Majlis Research Center

FINRA Promotes Jonathan Sokobin to Executive Vice President and Head of the New Office of Regulatory Economics and Market Analysis

Retrieved on: 
Thursday, December 1, 2022

The Office works closely with the Office of General Counsel and other departments in assessing the economic implications of FINRAs policies and programs.

Key Points: 
  • The Office works closely with the Office of General Counsel and other departments in assessing the economic implications of FINRAs policies and programs.
  • OCE also works collaboratively with FINRAs Regulatory Operations team to provide data, statistical and economic analyses to identify and measure regulatory risks and investor harm.
  • OCE regularly publishes its research, including the Industry Snapshot , which provides a high-level overview of the industry informed by regulatory data collected by FINRA.
  • I am excited to lead the Office of Regulatory Economics and Market Analysis and our team of talented professionals, said Sokobin.