Wainwright Securities Inc. v. Wall Street Transcript Corp.

Azimut Announces $8 Million Bought Deal Private Placement Financing

Retrieved on:

Wednesday, September 13, 2023

Cloud, Exercise, FT, AEM, Section 50C of the Isle of Man Income Tax Act 1970, Critical, Hard, Underwriting, Oil Taxation Act 1975, Sale, Offering, Income Tax Act, TSX, Agnico Eagle, Wainwright Securities Inc. v. Wall Street Transcript Corp., Life insurance, Security (finance)

LONGUEUIL, Quebec, Sept. 13, 2023 (GLOBE NEWSWIRE) -- Azimut Exploration Inc. (TSXV: AZM) (OTCQX: AZMTF) (“Azimut” or the “Company”) is pleased to announce that it has entered into an agreement with Paradigm Capital Inc. on behalf of a syndicate of underwriters, including Red Cloud Securities Inc. (collectively, the “Underwriters”), in connection with a bought deal private placement financing (the “Offering”) for total proceeds of $8,000,000, consisting of 2,442,100 common shares of the Company that qualify as “flow-through shares” (within the meaning of subsection 66(15) of the Income Tax Act (Canada) and section 359.1 of the Taxation Act (Québec)) (the “Premium FT Shares”) at a price of $2.0475 per Premium FT Share, 550,600 common shares of the Company that qualify as “flow-through shares” (within the meaning of subsection 66(15) of the Income Tax Act (Canada) and section 359.1 of the Taxation Act (Québec)) (the “FT Shares”) at a price of $1.8165 per FT Share, and 1,904,800 common shares of the Company (the “Hard Dollar Shares”) at a price of $1.05 per Hard Dollar Share (the “Hard Dollar Issue Price”).

Key Points:

The term “Offering” includes the additional Hard Dollar Shares that may be issued on the exercise of the Underwriters’ Option, if any.
The proceeds from the sale of the Hard Dollar Shares will be used for exploration and for general corporate purposes.
Closing is expected to occur on or about September 28, 2023, or other such dates as the Company and the Underwriters may agree (the “Closing Date”).
The securities have not been, and will not be, registered under the Unites States Securities Act of 1933, as amended (the “U.S.

Abcourt Closes a First Tranche of the Private Placement of Units Previously Announced, for an Amount of $1,582,750

Retrieved on:

Thursday, September 7, 2023

ROUYN-NORANDA, Quebec, Sept. 07, 2023 (GLOBE NEWSWIRE) -- Abcourt Mines Inc. (“Abcourt” or the “Corporation”) (TSX Venture: ABI) announces that it has completed a first closing of the non-brokered private placement announced on August 31, 2023, for gross proceeds of $1,582,750, representing 39,568,750 Units of the Corporation at a price of $0.04 per Unit (the "Offering"). Each Unit consists of one common share of the Corporation (a “Common Share”) and one common share purchase warrant (a “Warrant”). Each Warrant entitles the holder thereof to purchase one Common Share at a price of $0.05 for a period of 36 months following the closing date of the Offering.

Key Points:

Each Unit consists of one common share of the Corporation (a “Common Share”) and one common share purchase warrant (a “Warrant”).
Each Warrant entitles the holder thereof to purchase one Common Share at a price of $0.05 for a period of 36 months following the closing date of the Offering.
A cash commission of $1,800 and warrants to acquire 45,000 units at a price of $0.05 per unit (the “Finder’s Units”) are payable to Red Cloud Securities Inc., as finder’s fees, for subscriptions sourced by the Finder.
The following related parties to Abcourt have participated in the Offering as follows:
Francois Mestrallet, Director, through SARL MF, a private company controlled by François Mestrallet, has purchased 25,000,000 Units for an amount of $1,000,000.

Wynn Resorts Announces Early Results and Upsizing of Tender Offer for Cash by Wynn Las Vegas, LLC for its 5.500% Senior Notes due 2025

Retrieved on:

Wednesday, August 23, 2023

Withdrawal and revocation rights expired at 5:00 p.m., New York City time, on August 23, 2023.

Key Points:

Withdrawal and revocation rights expired at 5:00 p.m., New York City time, on August 23, 2023.
All Notes validly tendered (and not validly withdrawn) at or prior to the Early Tender Date and accepted for purchase will be purchased by Wynn Las Vegas, LLC on the “Early Settlement Date,” which is currently expected to occur on August 24, 2023.
Payment for the Notes that are purchased will include accrued and unpaid interest from the last interest payment date to, but excluding, the Early Settlement Date.
Deutsche Bank Securities Inc. and Scotia Capital (USA) Inc. are the dealer managers for the Tender Offer.

F3 Announces C$15 Million Bought Deal Private Placement

Retrieved on:

Monday, August 14, 2023

Cloud, Indian stock exchange, FUU, Income Tax Act 1967, Uranium, Athabasca Basin, Underwriting, Sale, Prospectus, Date, National instrument, Offering, Income Tax Act, Wainwright Securities Inc. v. Wall Street Transcript Corp., Multilateral, Security (finance)

The FT Shares will be issued as charitable flow-through common shares of the Company.

Key Points:

The FT Shares will be issued as charitable flow-through common shares of the Company.
The Offering is expected to close on September 12, 2023 (the "Closing Date").
The Company will pay to the Underwriters a cash commission of 5.5% of the gross proceeds raised in respect of the Offering (the "Underwriters' Commission").
The proceeds of the Offering will be used by the Company to fund exploration of the Company's projects in the Athabasca Basin.

Wynn Resorts Announces Commencement of Tender Offer for Cash by Wynn Las Vegas, LLC for its 5.500% Senior Notes due 2025

Retrieved on:

Thursday, August 10, 2023

The consummation of the Tender Offer is subject to the satisfaction of certain conditions as set forth in the Offer to Purchase.

Key Points:

The consummation of the Tender Offer is subject to the satisfaction of certain conditions as set forth in the Offer to Purchase.
Wynn Las Vegas, LLC reserves the right, in its sole discretion, to waive any and all conditions to the Tender Offer with respect to the Notes.
This press release is neither an offer to purchase nor a solicitation of an offer to sell any Notes.
Subject to applicable law, Wynn Las Vegas, LLC may amend, extend, waive conditions to or terminate the Tender Offer.

CIRO Hearing Panel issues Reasons for Decision in the matter of Red Cloud Securities Inc.

Retrieved on:

Friday, August 4, 2023

Cloud, The central science, IIROC, CIRO, Red Cloud, Investment, Hearing, Wainwright Securities Inc. v. Wall Street Transcript Corp., Respondent, KYC, Financial adviser

The hearing panel's decision dated July 18, 2023, is available at:

Key Points:

The hearing panel's decision dated July 18, 2023, is available at:
In their Reasons for Decision, the hearing panel confirmed the sanctions imposed on the Respondent.
In particular, Red Cloud agreed to pay:
The Respondent is also required to pay CIRO costs of $15,000.
Information on how to make investment dealer, advisor or marketplace-related complaints is available by calling 1-877-442-4322.
CIRO is committed to the protection of investors, providing efficient and consistent regulation, and building Canadians' trust in financial regulation and the people managing their investments.

enCore Energy Completes Sale of the Marquez-Juan Tafoya Uranium Project

Retrieved on:

Thursday, July 20, 2023

Neutron, Cloud, Disclosure, Uranium, Sale, Acquisition, Alta Mesa AVA, National instrument, Environmental Defense v. Duke Energy Corp., AEC, Wainwright Securities Inc. v. Wall Street Transcript Corp., NYSE, News, Security (finance), EU, Anfield, Encore

DALLAS, July 20, 2023 /PRNewswire/ - enCore Energy Corp. ("enCore" or the "Company") (NYSE American: EU) (TSXV: EU) announced today the completion of the sale of the Marquez-Juan Tafoya Uranium Project to Anfield Energy Inc. ("Anfield") (TSX.V:AEC; OTCQB:ANLDF) for aggregate consideration of C$5,000,000 payable in cash and 185,000,000 common shares of Anfield.

Key Points:

DALLAS, July 20, 2023 /PRNewswire/ - enCore Energy Corp. ("enCore" or the "Company") (NYSE American: EU) (TSXV: EU) announced today the completion of the sale of the Marquez-Juan Tafoya Uranium Project to Anfield Energy Inc. ("Anfield") (TSX.V:AEC; OTCQB:ANLDF) for aggregate consideration of C$5,000,000 payable in cash and 185,000,000 common shares of Anfield.
A total of C$4,000,000 of the cash payment was received on closing, and a further C$1,000,000 is payable by September 25, 2023.
William M. Sheriff, Executive Chairman stated: "The sale of the Marquez-Juan Tafoya Uranium Project represents the third successful transaction in enCore's ongoing program of divesting established quality uranium assets that are not in its production pipeline.
Under the terms of the agreement, on closing Anfield acquired all of the outstanding shares of the Company's wholly owned subsidiary, Neutron Energy Inc., which holds the Marquez-Juan Tafoya Uranium Project as its sole asset.

GTCR to Acquire Majority Stake in Worldpay

Retrieved on:

Thursday, July 6, 2023

CHICAGO, July 6, 2023 /PRNewswire/ -- GTCR, a leading private equity firm, announced today that it has signed a definitive agreement to acquire a majority stake in Worldpay ("Worldpay" or "the Company"), a leading global provider of payment processing solutions, from FIS® (NYSE: FIS), a global leader in financial services technology. GTCR will acquire 55% of Worldpay, and FIS will retain the remaining 45%, in a transaction that values the business at $18.5 billion. As part of the agreement, GTCR has committed an additional equity capital investment in Worldpay of up to $1.25 billion to pursue inorganic growth opportunities. Worldpay and FIS will continue to work together closely in partnership on a commercial basis to best serve customers and deliver innovative solutions into the marketplace. Charles Drucker, the former Executive Chairman and Chief Executive Officer of Worldpay, will become CEO of the standalone Worldpay business upon close.

Key Points:

CHICAGO, July 6, 2023 /PRNewswire/ -- GTCR, a leading private equity firm, announced today that it has signed a definitive agreement to acquire a majority stake in Worldpay ("Worldpay" or "the Company"), a leading global provider of payment processing solutions, from FIS® (NYSE: FIS), a global leader in financial services technology.
GTCR will acquire 55% of Worldpay, and FIS will retain the remaining 45%, in a transaction that values the business at $18.5 billion.
As part of the agreement, GTCR has committed an additional equity capital investment in Worldpay of up to $1.25 billion to pursue inorganic growth opportunities.
Charles Drucker, the former Executive Chairman and Chief Executive Officer of Worldpay, will become CEO of the standalone Worldpay business upon close.

Consolidated Uranium Announces Private Placement by Premier American Uranium Inc. for Proceeds of at least C$10.35 Million

Retrieved on:

Wednesday, July 5, 2023

Cloud, TSX Venture Exchange, Uranium, Sale, Warrant, PUR, CUR, Wainwright Securities Inc. v. Wall Street Transcript Corp., News, Spin-off (media), Uranium mining, Security (finance), Agent, Great Divide Basin

TORONTO, July 05, 2023 (GLOBE NEWSWIRE) -- Consolidated Uranium Inc. (“CUR”, the “Company” or “Consolidated Uranium”) (TSXV: CUR) (OTCQX: CURUF) is pleased to announce that further to its press release on May 24, 2023 regarding the creation and planned spin-out (the “Spin-Out”) of Premier American Uranium Inc. (“PUR”), CUR has entered into an agreement with Red Cloud Securities Inc. to act as lead agent and sole bookrunner on behalf of a syndicate of investment dealers (collectively, the “Agents”) in connection with a fully marketed private placement (the “PUR Offering”) of a minimum of 5,750,000 subscription receipts of PUR (each, a “Subscription Receipt”) at a price of C$1.80 per Subscription Receipt (the “Offering Price”) for minimum gross proceeds of C$10,350,000. The Agents will have an option, exercisable in full or in part up to 48 hours prior to the closing of the PUR Offering, to sell up to an additional 833,334 Subscription Receipts at the Offering Price for additional gross proceeds of up to C$1,500,001. The PUR Offering is expected to include lead orders of at least C$2.0 million from each of Mega Uranium Ltd. and funds for which Sachem Cove Partners is the general partner.

Key Points:

The PUR Offering is expected to include lead orders of at least C$2.0 million from each of Mega Uranium Ltd. and funds for which Sachem Cove Partners is the general partner.
Philip Williams, Chairman and CEO of Consolidated Uranium commented, “We are thrilled to announce this financing for PUR corner stoned by Sachem Cove and Mega Uranium, two of the most knowledgeable and credible investors in the uranium space today.
Each Unit shall be comprised of one common share of PUR (each, a “Unit Share”) and one-half of one common share purchase warrant of PUR (each whole warrant, a “Warrant”).
This news release does not constitute an offer of securities for sale in the United States.

Hyatt Announces Pricing of Public Offering of Senior Notes

Retrieved on:

Monday, June 26, 2023

Vacation, Other Travel, Lodging, Destinations, Travel, Note, Deutsche Bank, J.P. Morgan & Co., Goldman Sachs, Sale, Hyatt, Prospectus, Form S-3, Form, Security (finance), Wainwright Securities Inc. v. Wall Street Transcript Corp., NYSE, J. P. Morgan

Hyatt Hotels Corporation (“Hyatt” or the “Company”) (NYSE: H), a leading global hospitality company, announced today the pricing of its public offering of $600,000,000 aggregate principal amount of senior notes due 2027, which will bear interest at a fixed annual rate of 5.750%;

Key Points:

Hyatt Hotels Corporation (“Hyatt” or the “Company”) (NYSE: H), a leading global hospitality company, announced today the pricing of its public offering of $600,000,000 aggregate principal amount of senior notes due 2027, which will bear interest at a fixed annual rate of 5.750%;
The offering is expected to close on July 6, 2023, subject to customary closing conditions.
The Company intends to use the net proceeds of the offering, together with cash on hand, to repay all of the Company’s 1.300% notes due 2023 at or prior to their maturity on October 1, 2023 (the “2023 Notes”) and for general corporate purposes if there are any net proceeds remaining that are not applied to the 2023 Notes, and to pay fees and expenses related to this offering.
Goldman Sachs & Co. LLC, Deutsche Bank Securities and J.P. Morgan are acting as representatives of the underwriters and joint book-running managers for the offering.
A preliminary prospectus supplement and accompanying prospectus relating to and describing the terms of the offering was filed with the SEC and is available on the SEC’s website located at www.sec.gov.