MFDA Hearing Panel makes findings of misconduct and imposes sanctions against David Richard
A disciplinary hearing in this proceeding was held by electronic hearing today in Toronto, Ontario before a three-member Hearing Panel of the MFDA's Central Regional Council.
- A disciplinary hearing in this proceeding was held by electronic hearing today in Toronto, Ontario before a three-member Hearing Panel of the MFDA's Central Regional Council.
- After receiving evidence and hearing submissions by Staff of the MFDA, the Hearing Panel found that the two allegations set out in the Notice of Hearing had been established.
- A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca .
- During the period described in the Notice of Hearing, the Respondent carriedon business in the Thunder Bay, Ontario area.