R (Miller) v Secretary of State for Exiting the European Union

MFDA Hearing Panel makes findings of misconduct and imposes sanctions against David Richard

Retrieved on: 
Tuesday, March 16, 2021

A disciplinary hearing in this proceeding was held by electronic hearing today in Toronto, Ontario before a three-member Hearing Panel of the MFDA's Central Regional Council.

Key Points: 
  • A disciplinary hearing in this proceeding was held by electronic hearing today in Toronto, Ontario before a three-member Hearing Panel of the MFDA's Central Regional Council.
  • After receiving evidence and hearing submissions by Staff of the MFDA, the Hearing Panel found that the two allegations set out in the Notice of Hearing had been established.
  • A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca .
  • During the period described in the Notice of Hearing, the Respondent carriedon business in the Thunder Bay, Ontario area.

MFDA issues Notice of Settlement Hearing in respect of James Bennett

Retrieved on: 
Tuesday, March 16, 2021

The settlement agreement will be between Staff of the MFDA and James Leslie Bennett ("Respondent") and involves matters for which the Respondent may be disciplined by a Hearing Panel pursuant to MFDA By-laws.

Key Points: 
  • The settlement agreement will be between Staff of the MFDA and James Leslie Bennett ("Respondent") and involves matters for which the Respondent may be disciplined by a Hearing Panel pursuant to MFDA By-laws.
  • MFDA settlement hearings are typically held in the absence of the public pursuant to section 20.5 of MFDA By-law No.
  • A copy of the Notice of Settlement Hearing is available on the MFDA website at www.mfda.ca .
  • During the period described in the Notice of Settlement Hearing, the Respondent conducted business out in the Toronto, Ontario area.

Hausfeld & Co LLP: Competition Appeal Tribunal to Hear Two Applications to Bring Collective Proceedings in Respect of Foreign Exchange Spot Trading Cartels

Retrieved on: 
Monday, February 22, 2021

Each of the banks has admitted infringements of EU competition law in relation to foreign exchange spot trading.

Key Points: 
  • Each of the banks has admitted infringements of EU competition law in relation to foreign exchange spot trading.
  • Mr Evans has instructed Hausfeld & Co LLP, a leading disputes-only specialist law firm, to conduct the claim.
  • The CAT will hear Mr Evans application at the same time as another application for permission to bring collective proceedings relating to the foreign exchange spot trading cartels, filed by Michael OHiggins FX Class Representative Limited.
  • This would be the first time that the CAT has been asked to resolve a so-called carriage dispute in relation to collective proceedings.

Notice from the Office of the Secretary - Ontario Securities Commission

Retrieved on: 
Thursday, February 18, 2021

TORONTO, Feb. 18, 2021 /CNW/ -The Office of the Secretary issued a Notice of Hearing to consider the Application dated February 5, 2021 made by the party named above to review a decision of the Mutual Fund Dealers Association of Canada dated December 16, 2020.

Key Points: 
  • TORONTO, Feb. 18, 2021 /CNW/ -The Office of the Secretary issued a Notice of Hearing to consider the Application dated February 5, 2021 made by the party named above to review a decision of the Mutual Fund Dealers Association of Canada dated December 16, 2020.
  • The hearing will be held on March 4, 2021 at 10:00 a.m.
    A copy of the Notice of Hearing dated February 18, 2021 and the Application dated February 5, 2021 are available at www.osc.gov.on.ca

MFDA issues Notice of Settlement Hearing in respect of Patrick Lynch

Retrieved on: 
Friday, February 12, 2021

The settlement agreement will be between Staff of the MFDA and Patrick Daniel Lynch ("Respondent") and involves matters for which the Respondent may be disciplined by a Hearing Panel pursuant to MFDA By-laws.

Key Points: 
  • The settlement agreement will be between Staff of the MFDA and Patrick Daniel Lynch ("Respondent") and involves matters for which the Respondent may be disciplined by a Hearing Panel pursuant to MFDA By-laws.
  • MFDA settlement hearings are typically held in the absence of the public pursuant to section 20.5 of MFDA By-law No.
  • A copy of the Notice of Settlement Hearing is available on the MFDA website at www.mfda.ca .
  • During the period described in the Notice of Settlement Hearing, the Respondent conducted business out of the Hamilton, Ontario area.

MFDA issues Notice of Settlement Hearing in respect of Bertha Ravn

Retrieved on: 
Friday, February 12, 2021

The settlement agreement will be between Staff of the MFDA and Bertha Effie Ravn ("Respondent") and involves matters for which the Respondent may be disciplined by a Hearing Panel pursuant to MFDA By-laws.

Key Points: 
  • The settlement agreement will be between Staff of the MFDA and Bertha Effie Ravn ("Respondent") and involves matters for which the Respondent may be disciplined by a Hearing Panel pursuant to MFDA By-laws.
  • MFDA settlement hearings are typically held in the absence of the public pursuant to section 20.5 of MFDA By-law No.
  • A copy of the Notice of Settlement Hearing is available on the MFDA website at www.mfda.ca .
  • During the period described in the Notice of Settlement Hearing, the Respondent conducted business out of the Hamilton, Ontario area.

MFDA issues Notice of Settlement Hearing in respect of Julio Moreno

Retrieved on: 
Thursday, February 11, 2021

The settlement agreement will be between Staff of the MFDA and Julio Rafael Moreno ("Respondent") and involves matters for which the Respondent may be disciplined by a Hearing Panel pursuant to MFDA By-laws.

Key Points: 
  • The settlement agreement will be between Staff of the MFDA and Julio Rafael Moreno ("Respondent") and involves matters for which the Respondent may be disciplined by a Hearing Panel pursuant to MFDA By-laws.
  • MFDA settlement hearings are typically held in the absence of the public pursuant to section 20.5 of MFDA By-law No.
  • A copy of the Notice of Settlement Hearing is available on the MFDA website at www.mfda.ca .
  • During the period described in the Notice of Settlement Hearing, the Respondent conducted business out of the Etobicoke, Ontario area.

MFDA Hearing Panel issues Reasons for Decision in the matter of Marilyn Kennedy

Retrieved on: 
Monday, February 8, 2021

TORONTO, Feb. 8, 2021 /CNW/ -A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued its Reasons for Decision dated February 5, 2021 ("Reasons for Decision"), in connection with a settlement hearing held by electronic hearing in Toronto, Ontario on January 26, 2021, in the matter of Marilyn Kennedy ("Respondent").

Key Points: 
  • TORONTO, Feb. 8, 2021 /CNW/ -A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued its Reasons for Decision dated February 5, 2021 ("Reasons for Decision"), in connection with a settlement hearing held by electronic hearing in Toronto, Ontario on January 26, 2021, in the matter of Marilyn Kennedy ("Respondent").
  • In its Reasons for Decision, the Hearing Panel confirmed the sanctions imposed on the Respondent.
  • A copy of the Reasons for Decision is available on the MFDA website at www.mfda.ca .
  • During the period described in the Reasons for Decision, the Respondent conducted business out of the Cambridge, Ontario area.

Notice from the Office of the Secretary - Ontario Securities Commission

Retrieved on: 
Friday, February 5, 2021

THREEGOLD RESOURCES INC., VICTOR GONCALVES and JON SNELSON, File No.

Key Points: 
  • THREEGOLD RESOURCES INC., VICTOR GONCALVES and JON SNELSON, File No.
  • 2019-42
    TORONTO, Feb. 5, 2021 /CNW/ - The Office of the Secretary issued a Notice of Hearing on February 5, 2021 setting the matter down to be heard on February 25, 2021 at 10:00 a.m. as soon thereafter as the hearing can be held in the above named matter.
  • A copy of the Notice of Hearing dated February 5, 2021 are available at www.osc.gov.on.ca .

Robbins Geller Rudman & Dowd LLP Announce a Notice of Pendency of Class Action for Douglas S. Chabot, et al. v. Walgreens Boots Alliance, Inc., et al

Retrieved on: 
Monday, February 1, 2021

The Court has directed that notice of the Court's certification of the Litigation as a class action on behalf of the Class be provided to such persons and entities.

Key Points: 
  • The Court has directed that notice of the Court's certification of the Litigation as a class action on behalf of the Class be provided to such persons and entities.
  • If you have not received a copy of the detailed "Notice of Pendency of Class Action" (the "Notice"), you may obtain a copy by contacting the Notice Administrator at: Chabot v. Walgreens, c/o A.B.
  • Inquiries, other than requests for the Notice, may be made to Court-appointed Class Counsel:
    If you are a Class Member, you have the right to decide whether to remain a member of the Class.
  • If you are a Class Member and do not wish to remain a member of the Class, you must take steps to exclude yourself from the Class.