FINRA Promotes Jonathan Sokobin to Executive Vice President and Head of the New Office of Regulatory Economics and Market Analysis
Retrieved on:
Thursday, December 1, 2022
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The Office works closely with the Office of General Counsel and other departments in assessing the economic implications of FINRAs policies and programs.
Key Points:
- The Office works closely with the Office of General Counsel and other departments in assessing the economic implications of FINRAs policies and programs.
- OCE also works collaboratively with FINRAs Regulatory Operations team to provide data, statistical and economic analyses to identify and measure regulatory risks and investor harm.
- OCE regularly publishes its research, including the Industry Snapshot , which provides a high-level overview of the industry informed by regulatory data collected by FINRA.
- I am excited to lead the Office of Regulatory Economics and Market Analysis and our team of talented professionals, said Sokobin.