U.S. Securities and Exchange Commission

NanoVibronix Increases Previously Announced Bought Deal to $1.8 Million

Stock market, Financial economics, Corporate finance, Finance, Equity securities, Stock, U.S. Securities and Exchange Commission, Money
Wednesday, September 23, 2020 - 1:36am

The closing of the offering is expected to occur on or about September 25, 2020, subject to satisfaction of customary closing conditions.

Key Points: 
  • The closing of the offering is expected to occur on or about September 25, 2020, subject to satisfaction of customary closing conditions.
  • The gross proceeds to NanoVibronix, before deducting underwriting discounts and commissions and offering expenses and assuming no exercise of the underwriter's option to purchase additional common stock, are expected to be approximately $1.8 million.
  • The shares of common stock are being offered by the Company pursuant to a "shelf" registration statement on Form S-3 (File No.
  • Investors and security holders are urged to read these documents free of charge on the SEC's web site at: http://www.sec.gov .

Palantir Posts Investor Day Webcast and Live Q&A Recordings, Including Management Presentation

Software, Technology, Data management, U.S. Securities and Exchange Commission, 73rd United States Congress, Criminal investigation, Palantir Technologies, Securities Act, Prospectus, Registration statement, Information technology, Computing, Financial markets
Tuesday, September 22, 2020 - 10:23pm

A registration statement relating to Palantir securities was filed with, and has been declared effective by, the SEC.

Key Points: 
  • A registration statement relating to Palantir securities was filed with, and has been declared effective by, the SEC.
  • No offer of securities shall be made except by means of a prospectus meeting the requirements of Section 10 of the United States Securities Act of 1933, as amended.
  • When available, a copy of the prospectus related to the registration statement may be obtained from Palantir Technologies Inc., c/o Investor Relations, 1555 Blake Street, Suite 250, Denver, Colorado 80202, or by email at investors@palantir.com .
  • View source version on businesswire.com: https://www.businesswire.com/news/home/20200922006048/en/

Palantir to Commence Trading on NYSE on September 30, 2020

Software, Technology, Data management, Criminal investigation, Palantir Technologies, SEC filings, U.S. Securities and Exchange Commission, Prospectus, Information technology, Registration statement, Forward-looking statement, Form S-1, Computing, Information
Tuesday, September 22, 2020 - 10:21pm

Palantir Technologies Inc. today announced that it expects that trading of shares of its Class A common stock on the New York Stock Exchange will commence on Wednesday, September 30, 2020.

Key Points: 
  • Palantir Technologies Inc. today announced that it expects that trading of shares of its Class A common stock on the New York Stock Exchange will commence on Wednesday, September 30, 2020.
  • Palantir has filed a Registration Statement on Form S-1 with the Securities and Exchange Commission that was declared effective today, September 22, 2020.
  • When available, a copy of the prospectus related to the registration statement may be obtained from Palantir Technologies Inc., c/o Investor Relations, 1555 Blake Street, Suite 250, Denver, Colorado 80202, or by email at investors@palantir.com .
  • The forward-looking statements included in this press release represent the Companys views as of the date of this press release.

Whistleblower Lawyers at Fraud Reporting Firm Announces Launch of New Website, FraudReportingFirm.com

Whistleblowing, Articles, Crime, U.S. Securities and Exchange Commission, Anti-corporate activism, Freedom of expression, Freedom of speech, Whistleblower, Securities fraud, False Claims Act, Fraud, SEC Office of the Whistleblower
Tuesday, September 22, 2020 - 9:31pm

NEW YORK, Sept. 22, 2020 /PRNewswire/ --Fraud Reporting Firm, a law firm headquartered in New York that represents whistleblowers in national cases, has announced the launch of its new firm website, https://fraudreportingfirm.com .

Key Points: 
  • NEW YORK, Sept. 22, 2020 /PRNewswire/ --Fraud Reporting Firm, a law firm headquartered in New York that represents whistleblowers in national cases, has announced the launch of its new firm website, https://fraudreportingfirm.com .
  • The firm's new website highlights the types of whistleblower cases its attorneys handle and provides information for individuals who believe they may have information about corporate fraud.
  • This includes information about False Claims Act and Dodd-Frank Act violations, as well as whistleblower matters involving securities fraud, healthcare fraud, COVID-19 fraud, and cross-border issues.
  • Fraud Reporting Firm's whistleblower attorneys are available nights and weekends, and the firm is conducting initial consultations remotely during the COVID-19 crisis.

Vitru Limited Announces Closing of Initial Public Offering

Financial markets, Finance, Stock market, Corporate finance, Initial public offering, Financial reporting, SEC filing, Security, U.S. Securities and Exchange Commission, Underwriting, NASDAQ, Registration statement
Tuesday, September 22, 2020 - 9:52pm

FLORIANPOLIS, Brazil, Sept. 22, 2020 (GLOBE NEWSWIRE) -- Vitru Limited (Vitru), a Brazilian distance learning education group company, today announced the closing of its initial public offering of 6,000,000 of its newly-issued common shares pursuant to a registration statement on Form F-1 filed with the U.S. Securities and Exchange Commission (SEC) at a public offering price of $16.00 per share.

Key Points: 
  • FLORIANPOLIS, Brazil, Sept. 22, 2020 (GLOBE NEWSWIRE) -- Vitru Limited (Vitru), a Brazilian distance learning education group company, today announced the closing of its initial public offering of 6,000,000 of its newly-issued common shares pursuant to a registration statement on Form F-1 filed with the U.S. Securities and Exchange Commission (SEC) at a public offering price of $16.00 per share.
  • The shares began trading on the Nasdaq Global Select Market on September 18, 2020, under the symbol VTRU.
  • In connection with the offering, Vitru has granted the underwriters a 30-day option to purchase up to an additional 900,000 common shares at the initial public offering price, less underwriting discounts and commissions.
  • A registration statement on Form F-1 relating to these securities was filed with, and declared effective by, the SEC.

NextCapital Receives $30 Million Growth Investment Led by Francisco Partners

Technology, Professional services, Other Technology, Finance, Finance, Financial services, Money, Primary dealers, Financial advisors, Subprime mortgage crisis, Financial adviser, UBS, U.S. Securities and Exchange Commission
Tuesday, September 22, 2020 - 2:00pm

NextCapital , the leader in enterprise digital advice, today announced $30 million in growth financing, bringing the companys total funding to $85 million.

Key Points: 
  • NextCapital , the leader in enterprise digital advice, today announced $30 million in growth financing, bringing the companys total funding to $85 million.
  • The financing was led by FP Credit, the credit investment arm of Francisco Partners, a leading global investment firm.
  • NextCapital is at the forefront of the digital transformation sweeping the $8 trillion defined contribution market, said Peter Christodoulo, partner at Francisco Partners.
  • NextCapital is a brand name representing NextCapital Group, Inc. and its wholly owned subsidiaries, NextCapital Software, Inc. and NextCapital Advisers, Inc. NextCapital Advisers, Inc. is an investment adviser registered with the Securities and Exchange Commission (SEC).

Notice of Lead Plaintiff Deadline for Shareholders in the Odonate Therapeutics, Inc. Class Action Lawsuit

Legal, Professional services, 73rd United States Congress, U.S. Securities and Exchange Commission, Private Securities Litigation Reform Act, Class action, Lawsuit, Securities Exchange Act
Tuesday, September 22, 2020 - 2:00pm

The Odonate class action lawsuit charges Odonate and certain of its officers with violations of the Securities Exchange Act of 1934.

Key Points: 
  • The Odonate class action lawsuit charges Odonate and certain of its officers with violations of the Securities Exchange Act of 1934.
  • The Private Securities Litigation Reform Act of 1995 permits any investor who purchased Odonate securities during the Class Period to seek appointment as lead plaintiff in the Odonate class action lawsuit.
  • A lead plaintiff will act on behalf of all other class members in directing the Odonate class action lawsuit.
  • The lead plaintiff can select a law firm of its choice to litigate the Odonate class action lawsuit.

RCI Announces Settlement of SEC Investigation

Corporate crime, RCI Hospitality Holdings, RCI, U.S. Securities and Exchange Commission, Travel, Hospitality industry, Companies
Tuesday, September 22, 2020 - 2:00pm

HOUSTON, Sept. 22, 2020 /PRNewswire/ --RCI Hospitality Holdings, Inc. (Nasdaq: RICK) today announced the settlement by the company, CEO Eric Langan, and former CFO Phillip Marshall of a civil administrative proceeding with the SEC and the conclusion of the previously disclosed SEC investigation.

Key Points: 
  • HOUSTON, Sept. 22, 2020 /PRNewswire/ --RCI Hospitality Holdings, Inc. (Nasdaq: RICK) today announced the settlement by the company, CEO Eric Langan, and former CFO Phillip Marshall of a civil administrative proceeding with the SEC and the conclusion of the previously disclosed SEC investigation.
  • The SEC's administrative summary and order regarding its settlement with RCI, Mr. Langan and Mr. Marshall can be found at https://www.sec.gov/enforce/34-89935-s .
  • In accepting the settlement, the SEC considered remedial acts undertaken by RCI and cooperation afforded the Commission staff.
  • Separately, the SEC also reached a settlement with Steve L. Jenkins, a former member of RCI's board of directors.

T-Mobile Announces Proposed Offering of Senior Secured Notes

Internet, Consumer electronics, Mobile, Wireless, Technology, Telecommunications, Financial markets, U.S. Securities and Exchange Commission, Stock market, 73rd United States Congress, Securities Act, SEC Rule 144A, Qualified institutional buyer, Security, Qualified institutional placement, Regulation S-K
Tuesday, September 22, 2020 - 1:48pm

T-Mobile USA intends to use the net proceeds from the offering for refinancing existing indebtedness on an ongoing basis, or other general corporate purposes.

Key Points: 
  • T-Mobile USA intends to use the net proceeds from the offering for refinancing existing indebtedness on an ongoing basis, or other general corporate purposes.
  • The notes will be offered and sold only to persons reasonably believed to be qualified institutional buyers in reliance on Rule 144A and in offshore transactions in reliance on Regulation S under the Securities Act.
  • This press release is being issued pursuant to and in accordance with Rule 135c under the Securities Act.
  • All statements, other than statements of historical fact, including information concerning the planned private offering, are forward-looking statements.

Glancy Prongay & Murray LLP, a Leading Securities Fraud Law Firm, Announces Investigation of Legend Biotech Corporation (LEGN) on Behalf of Investors

Legal, Professional services, U.S. Securities and Exchange Commission
Tuesday, September 22, 2020 - 2:56am

Glancy Prongay & Murray LLP (GPM), a leading national shareholder rights law firm, today announced that it has commenced an investigation on behalf of Legend Biotech Corporation (Legend or the Company) (NASDAQ: LEGN ) investors concerning the Companys possible violations of the federal securities laws.

Key Points: 
  • Glancy Prongay & Murray LLP (GPM), a leading national shareholder rights law firm, today announced that it has commenced an investigation on behalf of Legend Biotech Corporation (Legend or the Company) (NASDAQ: LEGN ) investors concerning the Companys possible violations of the federal securities laws.
  • On September 21, 2020, Legend disclosed that the Customs Anti-Smuggling Department of China inspected Legend Biotechs location in Nanjing.
  • Whistleblower Notice: Persons with non-public information regarding Legend should consider their options to aid the investigation or take advantage of the SEC Whistleblower Program.
  • Glancy Prongay & Murray LLP is a premier law firm representing investors and consumers in securities litigation and other complex class action litigation.