IIROC

MAX Power Mining Receives BLM Permits For Phase 2 Drilling at Willcox

Retrieved on: 
Friday, March 22, 2024
Max Power, National Instrument 43-101, ITG, Five-hole, BLM, Bureau, CRADA, Research, News, University, MAXX, Willcox Playa, IIROC, National instrument, Anomaly, DLE, Lawrence Berkeley National Laboratory, Lithium, Interstate 10, MAX, Qualified person (European Union), APA, CDN, Interstate Highway System

Mr. Peter Lauder, Senior Geologist and Exploration Manager for MAX Power, commented: “The first five diamond drill holes at Willcox have supported initial theories regarding prospectivity of intense resistivity and gravimetric low anomalies at the Playa.

Key Points: 
  • Mr. Peter Lauder, Senior Geologist and Exploration Manager for MAX Power, commented: “The first five diamond drill holes at Willcox have supported initial theories regarding prospectivity of intense resistivity and gravimetric low anomalies at the Playa.
  • The southern block on BLM ground features the largest and most extreme anomalies on MAX Power’s property.
  • This bodes very well for extending the discovery of clay-rich sediments with high lithium values.
  • MAX Power reports that it has appointed Independent Trading Group, Inc. ("ITG") as a market maker for its shares traded on the Canadian Securities Exchange ("CSE").

Laconic Appoints Nicola von Schroeter to Head up Strategic Alliances

Retrieved on: 
Monday, March 18, 2024
Carbon, Honor, Organization, Entrepreneurship, Partnership, SVP, Capilano University, Management, University, Head, NCM, IIROC, Senior, NDC, Morgan Stanley, Queen's University, Patent, Data management, CanDeal, Cryptocurrency

CHICAGO, March 18, 2024 /PRNewswire/ -- Laconic Infrastructure Partners Inc. (Laconic), announced that Nicola von Schroeter will lead Laconic's partner program as Senior Vice-President of Strategic Alliances.

Key Points: 
  • CHICAGO, March 18, 2024 /PRNewswire/ -- Laconic Infrastructure Partners Inc. ( Laconic ), announced that Nicola von Schroeter will lead Laconic's partner program as Senior Vice-President of Strategic Alliances.
  • In her position as SVP Strategic Alliances, Ms. von Schroeter will play a key role in building relationships with strategic players operating in the carbon market ecosystem.
  • "Since working with Laconic's leadership team to define this strategy, it is the right time for the deployment of financial markets infrastructure through collaborative initiatives to help Paris member nations achieve their NDC goals," said Nicola von Schroeter, SVP of Strategic Alliances, Laconic.
  • Prior to Laconic, Ms. von Schroeter provided strategic consulting services to CEOs of fintech startups.

CellTrust SL2 Enterprise Capture Now Available in the Microsoft Azure Marketplace

Retrieved on: 
Tuesday, March 5, 2024
Data Management, Security, Technology, Mobile, Wireless, Software, Artificial Intelligence, Internet, Cloud, Sentinel, SOX, IIROC, Microsoft Azure, Unified endpoint management, COPE, MISA, Mobile telephony, Education, CYOD, Health, BYOD, CFTC, Entra, Government, Communication, FCA, Human, HIPAA, WhatsApp, Warner Bros. Discovery EMEA, FINRA, SL2, Microsoft, Microsoft Intune, FOIA, Freedom, Insurance

CellTrust today announced the availability of SL2 Enterprise Capture in the Microsoft Azure Marketplace , an online store providing applications and services for use on Azure.

Key Points: 
  • CellTrust today announced the availability of SL2 Enterprise Capture in the Microsoft Azure Marketplace , an online store providing applications and services for use on Azure.
  • CellTrust SL2 Enterprise Capture has been developed in Microsoft Azure utilizing Microsoft Defender for Cloud, Microsoft Sentinel, Microsoft Entra ID, and Azure AI Services.
  • “We are thrilled to join the Microsoft Azure Marketplace partner ecosystem where you can try, buy and deploy SL2 Enterprise Capture with confidence,” said Sean Moshir, CellTrust Chairman and CEO.
  • “Microsoft Azure Marketplace welcomes SL2 Enterprise Capture, which joins a cloud marketplace landscape predicted to grow revenue 500% from 2022 to 2025,” said Jake Zborowski, General Manager, Microsoft Azure Platform at Microsoft Corp. “Thanks to Azure Marketplace and partners like CellTrust, customers can do more with less by increasing efficiency, buying confidently, and spending smarter.”
    The Azure Marketplace is an online market for buying and selling cloud solutions certified to run on Azure.

Investor Alert: noura-benimners

Retrieved on: 
Wednesday, January 3, 2024
Research, CIRO, CSA, IIROC, Cryptocurrency

TORONTO, Jan. 3, 2024 /CNW/ - The Canadian Investment Regulatory Organization (CIRO) is warning Canadian investors not to be fooled by noura-benimners.

Key Points: 
  • TORONTO, Jan. 3, 2024 /CNW/ - The Canadian Investment Regulatory Organization (CIRO) is warning Canadian investors not to be fooled by noura-benimners.
  • Noura-benimners is not regulated by the former IIROC or CIRO, nor is it a member of the CIPF.
  • All investors must be informed and ask themselves important questions before purchasing higher-risk investment products that do not trade on stock exchanges.
  • Unregulated crypto-asset trading platforms are different from regulated marketplaces and may be missing key investor protections.

Hearing News Release - CIRO Hearing Panel sets date for continuation of the Hearing on the Merits in the matter of Paul Walker

Retrieved on: 
Friday, December 29, 2023
Mutual Fund Dealers Association, CIRO, IIROC, Notice, The central science, Notice of Hearing, Investment, Hearing, Financial adviser

The hearing of this matter on its merits commenced as scheduled before a Hearing Panel of CIRO's Ontario District Hearing Committee, electronically by videoconference on December 11, 2023, with respect to the allegations of misconduct set out in the Notice of Hearing.

Key Points: 
  • The hearing of this matter on its merits commenced as scheduled before a Hearing Panel of CIRO's Ontario District Hearing Committee, electronically by videoconference on December 11, 2023, with respect to the allegations of misconduct set out in the Notice of Hearing.
  • The hearing of this matter on its merits shall resume electronically by videoconference on January 22, 2024, commencing at 10:00 a.m. (Eastern), or as soon thereafter as the matter can be heard.
  • The proceedings will be open to the public, except as may be required for the protection of confidential matters.
  • CIRO is committed to the protection of investors, providing efficient and consistent regulation, and building Canadians' trust in financial regulation and the people managing their investments.

Canadian North Resources Announces the Engagement of Market Making Services

Retrieved on: 
Tuesday, December 5, 2023
NEO, TSX Venture Exchange, CNRI, Agreement, ITG, IIROC, TSX, Toronto Stock Exchange

TORONTO, Dec. 05, 2023 (GLOBE NEWSWIRE) -- Canadian North Resources Inc. ("the Company," TSXV: CNRI; OTCQX: CNRSF; FSE: EO0 (E-O-zero)) is pleased to announce the engagement of Independent Trading Group (ITG), Inc. ("ITG") to provide certain market-making services to the Company pursuant to an agreement (“the Agreement”), dated December 1, 2023.

Key Points: 
  • TORONTO, Dec. 05, 2023 (GLOBE NEWSWIRE) -- Canadian North Resources Inc. ("the Company," TSXV: CNRI; OTCQX: CNRSF; FSE: EO0 (E-O-zero)) is pleased to announce the engagement of Independent Trading Group (ITG), Inc. ("ITG") to provide certain market-making services to the Company pursuant to an agreement (“the Agreement”), dated December 1, 2023.
  • ITG will trade the securities of the Company on the TSX Venture Exchange to maintain an orderly market and improve the liquidity of the Company's common shares.
  • ITG is at arm's length to Canadian North Resources and has no other relationship with the Company except pursuant to the Agreement.
  • ITG will provide the capital used for market making.

BCSC appoints Warren Funt as commissioner

Retrieved on: 
Wednesday, December 20, 2023
Western Canada, Mutual Fund Dealers Association, Government, Business administration, IIROC, University, Simon Fraser University, BCSC

VANCOUVER, BC, Dec. 19, 2023 /CNW/ - Warren Funt has been appointed by the B.C.

Key Points: 
  • VANCOUVER, BC, Dec. 19, 2023 /CNW/ - Warren Funt has been appointed by the B.C.
  • Funt was Vice President, Western Canada for the Investment Industry Regulatory Organization of Canada (IIROC), which merged with the Mutual Fund Dealers Association of Canada to become the Canadian Investment Regulatory Organization in 2023.
  • "Warren's extensive experience in securities regulation will be invaluable to the BCSC," said Brenda Leong, the BCSC's Chair and CEO.
  • Funt holds a Bachelor of Arts in International Relations from the University of British Columbia, a Master of Business Administration from Simon Fraser University and an ICD.D designation.

Kontrol Technologies Announces Third Quarter, 2023 Financial Results; Net Income Positive for the Quarter and Year to Date

Retrieved on: 
Tuesday, November 14, 2023
IOT (Internet of Things), Environment, Technology, Sustainability, Software, Construction & Property, Building Systems, Cloud, Acquisition, KNR, Internet of things, NEO, Depreciation, Financial statement, IIROC, City, Conversation, SEDAR, Management, Software as a service, SIOS Technology Corp., Bookkeeping, Clothing, Kontrol

Kontrol Technologies Corp. ( NEO:KNR ) ( OTCQB:KNRLF ) ( FSE:1K8 ) ("Kontrol Technologies" or "Kontrol" or "Company") announces its Third Quarter, 2023 financial results.

Key Points: 
  • Kontrol Technologies Corp. ( NEO:KNR ) ( OTCQB:KNRLF ) ( FSE:1K8 ) ("Kontrol Technologies" or "Kontrol" or "Company") announces its Third Quarter, 2023 financial results.
  • A complete set of the Financial Statements and Management's Discussion & Analysis will also be filed on SEDAR ( www.sedar.com ) on the filing date.
  • “The third quarter performance demonstrates the Company’s focus on executing its strategic objectives and driving to profitability,” says Paul Ghezzi, CEO of Kontrol Technologies.
  • Net income from continuing operations for the three months and nine months ended September 30, 2023 was $665,558 and $294,501 respectively.

CIRO Hearing Panel issues Reasons for Decision in the matter of Susan Suet Man Cheung

Retrieved on: 
Thursday, December 7, 2023
The central science, Investment, Corporation, Respondent, IIROC, Vexatious litigation, Settlement, CIRO, Hearing, Notice of Hearing, Dealer, Financial adviser, Property management

TORONTO, Dec. 7, 2023 /CNW/ - A hearing panel of the Canadian Investment Regulatory Organization ("CIRO"), has issued its Reasons for Decision dated November 27, 2023 ("Reasons for Decision"), in connection with a settlement hearing held electronically by videoconference in Toronto, Ontario on March 20, 2023 in the matter of Susan Suet Man Cheung (the "Respondent").

Key Points: 
  • TORONTO, Dec. 7, 2023 /CNW/ - A hearing panel of the Canadian Investment Regulatory Organization ("CIRO"), has issued its Reasons for Decision dated November 27, 2023 ("Reasons for Decision"), in connection with a settlement hearing held electronically by videoconference in Toronto, Ontario on March 20, 2023 in the matter of Susan Suet Man Cheung (the "Respondent").
  • In its Reasons for Decision, the hearing panel confirmed the sanctions imposed on the Respondent.
  • During the period described in the Notice of Hearing, the Respondent conducted business in the Toronto, Ontario area.
  • CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada's debt and equity marketplaces.

CIRO Hearing Panel issues Reasons for Decision in the matter of Jennifer Ajin

Retrieved on: 
Wednesday, December 6, 2023
The central science, Investment, Respondent, IIROC, Vexatious litigation, CIRO, Hearing, Financial adviser

TORONTO, Dec. 6, 2023 /CNW/ - A Hearing Panel of the Canadian Investment Regulatory Organization ("CIRO"), has issued its Reasons for Decision dated November 14, 2023 ("Reasons for Decision"), in connection with a settlement hearing held electronically by videoconference in Halifax, Nova Scotia on February 2, 2022, in the matter of Jennifer Ajin (the "Respondent").

Key Points: 
  • TORONTO, Dec. 6, 2023 /CNW/ - A Hearing Panel of the Canadian Investment Regulatory Organization ("CIRO"), has issued its Reasons for Decision dated November 14, 2023 ("Reasons for Decision"), in connection with a settlement hearing held electronically by videoconference in Halifax, Nova Scotia on February 2, 2022, in the matter of Jennifer Ajin (the "Respondent").
  • In its Reasons for Decision, the Hearing Panel confirmed the sanctions imposed on the Respondent.
  • In particular, the Respondent:
    shall in the future comply with MFDA Rule 2.1.1.
  • CIRO is committed to the protection of investors, providing efficient and consistent regulation, and building Canadians' trust in financial regulation and the people managing their investments.