Rule

IMUNON Reports Compliance with Nasdaq Listing Requirements

Retrieved on: 
Donnerstag, April 11, 2024
PFS, FDA, Trial of the century, IND, COVID-19, Rule

LAWRENCEVILLE, N.J., April 11, 2024 (GLOBE NEWSWIRE) -- IMUNON , Inc. (NASDAQ: IMNN) (“IMUNON” or the “Company”), a clinical-stage drug-development company focused on developing DNA-mediated immuno-oncology therapies and next-generation vaccines, today announced that on April 10, 2024, it received written notice from the staff of The NASDAQ Stock Market LLC (“Nasdaq”) informing the Company that it has regained compliance with the minimum bid price requirement under Nasdaq Listing Rule 5550(a)(2) (the “Minimum Bid Price Requirement”) for continued listing on The Nasdaq Capital Market.

Key Points: 
  • LAWRENCEVILLE, N.J., April 11, 2024 (GLOBE NEWSWIRE) -- IMUNON , Inc. (NASDAQ: IMNN) (“IMUNON” or the “Company”), a clinical-stage drug-development company focused on developing DNA-mediated immuno-oncology therapies and next-generation vaccines, today announced that on April 10, 2024, it received written notice from the staff of The NASDAQ Stock Market LLC (“Nasdaq”) informing the Company that it has regained compliance with the minimum bid price requirement under Nasdaq Listing Rule 5550(a)(2) (the “Minimum Bid Price Requirement”) for continued listing on The Nasdaq Capital Market.
  • Accordingly, IMUNON complies with all applicable listing standards, and its common stock will maintain its listing on the Nasdaq Capital Market under the symbol “IMNN.”
    IMUNON was notified by Nasdaq on December 26, 2023 that it was not in compliance with the Minimum Bid Price Requirement because its common stock had failed to meet the closing bid price of $1.00 or more for 30 consecutive business days.
  • To regain compliance with the Rule, the Company’s common stock was required to maintain a minimum closing bid price of $1.00 or more for at least 10 consecutive trading days.
  • IMUNON’s Executive Chairman, Michael H. Tardugno said, “Regaining compliance with the Nasdaq Minimum Bid Price Requirement is an important event as we continue to advance our dual platform technologies.

Falcon’s Beyond Receives Expected Notice from Nasdaq Regarding Delayed Annual Report

Retrieved on: 
Mittwoch, April 24, 2024
Entertainment, Technology, Online, Mobile Entertainment, Licensing (Entertainment), Internet, Annual report, Security (finance), Notice, Form, Form 10-K, Register, Bank statement, Rule, Calendar, Medical device

The Notice has no immediate effect on the listing of the Company’s securities on Nasdaq.

Key Points: 
  • The Notice has no immediate effect on the listing of the Company’s securities on Nasdaq.
  • This press release contains statements that are “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995.
  • The forward-looking statements speak only as of the date of this press release or as of the date such statements were made.
  • The Company undertakes no obligation to publicly update or revise any forward-looking statement as a result of new information, future events or otherwise, except as otherwise required by law.

Exicure, Inc. Received Nasdaq Delinquency Notice on Late Filing of its Form 10-K

Retrieved on: 
Montag, April 22, 2024
Biotechnology, Finance, Health, Professional Services, Legal, Form, Annual report, Rule, Form 10-K

The Letter states that the Company must submit an update to its original plan to regain compliance with respect to the filing requirements.

Key Points: 
  • The Letter states that the Company must submit an update to its original plan to regain compliance with respect to the filing requirements.
  • The plan initially related to the Company’s delinquency in filing its Form 10-Q for the quarter ended September 30, 2023, and the Nasdaq staff granted an exception giving the Company until May 20, 2024 to file the third quarter Form 10-Q.
  • Any additional exceptions to allow the Company to regain compliance with all delinquent filings (both the third quarter Form 10-Q and the Form 10-K) will be limited to May 20, 2024.
  • The Company is working diligently to complete its Form 10-K and intends to file the Form 10-K as soon as practicable to regain compliance with the Rule.

Manulife Investment Management Announces Forest Climate Fund's Second Close Bringing Total Commitments Up to $334.5 Million

Retrieved on: 
Freitag, April 26, 2024
Carbon, Climate change, Agriculture, IPE, The Carbon Principles, Investment, Biodiversity, Economics, Regulation D, Forest management, Research, Natural capital, Manulife, Documentation, AUM, FINRA, Rule, Advertising

BOSTON, April 26, 2024 /PRNewswire/ - Manulife Investment Management, the world's largest manager of natural capital with over $16 billion in assets under management in timberland and agriculture combined, today announced the second close of the Manulife Forest Climate Fund LP1,2 (the fund).

Key Points: 
  • BOSTON, April 26, 2024 /PRNewswire/ - Manulife Investment Management, the world's largest manager of natural capital with over $16 billion in assets under management in timberland and agriculture combined, today announced the second close of the Manulife Forest Climate Fund LP1,2 (the fund).
  • Along with its affiliated offshore vehicles, the fund has now secured up to $334.5 million in commitments towards its $500 million targeted offering.
  • "We believe that Manulife Forest Climate Fund allows for a degree of optionality that clients may be looking for in a natural capital solution," added Eric Cooperstrom, managing director, impact investing and natural climate solutions, Manulife Investment Management.
  • The fund will be distributed in the United States by John Hancock Investment Management Distributors LLC, member FINRA, a Manulife IM affiliate.

U Power Limited Regains Compliance with Nasdaq Minimum Bid Price Requirement

Retrieved on: 
Mittwoch, April 24, 2024
EV, Rule, Hearing, Letter

SHANGHAI, April 24, 2024 /PRNewswire/ -- U Power Limited (Nasdaq: UCAR) (the "Company" or "U Power"), a vehicle sourcing services provider with a vision to becoming a comprehensive EV battery power solution provider in China, today announced that it received a letter from The Nasdaq Stock Market LLC ("Nasdaq"), dated April 19, 2024, informing the Company that it has regained compliance with the minimum bid price requirement under Nasdaq Listing Rule 5550(a)(2) (the "Rule") for continued listing on the Nasdaq Capital Market.

Key Points: 
  • SHANGHAI, April 24, 2024 /PRNewswire/ -- U Power Limited (Nasdaq: UCAR) (the "Company" or "U Power"), a vehicle sourcing services provider with a vision to becoming a comprehensive EV battery power solution provider in China, today announced that it received a letter from The Nasdaq Stock Market LLC ("Nasdaq"), dated April 19, 2024, informing the Company that it has regained compliance with the minimum bid price requirement under Nasdaq Listing Rule 5550(a)(2) (the "Rule") for continued listing on the Nasdaq Capital Market.
  • Additionally, in application of Listing Rule 5815(d)(4)(B), the Company will be subject to a mandatory panel monitor for a period of one year from the date of this letter.
  • If, within the one-year monitoring period, Nasdaq finds the Company again out of compliance with the Rule, Nasdaq will issue a Delist Determination Letter and the Company will have an opportunity to request a new hearing with the initial panel or a newly convened hearings panel if the initial panel is unavailable.

Direct Digital Holdings Announces Receipt of Nasdaq Notification of Non-Compliance with Listing Rule 5250(c)(1)

Retrieved on: 
Dienstag, April 23, 2024
Annual, Rule, DRCT, Annual report, Security (finance), Notice, Bank statement, Calendar

Pursuant to the Nasdaq Listing Rules and the Notice, the Company has been afforded 60 calendar days, or until June 16, 2024, to submit a plan to regain compliance.

Key Points: 
  • Pursuant to the Nasdaq Listing Rules and the Notice, the Company has been afforded 60 calendar days, or until June 16, 2024, to submit a plan to regain compliance.
  • If Nasdaq accepts the compliance plan, the Nasdaq staff may grant the Company an exception of up to 180 calendar days from the filing's due date, or until October 14, 2024, to regain compliance.
  • Neither the Notice nor the Company's non-compliance with the Rule has an immediate effect on the listing or trading of the Company's securities on Nasdaq, which will continue to trade on The Nasdaq Capital Market under the symbol "DRCT."
  • The Company is actively working to complete the audit and file the Annual Report to regain compliance with the Rule.

700 Credit Introduces Driver's License Authentication Integration with the iTapMenu F&I Platform

Retrieved on: 
Dienstag, April 23, 2024
License, DMV, DocuSign, Partnership, Red flag, DMS, Rule, Credit, Stripe, Online shopping

FARMINGTON HILLS, Mich., April 23, 2024 /PRNewswire-PRWeb/ -- 700 Credit, LLC, the vehicle industry's leading provider of credit reports, compliance solutions, soft pull, identity verification and fraud detection platforms, today announced its integration with iTapMenu, an F&I Menu platform that offers e-signature and e-payment solutions. The new integration includes the Mobile Driver's License Authentication Platform (QuickScan), Red Flag and OFAC compliancy tools. iTapMenu™ is an F&I presentation solution utilized by hundreds of automotive, powersport, RV, and marine dealerships in the US and Canada. iTapMenu offers the first ever live video feed built directly into F&I Menu software called FandEye™ to solve the remote delivery issue and offers many direct integrations with high-profile vendors including DMS providers, 700Credit, DocuSign, Stripe, and Kelley Blue Book. iTapMenu has integrated the 700Credit Mobile Driver's License Authentication Platform (QuickScan) a powerful mobile document scanner that provides dealerships real-time confirmation of the legitimacy of a customer's driver's license and identity. In just minutes, dealerships can receive powerful information on their consumers to detect and prevent fraud before it becomes costly. The information and images captured can then be automatically loaded into the Digital Deal Jacket. In addition, the QuickScan platform provides a DMV look-up, device verification, synthetic ID fraud detection, identity verification and selfie comparison to driver's license image.

Key Points: 
  • FARMINGTON HILLS, Mich., April 23, 2024 /PRNewswire-PRWeb/ -- 700 Credit, LLC, the vehicle industry's leading provider of credit reports, compliance solutions, soft pull, identity verification and fraud detection platforms, today announced its integration with iTapMenu, an F&I Menu platform that offers e-signature and e-payment solutions.
  • The new integration includes the Mobile Driver's License Authentication Platform (QuickScan), Red Flag and OFAC compliancy tools.
  • iTapMenu™ is an F&I presentation solution utilized by hundreds of automotive, powersport, RV, and marine dealerships in the US and Canada.
  • iTapMenu has integrated the 700Credit Mobile Driver's License Authentication Platform (QuickScan) a powerful mobile document scanner that provides dealerships real-time confirmation of the legitimacy of a customer's driver's license and identity.

BrainStorm Cell Therapeutics Regains Compliance with NASDAQ Minimum Market Value Rule

Retrieved on: 
Donnerstag, April 11, 2024
Rule, Letter

NEW YORK, April 11, 2024 /PRNewswire/ -- BrainStorm Cell Therapeutics Inc. (NASDAQ: BCLI, "the Company"), a leading developer of cellular therapies for neurodegenerative diseases, today announced that it received a notification letter (the "Notification Letter on Compliance") on April 10, 2024 from the Listing Qualifications Department of The Nasdaq Stock Market ("Nasdaq"), indicating that the Company has regained compliance with the minimum market value of listed securities requirement set forth under Nasdaq Listing Rule 5550(b)(2) (the "Rule").

Key Points: 
  • NEW YORK, April 11, 2024 /PRNewswire/ -- BrainStorm Cell Therapeutics Inc. (NASDAQ: BCLI, "the Company"), a leading developer of cellular therapies for neurodegenerative diseases, today announced that it received a notification letter (the "Notification Letter on Compliance") on April 10, 2024 from the Listing Qualifications Department of The Nasdaq Stock Market ("Nasdaq"), indicating that the Company has regained compliance with the minimum market value of listed securities requirement set forth under Nasdaq Listing Rule 5550(b)(2) (the "Rule").
  • According to the Notification Letter on Compliance, Nasdaq's staff has determined that for the 11 consecutive business days, from March 22, 2024 through April 9, 2024, the Company's market value of listed securities has been $35,000,000 or greater, and the Company has regained compliance with the Rule.

Is home bias biased? New evidence from the investment fund sector

Retrieved on: 
Donnerstag, April 18, 2024
Rule of law, Journal of Accounting Research, Capital control, Domestic, CEPII, Research Papers in Economics, M. B, Regression analysis, Journal of International Economics, Foreign, Economic growth, Methodology, Row, International, Intuition, Risk, Heritage, Economic development, Goethe University Frankfurt, Overweight, Journal of Monetary Economics, Accounting research, International business, Paper, Political economy, Journal of Financial Economics, Environment, Website, United, Category, World Bank, Probability, Medical classification, Sun, Appendix, Handbook, G11, Quarterly Journal of Economics, Frankfurt, Institution, Investment, International economics, Journal of Political Economy, Corporation, G15, Logic, Dow Jones, PDF, Classification, ECB, CEIC, Károlyi, Policy, Outline, Household, Social science, JEL, Real, Bias, FDI, Journal, Research, Journal of Economic Literature, Credit, The Journal of Finance, Literature, Nationalization, European Central Bank, AA, Culture, Growth, Monetary economics, Section 5, Kho, Rule, Rogoff, Developed country, AAA, Finance, SHS, Control, Variable, Section 4, Language, Section 3, Role, Economy, Financial economics, Section 2, Freedom, Central bank, Incidence, Law, The Heritage Foundation, American Economic Review, Obstfeld, SSRN, Foreign direct investment, G23, Corruption, Quarterly Journal, Financial statement analysis, GDP, IMF Economic Review, Schumacher, University, MVI, Demirci, Dependent and independent variables, Lane, Common, Magazine, Bank, Reproduction, Security (finance)
Key Points: 

    Rio2 Announces Upsize of Private Placement Up to C$23 Million

    Retrieved on: 
    Dienstag, April 9, 2024
    TSX Venture Exchange, Project, Offering, Rule, Minority, Part, Sale, Regulation, News, National instrument, Issuer, BVL, Security (finance)

    VANCOUVER, British Columbia, April 09, 2024 (GLOBE NEWSWIRE) -- Rio2 Limited (“Rio2” or the “Company”) (TSXV: RIO; OTCQX: RIOFF; BVL: RIO) is pleased to announce that further to the news release dated April 8, 2024, it has entered into an amending agreement with Eight Capital, as agent, to upsize the previously announced private placement. Pursuant to the upsized offering, the Company will issue up to 59,030,000 common shares of the Company (the “Shares”) at a price of $0.39 per Share (the “Offering Price”) for gross proceeds to the Company of up to $23,021,700 (the “Offering”).

    Key Points: 
    • Alex Black, Executive Chairman, stated: “The Company received significant interest from key existing shareholders to participate in financing our Company at this stage of its development, far exceeding the $10 million maximum amount first announced.
    • The LIFE Shares issued to Canadian resident subscribers in the Offering will not be subject to a hold period pursuant to applicable Canadian securities laws.
    • The securities being offered have not been, nor will they be, registered under the United States Securities Act of 1933, as amended (the “U.S.
    • Securities Act”) or under any U.S. state securities laws, and may not be offered or sold in the United States or to “U.S.