SIPC

Industry Veteran Jim Press Joins The Presidio Group as Strategic Advisor

Retrieved on: 
Tuesday, November 30, 2021
Finance, Banking, Professional Services, General Automotive, Automotive, Cerberus, Jim Press, Senior, Natural rubber, CEO, Senior advisor, Environment, Industry, Toyota, SIPC, Fox, Toyota Motor Sales, USA, Leadership, FINRA, Chrysler, Family, Bloomberg, Investment, Knee, Cerberus Capital Management, Renault–Nissan–Mitsubishi Alliance, Board, Knowledge, Director, CNBC, Philosophy, Road, Public relations, Financial adviser

The Presidio Group LLC (Presidio), an independent merchant banking firm focused on mergers and acquisitions, capital raising, and investments in the automotive retail and consumer mobility sectors, appoints industry veteran Jim Press as strategic advisor.

Key Points: 
  • The Presidio Group LLC (Presidio), an independent merchant banking firm focused on mergers and acquisitions, capital raising, and investments in the automotive retail and consumer mobility sectors, appoints industry veteran Jim Press as strategic advisor.
  • We are both honored and humbled to welcome automotive industry legend Jim Press to Presidio, said Brodie Cobb, CEO and founder of The Presidio Group.
  • We could not be more thrilled to welcome Jim to our family, added George Karolis, President of The Presidio Group.
  • Presidio Merchant Partners LLC is a subsidiary of The Presidio Group LLC and is a member of FINRA and SIPC.

Zelman & Associates Expands Building Products Investment Banking Team with New Senior Banker

Retrieved on: 
Monday, November 29, 2021
Senior, Associate, Fidelity Investments, CEO, Walker & Dunlop, Industry, Housing, NYSE, SIPC, FINRA, Great Places, Investment, Harris Williams & Co., Goal, Work, Trust, Research, Entrepreneurship, Deutsche Bank, WD, Multimedia, Life, Financial services, Real estate

NEW YORK, Nov. 29, 2021 /PRNewswire/ -- Zelman & Associates, a Walker & Dunlop Company and the leading institutional research and investment banking firm dedicated exclusively to the U.S. housing industry, announced that Graham Rives has joined the company as Managing Director. Mr. Rives will lead the firm's building products investment banking coverage and will work in close collaboration with Tony McGill, Senior Managing Director and Head of Investment Banking at Zelman & Associates.

Key Points: 
  • Mr. Rives will lead the firm's building products investment banking coverage and will work in close collaboration with Tony McGill, Senior Managing Director and Head of Investment Banking at Zelman & Associates.
  • "Graham is a fantastic addition to our team," said Ivy Zelman, CEO and Co-Founder of Zelman & Associates.
  • "His extensive track record leading both M&A and capital markets transactions expands the reach of and brings added depth to our industry-leading investment banking platform."
  • Founded in 2007 by Ivy Zelman and Dennis McGill, Zelman & Associates is the leading institutional research advisory and investment banking firm dedicated exclusively to the U.S. housing industry.

Churchill Asset Management Completes $750 Million Middle Market CLO Offering

Retrieved on: 
Monday, November 29, 2021
Banking, Other Professional Services, Professional Services, Finance, Judgement, TIAA, Teachers Insurance and Annuity Association of America, SIPC, Exercise, FINRA, Solution, CLO, Insurance, AAA, LLC, Association, Company, Bank, Security (finance), Financial adviser

Churchill Asset Management LLC (Churchill or the Firm), an investment specialist of Nuveen that provides customized financing solutions to U.S. middle market-focused private equity sponsors and their portfolio companies, today announced the closing of a $750 million middle market collateralized loan obligation (CLO), Churchill Middle Market CLO III Ltd. (CLO III) on November 4, 2021.

Key Points: 
  • Churchill Asset Management LLC (Churchill or the Firm), an investment specialist of Nuveen that provides customized financing solutions to U.S. middle market-focused private equity sponsors and their portfolio companies, today announced the closing of a $750 million middle market collateralized loan obligation (CLO), Churchill Middle Market CLO III Ltd. (CLO III) on November 4, 2021.
  • We are pleased to build upon Churchills market leading middle market CLO business with the successful closing of CLO III, said Kelli Marti, Churchills CLO Portfolio Manager, adding, Both the outstanding support from our existing investors and the competitive pricing achieved were a testament to investor confidence in Churchills time-tested investment approach and CLO management expertise.
  • Churchill has a proven 15-year track record as a middle market CLO manager with the same senior investment team, having successfully navigated multiple credit cycles.
  • Churchill Asset Management is a registered investment advisor and majority-owned, indirect subsidiary of Teachers Insurance and Annuity Association of America.

Univest Securities, LLC Announces Closing of US$16.5 Million Registered Direct Offering for its Client China Xiangtai Food Co., Ltd. (Nasdaq: PLIN)

Retrieved on: 
Wednesday, November 24, 2021
Securities Act of 1933, Private Securities Litigation Reform Act, Sale, Phrase, Acquisition, Company, SIPC, Form, SEC filing, SEC, FINRA, Regulation, Park Avenue, U.S. Securities and Exchange Commission, Prospectus, PLIN, Research, GLOBE, LLC, Marketing, Offering, NASDAQ, Seagram Building, Security (finance), Financial adviser

The warrants will be exercisable 60 days from the date of issuance and have an exercise price of US$1.008.

Key Points: 
  • The warrants will be exercisable 60 days from the date of issuance and have an exercise price of US$1.008.
  • Univest Securities, LLC acted as the exclusive placement agent for this offering.
  • Ortoli Rosenstadt LLP served as counsel to the Company, and Hunter Taubman Fischer & Li LLC served as counsel to Univest Securities, LLC in connection with the Offering.
  • The sale of the ordinary shares in the registered direct offering was made pursuant to a shelf registration statement on Form F-3 (File No.

OTC Markets Group Welcomes Los Andes Copper Ltd. to OTCQX

Retrieved on: 
Wednesday, November 24, 2021
Pink, Copper, Company, SIPC, Compliance, SEC, FINRA, ATS, Dorsey & Whitney, OTCQX, LA, Project, Security (finance)

NEW YORK, Nov. 24, 2021 /PRNewswire/ -- OTC Markets Group Inc. (OTCQX: OTCM), operator of financial markets for over 11,000 U.S. and global securities, today announced Los Andes Copper Ltd. (TSX-V: LA; OTCQX: LSANF), a development company with a 100% interest in a large open pit copper project in Chile, has qualified to trade on the OTCQX Best Market.

Key Points: 
  • NEW YORK, Nov. 24, 2021 /PRNewswire/ -- OTC Markets Group Inc. (OTCQX: OTCM), operator of financial markets for over 11,000 U.S. and global securities, today announced Los Andes Copper Ltd. (TSX-V: LA; OTCQX: LSANF), a development company with a 100% interest in a large open pit copper project in Chile, has qualified to trade on the OTCQX Best Market.
  • R. Michael Jones CEO of Los Andes Copper said we are pleased to begin trading on the OTCQX Market as we advance our copper project towards pre-feasibility.
  • About Los Andes Copper Ltd.
    Los Andes Copper Ltd. is a development company with a 100% interest in the Vizcachitas project in Chile ("Vizcachitas" or the "Project").
  • About OTC Markets Group Inc.
    OTC Markets Group Inc. (OTCQX: OTCM) operates the OTCQX Best Market, the OTCQB Venture Market and the Pink Open Market for over 11,000 U.S. and global securities.

UBS Declares Quarterly Coupon Payments on Exchange Traded Note: AMUB

Retrieved on: 
Tuesday, November 23, 2021
Banking, Professional Services, Finance, Security (finance), SIX Swiss Exchange, Asia, Federal Deposit Insurance Corporation, NYSE, SIPC, New, AMZ, NYSE Arca, UBS, Telephony, SEC, ANGI, Solution, U.S. Securities and Exchange Commission, ETN, Prospectus, Reproduction, Risk, Communication, LLC, EDGAR, UBS AG, Current yield, Financial adviser, ETRACS, UBS, ETRACS, UBS

The Current Yield is not indicative of future coupon payments, if any, on the ETN.

Key Points: 
  • The Current Yield is not indicative of future coupon payments, if any, on the ETN.
  • ETRACS ETNs are senior unsecured notes issued by UBS AG, are traded on NYSE Arca, and can be bought and sold through a broker or financial advisor.
  • This material is issued by UBS AG and/or any of its subsidiaries and/or any of its affiliates ("UBS").
  • The key symbol, UBS and ETRACS are among the registered and unregistered trademarks of UBS.

OTC Markets Group Welcomes Magnis Energy Technologies Ltd. to OTCQX

Retrieved on: 
Tuesday, November 23, 2021
MCAP, Adoption, Cell, Electrical mobility, Technology, Pink, Company, ASX, SIPC, Compliance, SEC, FINRA, ATS, OTCQX, MNS, Lithium, Security (finance)

Magnis Energy Technologies Ltd. upgraded to OTCQX from the Pink market.

Key Points: 
  • Magnis Energy Technologies Ltd. upgraded to OTCQX from the Pink market.
  • Magnis Energy Technologies Ltd. begins trading today on OTCQX under the symbol "MNSEF."
  • About OTC Markets Group Inc.
    OTC Markets Group Inc. (OTCQX: OTCM) operates the OTCQX Best Market, the OTCQB Venture Market and the Pink Open Market for over 11,000 U.S. and global securities.
  • OTC Link ATS, OTC Link ECN and OTC Link NQB are each an SEC regulated ATS, operated by OTC Link LLC, a FINRA and SEC registered broker-dealer, member SIPC.

First Capital, Inc. Announces Quarterly Dividend

Retrieved on: 
Wednesday, November 17, 2021
LPL, SIPC, Internet access, FDIC, GLOBE, NASDAQ, Board, First London, First Harrison Gray Otis House, Holding company, Bank

The dividend will be paid on December 30, 2021 to shareholders of record as of December 16, 2021.

Key Points: 
  • The dividend will be paid on December 30, 2021 to shareholders of record as of December 16, 2021.
  • First Capital, Inc. is the holding company for First Harrison Bank.
  • Access to First Harrison Bank accounts, including online banking and electronic bill payments, is available anywhere with Internet access through the Banks website at www.firstharrison.com.
  • For more information and financial data about First Capital, Inc., please visit Investor Relations at First Harrison Banks aforementioned website.

Pacific Life Collaborates With Ensight™ and Insurance Technologies on New Dynamic Client Illustration Tool for Annuities

Retrieved on: 
Friday, November 19, 2021
Finance, Seniors, Consumer, Professional Services, Insurance, Insurance, Sale, CEO, Time, Industry, Pacific Life, Retirement, SIPC, Long-term care, Ethisphere Institute, FINRA, Solution, EVP, LLC, Acceleration, Architecture, Life, Â, Sales, Financial services, Financial adviser, Pacific Life, Ensight, Insurance Technologies, PACIFIC LIFE, ENSIGHT, INSURANCE TECHNOLOGIES

To receive this personalized, interactive output for their clients, financial professionals should ask their Pacific Life consultative wholesalers for the Ensight presentation or e-brochure when they request an illustration.

Key Points: 
  • To receive this personalized, interactive output for their clients, financial professionals should ask their Pacific Life consultative wholesalers for the Ensight presentation or e-brochure when they request an illustration.
  • Pacific Life refers to Pacific Life Insurance Company and its affiliates, including Pacific Life & Annuity Company.
  • Insurance products are issued by Pacific Life Insurance Company in all states except New York and in New York by Pacific Life & Annuity Company.
  • Variable insurance products are distributed by Pacific Select Distributors, LLC (member FINRA & SIPC), a subsidiary of Pacific Life Insurance Company (Newport Beach, CA), and an affiliate of Pacific Life & Annuity Company, and are available through licensed third parties.

Piper Sandler Companies Announces Share Repurchase Authorization

Retrieved on: 
Friday, November 19, 2021
Banking, Professional Services, Finance, SIPC, Security (finance), Share repurchase, View, Securities and Futures Commission, SEC, Annual report, Forward-looking statement, NYSE

Piper Sandler Companies (NYSE: PIPR), a leading investment bank, announced today that its board of directors has authorized the repurchase of up to $150 million of the company's outstanding common stock.

Key Points: 
  • Piper Sandler Companies (NYSE: PIPR), a leading investment bank, announced today that its board of directors has authorized the repurchase of up to $150 million of the company's outstanding common stock.
  • The companys previous $150 million repurchase authorization expires on December 31, 2021.
  • Piper Sandler Companies (NYSE: PIPR) is a leading investment bank driven to help clients Realize the Power of Partnership.
  • Securities brokerage and investment banking services are offered in the U.S. through Piper Sandler & Co., member SIPC and NYSE; in Europe through Piper Sandler Ltd., authorized and regulated by the U.K. Financial Conduct Authority; and in Hong Kong through Piper Sandler Hong Kong Limited, authorized and regulated by the Securities and Futures Commission.