SIPC | Jotup

Capital Group Team Joins Investment Firm Bison Wealth

Retrieved on:

Tuesday, July 18, 2023

Bison, Learning, Investment Advisers Act of 1940, Freedom, Multimedia, Yang, Creativity, SIPC, FINRA, Knowledge, Growth, UHNW, Capital Group Companies, Financial adviser

ATLANTA, July 18, 2023 /PRNewswire/ -- Becky Wuest Creavin and Patricia Janco-Tupper, formerly part of Capital Group, are on the move. Becky and Patti have been a team for over a decade and bring complementary perspectives to addressing their clients' needs. The duo currently manages approximately $500M in client assets with the majority of their clients being serial entrepreneurs.

Key Points:

"Patti Janco-Tupper and Becky Wuest Creavin embody the true culture of what we are building here at Bison Wealth.
We are all very excited to have them both here at Bison Wealth and the families they represent," states Chuck Rice, CEO of Bison Wealth.
Investment Advisory services are provided through Bison Wealth, LLC located at 3550 Lenox Road NE Suite 2550 Atlanta, GA 30326.
Bison Wealth is an independent investment adviser registered under the Investment Advisers Act of 1940, as amended.

Power Leaves Corp. Engages Boustead Securities as Exclusive Financial Advisor

Retrieved on:

Wednesday, July 12, 2023

PLC, Boustead, SIPC, FINRA

TORONTO, Ontario, July 12, 2023 (GLOBE NEWSWIRE) -- via NewMediaWire – Power Leaves Corp. (“PLC”), a manufacturer of decocainized coca leaf extract, announced today that it has engaged Boustead Securities, LLC, an SEC registered broker-dealer and FINRA and SIPC member, (“Boustead”) as its exclusive financial advisor.

Key Points:

TORONTO, Ontario, July 12, 2023 (GLOBE NEWSWIRE) -- via NewMediaWire – Power Leaves Corp. (“PLC”), a manufacturer of decocainized coca leaf extract, announced today that it has engaged Boustead Securities, LLC, an SEC registered broker-dealer and FINRA and SIPC member, (“Boustead”) as its exclusive financial advisor.
“We are excited to work with the Boustead team, who has a strong track record of supporting companies’ capital raises and their public listings in the United States,” commented Pat McCutcheon, Power Leaves Co-Founder & CEO.
Boustead Securities CEO Keith Moore stated, “Power Leaves Corp. has a unique opportunity to bring a potentially disruptive ingredient to market through its novel coca extract supply chain.
We look forward to serving as PLC’s exclusive financial advisor.”
Since the start of 2023, PLC has completed the construction of its foundational facilities, launched a new product line, and entered into multiple supply agreements for the U.S. and Canadian markets.

BGO Industrial Real Estate Income Trust, Inc.’s Initial Public Offering Declared Effective by the U.S. Securities and Exchange Commission

Retrieved on:

Wednesday, July 12, 2023

BGO Industrial Real Estate Income Trust, Inc. (“BGO IREIT”) today announced its Registration Statement on Form S-11 in connection with its initial public offering of common stock has been declared effective by the U.S. Securities and Exchange Commission.

Key Points:

BGO Industrial Real Estate Income Trust, Inc. (“BGO IREIT”) today announced its Registration Statement on Form S-11 in connection with its initial public offering of common stock has been declared effective by the U.S. Securities and Exchange Commission.
BGO IREIT is a newly organized corporation formed to be a pure-play industrial real estate investment trust investing primarily in stabilized, income-oriented industrial warehouse and logistics properties primarily located in the United States.
To a lesser extent, BGO IREIT will also invest in real estate-related assets, including real estate debt and real estate-related securities.
These properties will primarily consist of institutional-quality, modern bulk distribution warehouses, light industrial buildings, last-mile distribution facilities, temperature-controlled logistics properties and logistics chain properties.

Joseph Gunnar Announces Appointment of Sean Corcoran as Head of Equity Capital Markets

Retrieved on:

Tuesday, July 11, 2023

Joseph Gunnar & Co., LLC (“JGUN”), a leading full-service broker-dealer, investment adviser, and investment bank focused on the emerging growth markets, continues to expand the capabilities of its growing investment banking practice with the addition of industry veteran Sean Corcoran as Head of Equity Capital Markets.

Key Points:

Joseph Gunnar & Co., LLC (“JGUN”), a leading full-service broker-dealer, investment adviser, and investment bank focused on the emerging growth markets, continues to expand the capabilities of its growing investment banking practice with the addition of industry veteran Sean Corcoran as Head of Equity Capital Markets.
Mr. Corcoran brings over three decades of equity capital market experience.
Davidson, where he was instrumental in enhancing the firm’s origination, distribution, and placement of lead-managed and co-managed deals.
Joseph Gunnar & Co., LLC’s affiliate Buttonwood fund also offers suitable individual and entity investors membership interests in pre-IPO venture investments.

Thumzup CEO and Founder Progress and Update Letter to Shareholders

Retrieved on:

Tuesday, July 11, 2023

Benzinga recently hosted Thumzup for a live interview discussing our growth strategy and Reg A+ offering titled Benzinga All Access: Thumzup Media Corporation | Robert Steele .

Key Points:

Benzinga recently hosted Thumzup for a live interview discussing our growth strategy and Reg A+ offering titled Benzinga All Access: Thumzup Media Corporation | Robert Steele .
Our approach revolves around gaining critical mass in a specific geographic area before expanding to other strategic markets.
Thumzup recently engaged Dalmore Group, LLC (“Dalmore”), a member of both FINRA and SIPC, to conduct a qualified offering under Regulation A+.
We are incredibly grateful to all Thumzup shareholders for their continued trust and support and look forward to reporting back on our progress.

Thumzup® Advances its Ranking into the Top 10 Percent of Actively Registered Reg A+ and Reg CF Offerings

Retrieved on:

Friday, July 7, 2023

Los Angeles, CA, July 07, 2023 (GLOBE NEWSWIRE) -- Thumzup Media Corporation ("Thumzup" or the "Company") (OTCQB: TZUP) is excited to announce that it has received over $750,000 in funded subscriptions to its qualified Regulation A+ offering. According to an analysis of KingsCrowd data, Thumzup is now in the top 10 percent of currently active offerings under Regulation A+ and Regulation CF, ranked by amount raised as of July 6, 2023[1]. The Company has now received investment capital of more than $4.0 million since inception.

Key Points:

The Company has now received investment capital of more than $4.0 million since inception.
We believe that there’s a potentially massive market:
Thumzup’s highly scalable growth model seeks to disrupt the $208 billion dollar online advertising market[2].
The Company believes that its platform is well-positioned to capitalize on this market, democratizing the social media marketing ecosystem.
Subscriptions of $250,000 or more shall receive 20% more shares of Common Stock for their subscription.

Legion Capital Announces SEC Qualification of New $75 Million Securities Offering

Retrieved on:

Friday, June 23, 2023

Legion, Best-effort delivery, RIA, Regulation A, Securities and Exchange Commission (Philippines), SIPC, FINRA, Corporate finance, Security (finance), BD, Central Florida

ORLANDO, Fla., June 23, 2023 (GLOBE NEWSWIRE) -- Legion Capital Corporation (LGCP), a specialized lender serving small to medium sized operators and real estate developers, today announced approval of their new $75 million Regulation A, Tier II Bond and Preferred Stock offering.

Key Points:

ORLANDO, Fla., June 23, 2023 (GLOBE NEWSWIRE) -- Legion Capital Corporation (LGCP), a specialized lender serving small to medium sized operators and real estate developers, today announced approval of their new $75 million Regulation A, Tier II Bond and Preferred Stock offering.
The new offering was qualified by the Securities and Exchange Commission (SEC) on Thursday, June 22, 2023.
“Legion remains committed to the independent broker dealer community and its constituents for capital formation,” stated Jason Plucinak, Vice President of Corporate Finance, who leads BD & RIA distribution for the firm.
The securities are offered on a best-efforts basis on behalf of Legion Capital Corporation by WealthForge Securities, LLC, as managing broker dealer, a member of FINRA and SIPC.

Report from Morgan Stanley at Work Highlights Increasingly Strategic Role of Liquidity Events for Private Companies

Retrieved on:

Wednesday, June 21, 2023

Banking, Professional Services, Human Resources, Finance, Morgan Stanley, Liquidity, Work, Rebel, Multimedia, Research, Organization, SIPC, Initial public offering, Privately held company, Growth, Market, Security (finance)

Morgan Stanley at Work today released its new report Liquidity Trends: Perspectives from Private Company Leaders, spotlighting how private markets are responding to the challenging macro environment by strategically evolving their equity and liquidity programs.

Key Points:

Morgan Stanley at Work today released its new report Liquidity Trends: Perspectives from Private Company Leaders, spotlighting how private markets are responding to the challenging macro environment by strategically evolving their equity and liquidity programs.
However, with private companies choosing to stay private longer (37% now plan to stay private, while 34% are unsure or questioning next steps), the traditional liquidity path of going public is becoming more elusive.
These simultaneous pressures have pushed innovative liquidity solutions to the forefront as a business strategy to help private companies balance long-term goals with rewarding employees.
Morgan Stanley at Work services are provided by Morgan Stanley Smith Barney LLC, member SIPC, and/or its affiliates, all wholly owned subsidiaries of Morgan Stanley.

Antarctica Advisors Acts as Exclusive Investment Banking Advisor to Boston Sword & Tuna in its 100% Sale to Fortune International, LLC

Retrieved on:

Wednesday, June 14, 2023

Heart, Maritime & Seafood Industry Museum, Fortune International Group, Seafood, Co-ownership, Negotiation, Sale, Fishing, M&A, Acquisition, SIPC, FINRA, Knowledge, Growth, Family, Financial adviser, Seaport District

Based in the heart of Boston's Seaport District, Boston Sword was established in 2003 by the Scola Family.

Key Points:

Based in the heart of Boston's Seaport District, Boston Sword was established in 2003 by the Scola Family.
Michael Scola, CEO of Boston Sword, will continue to run the company along with Co-Owner and President Larry Dore.
ft. expansion of its processing plant, Boston Sword will take its already sizable skin-pack business national and significantly grow its other lines of business.
Charles Arrigo, Director with Antarctica Advisors, commented: "The acquisition of Boston Sword by Fortune creates one of the strongest seafood distribution platforms in the U.S., particularly in fresh seafood.

Morgan Stanley at Work’s 2023 Thrive Conference Spotlights Increased Focus on Workplace Benefits

Retrieved on:

Monday, June 12, 2023

For example:

Key Points:

For example:
According to Morgan Stanley at Work’s State of the Workplace 2023 report, the environment is having a significant impact on the workplace, with employees paying closer attention to financial benefits.
Service, the employee experience, and benefits education are growing more important as employees increasingly turn to their workplace benefits.
S&P 500® Companies Represented includes companies for which Morgan Stanley at Work provides equity compensation solutions as of March 2023.
Morgan Stanley at Work services are provided by Morgan Stanley Smith Barney LLC, member SIPC, and/or its affiliates, all wholly owned subsidiaries of Morgan Stanley.