R (Miller) v Secretary of State for Exiting the European Union

MFDA issues Notice of Settlement Hearing in respect of Aparna Prabhune

Retrieved on: 
Wednesday, August 26, 2020

The settlement agreement will be between Staff of the MFDA and Aparna Nandkumar Prabhune ("Respondent") and involves matters for which the Respondent may be disciplined by a Hearing Panel pursuant to MFDA By-laws.

Key Points: 
  • The settlement agreement will be between Staff of the MFDA and Aparna Nandkumar Prabhune ("Respondent") and involves matters for which the Respondent may be disciplined by a Hearing Panel pursuant to MFDA By-laws.
  • MFDA settlement hearings are typically held in the absence of the public pursuant to section 20.5 of MFDA By-law No.
  • A copy of the Notice of Settlement Hearing is available on the MFDA website at www.mfda.ca .
  • During the period described in the Notice of Settlement Hearing, Respondent carries on business in the Oakville, Ontario area.

Notice from the Office of the Secretary - Ontario Securities Commission

Retrieved on: 
Wednesday, August 26, 2020

TORONTO, Aug. 26, 2020 /CNW/ -The Office of the Secretary issued a Notice of Hearing pursuant to Subsections 127(1) and 127(10) of the Securities Act.

Key Points: 

TORONTO, Aug. 26, 2020 /CNW/ -The Office of the Secretary issued a Notice of Hearing pursuant to Subsections 127(1) and 127(10) of the Securities Act.
A copy of the Notice of Hearing dated August 26, 2020 and Statement of Allegations dated August 25, 2020 are available at www.osc.gov.on.ca .

MFDA Hearing Panel imposes sanctions against John Elwood

Retrieved on: 
Wednesday, August 19, 2020

TORONTO, Aug. 19, 2020 /CNW/ -The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of JohnDavid Elwood ("Respondent") by Notice of Hearing dated June 7, 2019.

Key Points: 
  • TORONTO, Aug. 19, 2020 /CNW/ -The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of JohnDavid Elwood ("Respondent") by Notice of Hearing dated June 7, 2019.
  • In its Reasons for Decision (Misconduct) dated February 20, 2020, the Hearing Panel outlined its reasons for its findings of misconduct made against the Respondent.
  • A penalty hearing in this proceeding was held on August 19, 2020 by electronic hearing in Toronto, Ontario before a three-member Hearing Panel of the MFDA's Central Regional Council.
  • A copy of the Reasons for Decision (Misconduct) is available on the MFDA website at www.mfda.ca .

Brazilian Supreme Court to judge the right to use the iPhone trademark in Brazil, says lawfirm Mauler Advogados

Retrieved on: 
Wednesday, August 12, 2020

The Brazilian lawfirm Mauler Advogados represents the company.

Key Points: 
  • The Brazilian lawfirm Mauler Advogados represents the company.
  • The appellant, IGB Eletrnica S/A, communicated the Supreme Court's decision to the market last Friday.
  • "The Supreme Court's President understood the relevance of the matter to our sovereignty and to the protection of intellectual property in Brazil," celebrated Staub.
  • He also alleges the violation of free initiative and of trademarks protection, principles expressly prescribed in the Brazilian Constitution.

Notice from the Office of the Secretary - Ontario Securities Commission

Retrieved on: 
Monday, August 10, 2020

DONALD BRUCE WILSON, DAVID SCOTT WRIGHT and PATRICK K. PRINSTER, File No. 2020-27

Key Points: 

DONALD BRUCE WILSON, DAVID SCOTT WRIGHT and PATRICK K. PRINSTER, File No. 2020-27
TORONTO, Aug. 10, 2020 /CNW/ - The Office of the Secretary issued a Notice of Hearing pursuant to Subsections 127(1) and 127(10) of the Securities Act in the above named matter.

MFDA issues Notice of Settlement Hearing in respect of Portfolio Strategies Corporation

Retrieved on: 
Friday, August 7, 2020

TORONTO, Aug. 7, 2020 /CNW/ -The Mutual Fund Dealers Association of Canada ("MFDA") announced that it has issued a Notice of Settlement Hearing dated August 5, 2020 ("Notice of Settlement Hearing") regarding the presentation, review and consideration of a proposed settlement agreement by a Hearing Panel of the MFDA's Prairie Regional Council.

Key Points: 
  • TORONTO, Aug. 7, 2020 /CNW/ -The Mutual Fund Dealers Association of Canada ("MFDA") announced that it has issued a Notice of Settlement Hearing dated August 5, 2020 ("Notice of Settlement Hearing") regarding the presentation, review and consideration of a proposed settlement agreement by a Hearing Panel of the MFDA's Prairie Regional Council.
  • The settlement agreement will be between Staff of the MFDA and Portfolio Strategies Corporation("Respondent") and involves matters for which the Respondent may be disciplined by a Hearing Panel pursuant to MFDA By-laws.
  • The proposed settlement agreement concerns allegations that:
    the Respondent did not establish, implement and maintain adequate policies and procedures with respect to trade and account supervision, contrary to MFDA Rules 2.5.1, 2.2.1, 5.1, and MFDA Policy No.
  • MFDA settlement hearings are typically held in the absence of the public pursuant to section 20.5 of MFDA By-law No.

Notice from the Office of the Secretary - Ontario Securities Commission

Retrieved on: 
Wednesday, August 5, 2020

TORONTO, Aug. 5, 2020 /CNW/ -The Office of the Secretary issued a Notice of Hearing pursuant to Subsections 127(1) and 127(10) of the Securities Act in the above named matter.

Key Points: 
  • TORONTO, Aug. 5, 2020 /CNW/ -The Office of the Secretary issued a Notice of Hearing pursuant to Subsections 127(1) and 127(10) of the Securities Act in the above named matter.
  • A copy of the Notice of Hearing dated August 5, 2020 and Statement of Allegations dated August 4, 2020 are available at www.osc.gov.on.ca .

Notice from the Office of the Secretary - Ontario Securities Commission

Retrieved on: 
Thursday, July 30, 2020

COINSQUARE LTD., COLE DIAMOND, VIRGILE ROSTAND and FELIX MAZER, File No.

Key Points: 
  • COINSQUARE LTD., COLE DIAMOND, VIRGILE ROSTAND and FELIX MAZER, File No.
  • 2020-21
    TORONTO, July 30, 2020 The Commission issued its Oral Reasons for Approval of a Settlement in the above named matter.
  • A copy of the Oral Reasons for Approval of a Settlement dated July 21, 2020 is available at www.osc.gov.on.ca

MFDA issues Notice of Settlement Hearing in respect of Han Liu

Retrieved on: 
Tuesday, July 28, 2020

TORONTO, July 28, 2020 /CNW/ -The Mutual Fund Dealers Association of Canada ("MFDA") announced that it has issued a Notice of Settlement Hearing dated July 8, 2020 ("Notice of Settlement Hearing") regarding the presentation, review and consideration of a proposed settlement agreement by a Hearing Panel of the MFDA's Prairie Regional Council.

Key Points: 
  • TORONTO, July 28, 2020 /CNW/ -The Mutual Fund Dealers Association of Canada ("MFDA") announced that it has issued a Notice of Settlement Hearing dated July 8, 2020 ("Notice of Settlement Hearing") regarding the presentation, review and consideration of a proposed settlement agreement by a Hearing Panel of the MFDA's Prairie Regional Council.
  • The settlement agreement will be between Staff of the MFDA and Han Liu ("Respondent") and involves matters for which the Respondent may be disciplined by a Hearing Panel pursuant to MFDA By-laws.
  • The settlement hearing is to take place by electronic hearing on August 12, 2020 at 10:00a.m.
  • A copy of the Notice of Settlement Hearing is available on the MFDA website at www.mfda.ca .

MFDA Hearing Panel issues Decision and Reasons in the matter of Tamar Eisenberg

Retrieved on: 
Tuesday, July 28, 2020

TORONTO, July 28, 2020 /CNW/ - A Hearing Panel of the Prairie Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued its Decision and Reasons dated July27,2020 ("Decision and Reasons") in connection with a disciplinary hearing held by electronic hearing in Calgary, Alberta on June 24, 2020 in the matter of Tamar Michelle Eisenberg ("Respondent").

Key Points: 
  • TORONTO, July 28, 2020 /CNW/ - A Hearing Panel of the Prairie Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued its Decision and Reasons dated July27,2020 ("Decision and Reasons") in connection with a disciplinary hearing held by electronic hearing in Calgary, Alberta on June 24, 2020 in the matter of Tamar Michelle Eisenberg ("Respondent").
  • In its Decision and Reasons, the Hearing Panel outlined its finding of misconduct made against the Respondent.
  • A copy of the Decision and Reasons is available on the MFDA website at www.mfda.ca .
  • During the period described in the Decision and Reasons, the Respondent carried on business in the Calgary, Alberta area.