U.S. Securities and Exchange Commission

RLX Technology, Inc. Investors: Last Days to Participate Actively in the Class Action Lawsuit; Portnoy Law Firm

U.S. Securities and Exchange Commission, Initial public offering, Prospectus, Registration statement, RLX, United States Securities Regulation, Financial markets, Financial economics

Tuesday, July 27, 2021 - 1:00pm

LOS ANGELES, July 27, 2021 (GLOBE NEWSWIRE) -- The Portnoy Law Firm advises investors that a class action lawsuit has been filed on behalf of RLX Technology, Inc. (NYSE: RLX) investors that acquired shares in connection with its January 2021 initial public stock offering. Investors have until August 9, 2021 to seek an active role in this litigation.

Key Points:

Investors are encouraged to contact attorney Lesley F. Portnoy , to determine eligibility to participate in this action, by phone 310-692-8883 or email , or click here to join the case.
RLX and certain of its executives are charged with failing to disclose, in its IPO Registration Statement and Prospectus, material information violating federal securities laws.
If you wish to serve as lead plaintiff, you must move the Court no later than August 9, 2021.
The Portnoy Law Firm represents investors in pursuing claims arising from corporate wrongdoing.

VYNE Therapeutics to Report Second Quarter 2021 Financial Results on August 12, 2021

Regulation Fair Disclosure, U.S. Securities and Exchange Commission, United States securities law, Dermatology

Tuesday, July 27, 2021 - 1:00pm

A replay of the call will be archived on the Companys website at www.vynetherapeutics.com after the conference call.

Key Points:

A replay of the call will be archived on the Companys website at www.vynetherapeutics.com after the conference call.
VYNEs mission is to improve the lives of patients by developing proprietary, innovative and differentiated therapies in dermatology and beyond.
For more information about VYNE Therapeutics Inc. or its investigational products, visit www.vynetherapeutics.com or follow VYNE on Twitter.
VYNE may use its website to comply with its disclosure obligations under Regulation FD.

Puxin Limited Responds to Media Reports

Puxin, U.S. Securities and Exchange Commission

Tuesday, July 27, 2021 - 11:00am

The Company will proactively seek guidance from, and cooperate with, the government authorities in connection with its efforts to comply with the Opinion and any related rules and regulations.

Key Points:

The Company will proactively seek guidance from, and cooperate with, the government authorities in connection with its efforts to comply with the Opinion and any related rules and regulations.
Further information regarding these and other risks is included in the Company's filings with the U.S. Securities and Exchange Commission.
Puxin Limited (NYSE: NEW) ("Puxin" or the "Company") is a successful consolidator of the after-school education industry in China.
Puxin has a strong acquisition and integration expertise to effectively improve education quality and operational performance of acquired schools.

Nasdaq, Inc. Announces Proposed Senior Notes Offering

Financial markets, Finance, U.S. Securities and Exchange Commission, Stock market, Money, Economy of New York City, NASDAQ, Shelf registration, Security, Registration statement

Tuesday, July 27, 2021 - 9:14am

NEW YORK, July 27, 2021 (GLOBE NEWSWIRE) -- Nasdaq, Inc. (the Company) (Nasdaq: NDAQ) today announced that it plans to offer, subject to market and other conditions, Euro-denominated senior notes (the Offering).

Key Points:

NEW YORK, July 27, 2021 (GLOBE NEWSWIRE) -- Nasdaq, Inc. (the Company) (Nasdaq: NDAQ) today announced that it plans to offer, subject to market and other conditions, Euro-denominated senior notes (the Offering).
The Company expects to use the net proceeds from the Offering, together with available cash balances, to refinance its existing 1.75% Senior Notes due 2023.
The Offering will be made pursuant to an effective shelf registration statement, previously filed by the Company with the U.S. Securities and Exchange Commission (the SEC).
Its diverse offering of data, analytics, software and services enables clients to optimize and execute their business vision with confidence.

SEC Issues Substituted Compliance Determination for France

Regulatory compliance, Securities Exchange Act, U.S. Securities and Exchange Commission, Federal government of the United States

Monday, July 26, 2021 - 4:00pm

The Commission is issuing the substituted compliance determination order addressing the availability of substituted compliance for certain non-U.S. security-based swap dealers and major security-based swap participants, in anticipation of those firms'registration with the Commission this fall.

Key Points:

The Commission is issuing the substituted compliance determination order addressing the availability of substituted compliance for certain non-U.S. security-based swap dealers and major security-based swap participants, in anticipation of those firms'registration with the Commission this fall.
Rule 3a71-6 further conditions substituted compliance on the Commission and the foreign financial regulatory authority entering into a supervisory and enforcement memorandum of understanding and/or other arrangement addressing supervisory and enforcement cooperation and other matters related to substituted compliance.
Internal supervision and compliance requirements related to supervision, conflicts of interest and chief compliance officers, and certain related matters.
Record Preservation Firms would need to: (a) apply substituted compliance to a linked substantive Exchange Act requirement, when a record preservation requirement is linked to that substantive Exchange Act requirement for which a positive substituted compliance determination is being made (and conversely, apply substituted compliance to a substantive Exchange Act requirement linked to a record preservation requirement); and (b) apply substituted compliance to Exchange Act rule 18a-1 with respect to certain records that are important for the Commission to examine for compliance with Exchange Act rule 18a-1.

Minim Announces Launch of Proposed Public Offering of Common Stock

U.S. Securities and Exchange Commission, Agencies of the United States government, Registration statement, Forward-looking statement, SEC filings, Articles

Monday, July 26, 2021 - 9:06pm

MANCHESTER, NH, July 26, 2021 (GLOBE NEWSWIRE) -- via NewMediaWire -- Minim, Inc. (NASDAQ: MINM) (the Company) today announces the launch of the Companys proposed public offering of $25 millionpursuant to a registration statement filed with the Securities and Exchange Commission (SEC).

Key Points:

MANCHESTER, NH, July 26, 2021 (GLOBE NEWSWIRE) -- via NewMediaWire -- Minim, Inc. (NASDAQ: MINM) (the Company) today announces the launch of the Companys proposed public offering of $25 millionpursuant to a registration statement filed with the Securities and Exchange Commission (SEC).
The proposed offering is subject to market and other conditions, and there can be no assurance as to whether or when the offering may be completed, or as to the actual size or terms of the offering.
B. Riley Securities is acting as the sole book-running manager for the proposed offering.
Minim cautions readers not to place undue reliance upon any such forward-looking statements, which speak only as of the date made.

BiomX Inc. Announces $15 Million Registered Direct Offering

Health sciences, Health, U.S. Securities and Exchange Commission, Shelf registration, Registration statement, Clinical trial

Monday, July 26, 2021 - 1:13pm

Cantor Fitzgerald & Co. and Chardan are acting as placement agents for the offering.

Key Points:

Cantor Fitzgerald & Co. and Chardan are acting as placement agents for the offering.
The Company intends to use the net proceeds of the offering to support clinical trials and for general corporate purposes, including working capital.
The offering is being made pursuant to an effective shelf registration statement on Form S-3 (File No.
For example, BiomX is using forward-looking statements when it discusses the expected closing of the offering and its intended use of proceeds.

Penn Virginia Provides Operational Update

Regions of the United States, SEC filings, U.S. Securities and Exchange Commission, Geography of the United States, Shareholders, Agencies of the United States government, Geography of Virginia, Geography of West Virginia, Virginias, Proxy statement, Prospectus, Penn Virginia

Monday, July 26, 2021 - 12:23pm

HOUSTON, July 26, 2021 (GLOBE NEWSWIRE) -- Penn Virginia Corporation (“Penn Virginia” or the “Company”) (NASDAQ: PVAC) today announced an operational update and timing of its second quarter 2021 earnings release and conference call.

Key Points:

For more information regarding Penn Virginias commodity hedge positions, please visit the presentation section of Penn Virginias website at www.pennvirginia.com .
All forward-looking statements are based on assumptions that Penn Virginia believes to be reasonable but that may not prove to be accurate.
In connection with the proposed merger (the Proposed Transaction) between Penn Virginia Corporation (Penn Virginia or PVAC) and Lonestar Resources US Inc. (Lonestar or LONE), Penn Virginia intends to file with the Securities and Exchange Commission (the SEC) a registration statement on Form S-4 (the Registration Statement) to register the shares of Penn Virginias common stock to be issued in connection with the Proposed Transaction.
Copies of documents filed with the SEC by Penn Virginia, including the proxy statement/consent solicitation statement/prospectus (when available), will be available free of charge from Penn Virginias website at www.pennvirginia.com under the Investors tab.

KBRA Assigns Preliminary Ratings to FMC GMSR ISSUER TRUST, MSR COLLATERALIZED NOTES, Series 2021-GT1

Professional services, Finance, Finance, Money, Economy, Credit rating agencies, Nationally recognized statistical rating organization, Bond credit rating, U.S. Securities and Exchange Commission, KBRA, Kroll, Bond, DBRS, Investor Protection and Securities Reform Act

Monday, July 26, 2021 - 8:47pm

Further disclosures relating to this rating action are available in the Information Disclosure Form(s) referenced above.

Key Points:

Further disclosures relating to this rating action are available in the Information Disclosure Form(s) referenced above.
Kroll Bond Rating Agency, LLC (KBRA) is a full-service credit rating agency registered with the U.S. Securities and Exchange Commission as an NRSRO.
Kroll Bond Rating Agency Europe Limited is registered as a CRA with the European Securities and Markets Authority.
KBRA is also recognized by the National Association of Insurance Commissioners as a Credit Rating Provider.

tZERO Is Committed to Providing Liquidity for Companies Impacted by the SEC Rule That Heightens Eligibility Requirements for Companies that Trade on the Over-The-Counter Market

Consulting, Other Professional Services, Professional services, Finance, Finance, Money, Financial markets, Stock market, Mathematical finance, 73rd United States Congress, Securities Exchange Act, U.S. Securities and Exchange Commission, Over-the-counter, ACT, Automated trading system

Monday, July 26, 2021 - 1:30pm

In late 2020, the SEC amended its Exchange Act Rule 15c2-11, with an effective date of September 28, 2021, to heighten eligibility requirements for companies that trade on the over-the-counter (OTC) market.

Key Points:

In late 2020, the SEC amended its Exchange Act Rule 15c2-11, with an effective date of September 28, 2021, to heighten eligibility requirements for companies that trade on the over-the-counter (OTC) market.
American Films (Pink Sheets: AMFL) recently announced its plans to trade on the tZERO ATS, paving the way in maintaining access to secondary liquidity.
Our revolutionary blockchain-based platform offers a leading regulatory-compliant, continuous, and automated trading environment for private market assets in the U.S.
Established in 2003, tZERO ATS operates the tZERO ATS, an SEC-regulated ATS that facilitates the trading of digital securities.