IOO

Northern Trust and Saphyre Enhance Onboarding for Investment Operations Outsourcing Clients

Retrieved on: 
Tuesday, November 29, 2022

Northern Trust (Nasdaq: NTRS) and Saphyre have deployed into production automation of the account opening process for investment manager clients of Northern Trusts Investment Operations Outsourcing (IOO) business.

Key Points: 
  • Northern Trust (Nasdaq: NTRS) and Saphyre have deployed into production automation of the account opening process for investment manager clients of Northern Trusts Investment Operations Outsourcing (IOO) business.
  • As enhancements are made over the next year, Northern Trust will schedule a planned rollout to all its Investment Operations clients.
  • The Saphyre ecosystem enables best practices and standardized communications across market participants, providing the surest path to increased straight-through processing, reduced exceptions, and cost savings, said John Desmond, Head of Investment Operations Outsourcing, U.S. at Northern Trust.
  • Northern Trusts Global Fund Services business provides services including fund administration, global custody, investment operations outsourcing and capital market revenue enhancement solutions to global investment managers supporting a range of complex investment strategies across the full spectrum of asset classes.

Canada Energy Regulator issues financial penalty to Trans-Northern Pipelines Inc.

Retrieved on: 
Wednesday, March 23, 2022

CALGARY, Alberta, March 23, 2022 (GLOBE NEWSWIRE) -- Today the Canada Energy Regulator (CER) released full details of its $100,000 Administrative Monetary Penalty (AMP) to Trans-Northern Pipelines Inc. (TNPI).

Key Points: 
  • CALGARY, Alberta, March 23, 2022 (GLOBE NEWSWIRE) -- Today the Canada Energy Regulator (CER) released full details of its $100,000 Administrative Monetary Penalty (AMP) to Trans-Northern Pipelines Inc. (TNPI).
  • This AMP was associated with other non-compliance issues related to TNPIs decommissioning activities.
  • Immediate safety and compliance issues were addressed at the time by the Inspection Officers by an Inspection Officer Order (IOO) LMR-001-2021.
  • Decommissioning is when a company shuts down the operation of a pipeline, but service is still provided through other pipelines owned by the operator.

Nottingham: Adaptive Investments Announces ETF Name Change

Retrieved on: 
Thursday, September 16, 2021

Cavalier Investments, LLC, d/b/a Adaptive Investments is a Registered Investment Advisor adhering to the theory of adaptive correlation and offers product solutions with a flexible method of responding to market conditions by reallocating assets when and where they will be the most effective.

Key Points: 
  • Cavalier Investments, LLC, d/b/a Adaptive Investments is a Registered Investment Advisor adhering to the theory of adaptive correlation and offers product solutions with a flexible method of responding to market conditions by reallocating assets when and where they will be the most effective.
  • There can be no assurance that the Adaptive Alpha Opportunities ETF will be successful in meeting its investment objective.
  • The Adaptive Alpha Opportunities ETF may invest in foreign securities and emerging markets, and these investments have risks that differ significantly from those associated with domestic securities.
  • There is no affiliation between Adaptive Investments, the Investment Advisor to the ETF, The Nottingham Company, the Administrator to the ETF, and Capital Investment Group, Inc.