Organization of Canada (IIROC) accepted a Settlement Agreement, with sanctions, between IIROC Staff and Paul Brum.
  • Mr. Brum admitted he made unsuitable recommendations to two clients, which involved an over emphasis on new issues and short term trading.
  • Documents related to ongoing IIROC enforcement proceedings including Reasons and Decisions of Hearing Panels are posted on the IIROC website as they become available.
  • Information on how to make investment dealer, advisor or marketplace-related complaints is available by calling 1 877 442-4322.

Hawaii Sea Spirits Participated in Made in America Product Showcase at the White House

Retrieved on: 
Monday, July 15, 2019
Geography of Polynesia, Hawaii, Rum, Brum, Kula, Vodka, Television series, Television programs, United States

KULA, Hawaii, July 15, 2019 /PRNewswire/ -- On Monday, July 15, 2019, Hawaii Sea Spiritsparticipated in the third annual Made in America Product Showcase at the White House.

Key Points: 
  • KULA, Hawaii, July 15, 2019 /PRNewswire/ -- On Monday, July 15, 2019, Hawaii Sea Spiritsparticipated in the third annual Made in America Product Showcase at the White House.
  • "We are excited to once again host businesses from all 50 states at the White House to highlight and celebrate American-made products," a White House official said.
  • Hawaii Sea Spiritsplans to showcase American-made OCEAN Organic Vodka, KULA Rum line-up, and BRUM Rum during the event.
  • "We are very proud to have been selected to represent the State of Hawaii," said Founder and President of Hawaii Sea Spirits, Shay Smith.