Holding Foreign Companies Accountable Act

ZAI LAB ALERT: Bragar Eagel & Squire, P.C. is Investigating Zai Lab Limited on Behalf of Zai Lab Stockholders and Encourages Investors to Contact the Firm

Retrieved on: 
Thursday, June 22, 2023
Legal, Professional Services, P.C, Telephone, Jeanne Eagels, NSCLC, Holding Foreign Companies Accountable Act, Patient, Holding, News, Cryptocurrency

Bragar Eagel & Squire, P.C., a nationally recognized stockholder rights law firm, is investigating potential claims against Zai Lab Limited (“Zai Lab” or the “Company”) (NASDAQ: ZLAB) on behalf of Zai Lab stockholders.

Key Points: 
  • Bragar Eagel & Squire, P.C., a nationally recognized stockholder rights law firm, is investigating potential claims against Zai Lab Limited (“Zai Lab” or the “Company”) (NASDAQ: ZLAB) on behalf of Zai Lab stockholders.
  • Our investigation concerns whether Zai Lab has violated the federal securities laws and/or engaged in other unlawful business practices.
  • Zai Lab and the other companies named in the SEC notification have until March 29, 2022 to challenge the charges against them.
  • On June 6, 2023, Zai Lab reported phase 3 trials for an oncology therapy it is developing with NovoCure.

China Jo-Jo Drugstores Announced Receipt of Nasdaq Notification Regarding Minimum Bid Price Deficiency

Retrieved on: 
Friday, June 16, 2023
Failure, Calendar, The Company, Letter, Holding Foreign Companies Accountable Act, Auction

As set forth in Nasdaq Listing Rules 5550(a)(2) ("Nasdaq Listing Rule"), it requires that the closing bid price for the Company's ordinary shares listed on Nasdaq be maintained at a minimum of US$1.00 and failure to meet it for 30 consecutive trading days constitutes a compliance deficiency.

Key Points: 
  • As set forth in Nasdaq Listing Rules 5550(a)(2) ("Nasdaq Listing Rule"), it requires that the closing bid price for the Company's ordinary shares listed on Nasdaq be maintained at a minimum of US$1.00 and failure to meet it for 30 consecutive trading days constitutes a compliance deficiency.
  • The notification has no immediate effect on the listing of the Company's ordinary shares on Nasdaq.
  • If at any time during this 180 day period, or before December 12, 2023, the closing bid price of the Company's ordinary shares is at least US$1.00 per share for a minimum of 10 consecutive business days, Nasdaq will provide written notification that the Company has achieved compliance with the minimum bid price requirement.
  • The Company intends to monitor the closing bid price of its ordinary shares between now and December 12, 2023.

EQUITY ALERT: ROSEN, A LEADING INVESTOR RIGHTS LAW FIRM, Encourages Zai Lab Limited Investors with Losses to Inquire About Securities Class Action Investigation – ZLAB

Retrieved on: 
Thursday, June 8, 2023
Legal, Professional Services, Titan, NSCLC, Holding Foreign Companies Accountable Act, Patient, Advertising, Holding, News, I-Space (Chinese company), Cryptocurrency

The Rosen Law Firm is preparing a class action seeking recovery of investor losses.

Key Points: 
  • The Rosen Law Firm is preparing a class action seeking recovery of investor losses.
  • WHAT TO DO NEXT: To join the prospective class action, go to https://rosenlegal.com/submit-form/?case_id=16923 or call Phillip Kim, Esq.
  • The Rosen Law Firm represents investors throughout the globe, concentrating its practice in securities class actions and shareholder derivative litigation.
  • 1 by ISS Securities Class Action Services for number of securities class action settlements in 2017.

Actelis Networks Regains Compliance With Nasdaq Minimum Bid Price Requirement

Retrieved on: 
Wednesday, May 3, 2023
Common stock, Internet of things, Holding Foreign Companies Accountable Act, ASNS, Auction

FREMONT, Calif., May 03, 2023 (GLOBE NEWSWIRE) -- Actelis Networks, Inc. (NASDAQ:ASNS) (“Actelis” or the “Company”) a market leader in cyber-hardened, rapid deployment networking solutions for wide area IoT applications, today announced that it received notice from The Nasdaq Stock Market (Nasdaq) on May 3, 2023 that it has regained compliance with the minimum bid price requirement under Nasdaq Listing Rule 5550(a)(2) for maintaining the listing of the shares of the Company’s common stock (the “Common Stock”) on the Nasdaq Global Capital Market.

Key Points: 
  • FREMONT, Calif., May 03, 2023 (GLOBE NEWSWIRE) -- Actelis Networks, Inc. (NASDAQ:ASNS) (“Actelis” or the “Company”) a market leader in cyber-hardened, rapid deployment networking solutions for wide area IoT applications, today announced that it received notice from The Nasdaq Stock Market (Nasdaq) on May 3, 2023 that it has regained compliance with the minimum bid price requirement under Nasdaq Listing Rule 5550(a)(2) for maintaining the listing of the shares of the Company’s common stock (the “Common Stock”) on the Nasdaq Global Capital Market.
  • On November 3, 2022, Actelis was notified by the Nasdaq Listing Qualifications that the Company was not in compliance, as its Common Stock failed to meet a closing bid price of $1.00 or more for 30 consecutive business days.
  • The Company conducted a 1-for-10 reverse stock split of the shares of the Common Stock on April 18, 2023, to aid the compliance process.
  • To regain compliance, the Company’s common stock was required to maintain a minimum closing bid price of $1.00 or more for at least 10 consecutive business days.

SThree: TVR-Total Voting Rights

Retrieved on: 
Tuesday, May 2, 2023
SThree, Financial Conduct Authority, Holding Foreign Companies Accountable Act, Transparency, Security (finance), Treasury

Therefore, the total number of voting rights in the Company is 134,464,840.

Key Points: 
  • Therefore, the total number of voting rights in the Company is 134,464,840.
  • This figure may be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, the Company under the Financial Conduct Authority's Disclosure Guidance and Transparency Rules.
  • Dissemination of a Regulatory Announcement, transmitted by EQS Group.
  • The issuer is solely responsible for the content of this announcement.

BullFrog AI Files 2022 Annual Report on Form 10-K

Retrieved on: 
Tuesday, April 25, 2023
IPO, File, Form 10-K, Work, Annual report, Machine learning, Medicine, Security (finance), Bullfrog, Holding Foreign Companies Accountable Act, Medical device, Cryptocurrency

GAITHERSBURG, Md., April 25, 2023 (GLOBE NEWSWIRE) -- BullFrog AI Holdings, Inc. (NASDAQ:BFRG; BFRGW) ("BullFrog AI" or the "Company"), a digital technology company using machine learning to usher in a new era of precision medicine, today announced it filed its Form 10-K with the Securities and Exchange Commission (“SEC”) for its year ended December 31, 2022.

Key Points: 
  • GAITHERSBURG, Md., April 25, 2023 (GLOBE NEWSWIRE) -- BullFrog AI Holdings, Inc. (NASDAQ:BFRG; BFRGW) ("BullFrog AI" or the "Company"), a digital technology company using machine learning to usher in a new era of precision medicine, today announced it filed its Form 10-K with the Securities and Exchange Commission (“SEC”) for its year ended December 31, 2022.
  • We are pleased to report that the completion of the 10-K filing has rectified this situation, and we do not anticipate similar delays with future filings," said BullFrog AI’s founder and CEO Vin Singh.
  • BullFrog AI received notice from Nasdaq on April 20, 2023, notifying the Company that it was not in compliance with the periodic filing requirements for continued listing set forth in Nasdaq Listing Rule 5250(c)(1) because the Company's Annual Report on Form 10-K for the year ended December 31, 2022 was not filed with the Securities and Exchange Commission by the required due date.
  • The Company is now in compliance with Nasdaq Listing Rule 5250(c)(1).

Canadian Solar Files Annual Report on Form 20-F for Year Ended December 31, 2022

Retrieved on: 
Tuesday, April 18, 2023
Annual report, Holding Foreign Companies Accountable Act, Cryptocurrency

GUELPH, ON, April 18, 2023 /PRNewswire/ -- Canadian Solar Inc. (the "Company", or "Canadian Solar") (NASDAQ: CSIQ), today announced the filing of its annual report on Form 20-F for the year ended on December 31, 2022 with the U.S. Securities and Exchange Commission ("SEC").

Key Points: 
  • GUELPH, ON, April 18, 2023 /PRNewswire/ -- Canadian Solar Inc. (the "Company", or "Canadian Solar") (NASDAQ: CSIQ), today announced the filing of its annual report on Form 20-F for the year ended on December 31, 2022 with the U.S. Securities and Exchange Commission ("SEC").
  • The annual report on Form 20-F can be accessed on the Company's Investor Relations website at www.canadiansolar.com or on the SEC's website at www.sec.gov .

SThree: TVR-Total Voting Rights

Retrieved on: 
Saturday, April 15, 2023
SThree, Financial Conduct Authority, Holding Foreign Companies Accountable Act, Transparency, Security (finance), Treasury

Therefore, the total number of voting rights in the Company is 134,464,840.

Key Points: 
  • Therefore, the total number of voting rights in the Company is 134,464,840.
  • This figure may be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, the Company under the Financial Conduct Authority's Disclosure Guidance and Transparency Rules.
  • Dissemination of a Regulatory Announcement, transmitted by EQS Group.
  • The issuer is solely responsible for the content of this announcement.

SThree: TVR-Total Voting Rights

Retrieved on: 
Wednesday, March 1, 2023
SThree, Financial Conduct Authority, Transparency, Holding Foreign Companies Accountable Act, Security (finance), Treasury

Therefore, the total number of voting rights in the Company is 134,464,840.

Key Points: 
  • Therefore, the total number of voting rights in the Company is 134,464,840.
  • This figure may be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, the Company under the Financial Conduct Authority's Disclosure Guidance and Transparency Rules.
  • Dissemination of a Regulatory Announcement, transmitted by EQS Group.
  • The issuer is solely responsible for the content of this announcement.

SEC Announces Departure of Renee Jones; Erik Gerding Named Director of Division of Corporation Finance

Retrieved on: 
Friday, January 13, 2023
Ueda, Security (finance), Commission, American Law Institute, University of Colorado Law School, University, Judgement, Holding, Hill and Barlow, Division, University of New Mexico School of Law, Hill, Jones, Boston College Law School, Boston Bar Association, Harvard Law School, Faculty, Professor, Dean (education), Holding Foreign Companies Accountable Act, Cleary Gottlieb Steen & Hamilton, Duke University, Acquisition, Policy, Disclosure, Corporate finance, Princeton University, Financial adviser, Law

Erik Gerding, currently the Division’s Deputy Director, will be appointed Director of the Division, effective upon Ms. Jones’s departure.

Key Points: 
  • Erik Gerding, currently the Division’s Deputy Director, will be appointed Director of the Division, effective upon Ms. Jones’s departure.
  • “Renee has led the Division of Corporation Finance during a time when we have proposed – and in numerous cases adopted – critical reforms to benefit investors,” said SEC Chair Gary Gensler.
  • “The SEC will continue to benefit from Erik’s experience and expertise, qualities that defined his service as Deputy Director.
  • ”
    Mr. Gerding joined the SEC in October 2021 and leads Legal and Regulatory Policy in the Division of Corporation Finance.