Enforcement Notice - Hearing - IIROC to Hold Disciplinary Hearing for Vancouver Investment Advisor Brian Anthony Peters
VANCOUVER, BC, July 21, 2020 /CNW/ -A discipline hearing was originally scheduled before a Hearing Panel of the Investment Industry Regulatory Organization of Canada (IIROC) in the matter of Brian Anthony Peters on May 11-15 and 25-29.
- VANCOUVER, BC, July 21, 2020 /CNW/ -A discipline hearing was originally scheduled before a Hearing Panel of the Investment Industry Regulatory Organization of Canada (IIROC) in the matter of Brian Anthony Peters on May 11-15 and 25-29.
- The Notice of Hearing and Statement of Allegations which sets out the allegations is available at: Peters, Brian Anthony - Notice of Hearing and Statement of Allegations
Documents related to ongoing IIROC enforcement proceedings including Reasons and Decisions of Hearing Panels are posted on the IIROC website as they become available. - All information about disciplinary proceedings relating to current and former member firms is available in the Enforcement section of the IIROC website.
- Information on how to make investment dealer, advisor or marketplace-related complaints is available by calling 1 877 442-4322.