Theft conviction leads to B.C. man's 20-year ban from investment market
man who was convicted and sentenced for theft in 2014 has been banned from various investment market activities for 20 years.
- man who was convicted and sentenced for theft in 2014 has been banned from various investment market activities for 20 years.
- The sentence also barred him from engaging in promotion or distribution of any type of security and from involvement in investor relation activities.
- "Fielder introduced an investor to an investment, then accepted investment funds from the investor knowing that the funds were borrowed, then diverted most of the funds to his own use," the panel said.
- All conduct of that type has a tendency to impair the confidence that investors have in the integrity of financial markets."