Form S-1

Vivid Seats Announces Pricing of Secondary Offering and Repurchase of Class A Common Stock

Retrieved on: 
Friday, December 8, 2023
2nd Floor, Sale, Form, Form S-1, RBC Capital Markets, BofA Securities, Bank of America, Varick Street, Prospectus, Broadridge Financial Solutions, Deutsche Bank, Security (finance), Morgan Stanley

The selling stockholder has granted the underwriters a 30-day option to purchase up to an additional 3,075,000 shares of Class A common stock.

Key Points: 
  • The selling stockholder has granted the underwriters a 30-day option to purchase up to an additional 3,075,000 shares of Class A common stock.
  • All of the shares in the offering will be sold by the selling stockholder.
  • The offering is expected to close on December 12, 2023, subject to the satisfaction of customary closing conditions.
  • Citigroup, Morgan Stanley and BofA Securities are serving as joint book-running managers for the offering.

Vivid Seats Announces Secondary Offering of Class A Common Stock

Retrieved on: 
Wednesday, December 6, 2023
2nd Floor, Sale, Form, Form S-1, BofA Securities, Bank of America, Varick Street, Prospectus, Broadridge Financial Solutions, Security (finance), Morgan Stanley

CHICAGO, Dec. 06, 2023 (GLOBE NEWSWIRE) -- Vivid Seats Inc. (NASDAQ: SEAT) (“Vivid Seats” or the “Company”), a leading marketplace that utilizes its technology platform to connect millions of buyers with thousands of ticket sellers across hundreds of thousands of events each year, today announced that Hoya Topco, LLC (the “selling stockholder”) intends to offer 18,500,000 shares of the Company’s Class A common stock (“Class A common stock”) in a secondary underwritten public offering.

Key Points: 
  • CHICAGO, Dec. 06, 2023 (GLOBE NEWSWIRE) -- Vivid Seats Inc. (NASDAQ: SEAT) (“Vivid Seats” or the “Company”), a leading marketplace that utilizes its technology platform to connect millions of buyers with thousands of ticket sellers across hundreds of thousands of events each year, today announced that Hoya Topco, LLC (the “selling stockholder”) intends to offer 18,500,000 shares of the Company’s Class A common stock (“Class A common stock”) in a secondary underwritten public offering.
  • The selling stockholder also intends to grant the underwriters a 30-day option to purchase up to an additional 2,775,000 shares of Class A common stock.
  • All of the shares in the proposed offering will be sold by the selling stockholder.
  • Citigroup, Morgan Stanley and BofA Securities are serving as joint book-running managers for the proposed offering.

Quetta Acquisition Corporation Announces the Separate Trading of its Common Stock and Rights, Commencing on November 30, 2023

Retrieved on: 
Wednesday, November 29, 2023
Transfer, EF Hutton, Exercise, Madison Avenue, Sale, EDGAR, Form, Form S-1, Prospectus, Security (finance), Unit, Offering

Any Units not separated will continue to trade on the NASDAQ Global Market (“NASDAQ”) under the symbol “QETAU.” Any underlying common stock and rights that are separated will trade on the NASDAQ under the symbols “QETA” and “QETAR,” respectively.

Key Points: 
  • Any Units not separated will continue to trade on the NASDAQ Global Market (“NASDAQ”) under the symbol “QETAU.” Any underlying common stock and rights that are separated will trade on the NASDAQ under the symbols “QETA” and “QETAR,” respectively.
  • Holders of Units will need to have their brokers contact the Company's transfer agent, Continental Stock Transfer & Trust Company, in order to separate the holders’ Units into common stock and rights.
  • EF Hutton, division of Benchmark Investments, LLC (“EF Hutton”), acted as sole book-running manager of the Offering.
  • 333-274098) relating to these securities was declared effective by the Securities and Exchange Commission (the “SEC”) on October 5, 2023.

DIRTT Announces C$30,000,000 Rights Offering and Standby Commitment

Retrieved on: 
Tuesday, November 21, 2023
DRT, Eastern Time Zone, Sale, EDGAR, Record, Indian stock exchange, Form, Form S-1, Person, Date, Register, Subscription business model, Investment, Prospectus, TSX, Rights, Toronto Stock Exchange, Exercise, Security (finance)

CALGARY, Alberta, Nov. 21, 2023 (GLOBE NEWSWIRE) -- DIRTT Environmental Solutions Ltd. (“DIRTT” or the “Company”) (TSX: DRT; OTC: DRTTF), a leader in industrialized construction, announced today that its board of directors has approved a rights offering to its common shareholders for aggregate gross proceeds of C$30,000,000 (the “Rights Offering”).

Key Points: 
  • CALGARY, Alberta, Nov. 21, 2023 (GLOBE NEWSWIRE) -- DIRTT Environmental Solutions Ltd. (“DIRTT” or the “Company”) (TSX: DRT; OTC: DRTTF), a leader in industrialized construction, announced today that its board of directors has approved a rights offering to its common shareholders for aggregate gross proceeds of C$30,000,000 (the “Rights Offering”).
  • No standby fee will be paid to the Standby Purchasers in connection with the Rights Offering; however, DIRTT will reimburse the Standby Purchasers for their reasonable expenses in connection with the Standby Agreement up to a maximum of C$30,000.
  • Subject to the Standby Agreement, the Company reserves the right to modify any terms of the contemplated Rights Offering, or to postpone or cancel the Rights Offering, at any time prior to the listing of the Rights on the TSX.
  • Any offering of the securities under the Registration Statement related to the Rights Offering will only be made by means of a prospectus.

Applied UV Announces Pricing of $6.4 Million Upsized Underwritten Public Offering

Retrieved on: 
Tuesday, November 14, 2023
Sale, Telephone, Attention, Warrant, Form, Common stock, Atmosphere, Form S-1, Security (finance), Unit

The offering was upsized from $6.0 million.

Key Points: 
  • The offering was upsized from $6.0 million.
  • The Pre-Funded Warrants will be immediately exercisable and may be exercised at any time until all of the Pre-Funded Warrants are exercised in full.
  • The Company intends to use the net proceeds to us from this offering for the repayment of notes, and for general corporate purposes, including working capital.
  • The offering is expected to close on November 16, 2023, subject to the satisfaction of customary closing conditions.

White River Energy Corp Warrants Eligible to Begin Trading Under the Ticker Symbol “WTRVW”

Retrieved on: 
Thursday, December 14, 2023
Other Energy, Utilities, Oil, Gas, Coal, Alternative Energy, Energy, Nuclear, Form, Form S-1, OTC Markets Group, OTCQB, White, WTRV

White River Energy Corp (“White River” or the “Company”) (OTCQB: WTRV), a vertically integrated energy company with oil and gas exploration, production, and drilling operations on approximately 34,000 cumulative acres of oil and gas mineral leases in the U.S. Gulf Basin, has announced that the Company’s warrants, the sales of which are covered by the Company’s effective registration statement on Form S-1, have received approval from the OTC Markets Group to be eligible to begin trading on the OTCQB under the ticker symbol “WTRVW” at the market open on December 14, 2023.

Key Points: 
  • White River Energy Corp (“White River” or the “Company”) (OTCQB: WTRV), a vertically integrated energy company with oil and gas exploration, production, and drilling operations on approximately 34,000 cumulative acres of oil and gas mineral leases in the U.S. Gulf Basin, has announced that the Company’s warrants, the sales of which are covered by the Company’s effective registration statement on Form S-1, have received approval from the OTC Markets Group to be eligible to begin trading on the OTCQB under the ticker symbol “WTRVW” at the market open on December 14, 2023.
  • The terms of the warrants are 5-years with an expiration date of September 29, 2028 and an exercise price of $1.00 per share.

Rare Element Resources Announces Intent to Launch Rights Offering of Common Shares

Retrieved on: 
Tuesday, December 5, 2023
Mining, Minerals, Natural Resources, Sale, Engineering, Form, Exercise, Electronics, Bear, Prospectus, Register, Form S-1, News, Security (finance), Rare-earth element, Bear Lodge Mountains

Rare Element Resources Ltd. (the “Company” or “RER”) (OTCQB: REEMF) is pleased to announce that it intends to launch a rights offering for gross proceeds of approximately US$36 million, if all subscription rights are exercised under the rights offering.

Key Points: 
  • Rare Element Resources Ltd. (the “Company” or “RER”) (OTCQB: REEMF) is pleased to announce that it intends to launch a rights offering for gross proceeds of approximately US$36 million, if all subscription rights are exercised under the rights offering.
  • There is no minimum amount of gross proceeds that is required to be raised under the rights offering.
  • The rights offering will also include an oversubscription privilege, which will entitle shareholders who exercise all of their subscription rights under the basic subscription privilege the right to purchase additional common shares of the Company in the rights offering, subject to availability and pro rata allocation of shares among rights holders exercising such oversubscription privilege.
  • The Company will offer common shares in the rights offering, inclusive of the oversubscription privilege, representing approximately US$36 million of gross proceeds, if all subscription rights are exercised.

FibroBiologics to Host Investor Day

Retrieved on: 
Thursday, December 7, 2023
Communication, Sale, EST, Form S-1, Form, Webcast, Fibroblast, SEC filing, Therapy, EDGAR, News, Security (finance)

HOUSTON, Dec. 7, 2023 /PRNewswire/ -- FibroBiologics, Inc., a clinical-stage biotechnology company focused on the development of therapeutics and potential cures for chronic diseases using fibroblasts and fibroblast-derived materials, today announced that it will hold an Investor Day on December 14, 2023, at 10 a.m. EST. A live webcast will be accessible here as well as on the FibroBiologics website in the News section.

Key Points: 
  • A live webcast will be accessible here as well as on the FibroBiologics website in the News section.
  • The session will be held in connection with FibroBiologics' registration statement on Form S-1 (File No.
  • While FibroBiologics has filed a registration statement (including a preliminary prospectus, which can be found here ) with the SEC for the direct listing to which this communication relates, any potential investor should read the preliminary prospectus in that registration statement and other documents FibroBiologics has filed with the SEC for more complete information about FibroBiologics prior to investing.
  • Alternatively, a copy of the preliminary prospectus may be obtained from FibroBiologics through www.FibroBiologics.com .

Global Lights Acquisition Corp Announces the Separate Trading of Its Ordinary Shares and Rights, Commencing on December 4, 2023

Retrieved on: 
Thursday, November 30, 2023
Transfer, Sale, Suite, EDGAR, Security (finance), Form, Exercise, SEC filing, Unit, Prospectus, Form S-1, State Street, The Company, Offering

Any Units not separated will continue to trade on the NASDAQ Capital Market ("NASDAQ") under the symbol "GLACU."

Key Points: 
  • Any Units not separated will continue to trade on the NASDAQ Capital Market ("NASDAQ") under the symbol "GLACU."
  • Any underlying ordinary shares and rights that are separated will trade on the NASDAQ under the symbols "GLAC" and "GLACR," respectively.
  • Holders of Units will need to have their brokers contact the Company's transfer agent, Continental Stock Transfer & Trust Company, in order to separate the holders' Units into ordinary shares and rights.
  • 333-274645) relating to these securities was declared effective by the Securities and Exchange Commission (the "SEC") on November 13, 2023.

SenesTech, Inc. Announces Closing of $5.0 Million Public Offering

Retrieved on: 
Wednesday, November 29, 2023
Sale, Research, Security (finance), Form, Investment, Exercise, SEC filing, Public expenditure, SenesTech, Series, Prospectus, Form S-1, SNES, 3rd Floor

The Series Warrants have an exercise price of $1.30 per share and are immediately exercisable upon issuance.

Key Points: 
  • The Series Warrants have an exercise price of $1.30 per share and are immediately exercisable upon issuance.
  • H.C. Wainwright & Co. acted as the exclusive placement agent for the offering.
  • The gross proceeds to the Company from the offering were approximately $5.0 million, before deducting the placement agent's fees and other offering expenses payable by the Company.
  • The public offering was made only by means of a prospectus, which forms a part of the effective registration statement.