FINRA

Trilogy Real Estate Group Hires Margo Steahly as Senior Vice President, Sales Operations & Due Diligence

Retrieved on: 
Thursday, February 22, 2024

CHICAGO, Feb. 22, 2024 /PRNewswire/ -- Trilogy Real Estate Group , a Chicago-based real estate investment and property management firm, announced today that Margo Steahly has joined the company as senior vice president, sales operations and due diligence.

Key Points: 
  • CHICAGO, Feb. 22, 2024 /PRNewswire/ -- Trilogy Real Estate Group , a Chicago-based real estate investment and property management firm, announced today that Margo Steahly has joined the company as senior vice president, sales operations and due diligence.
  • "Trilogy is always looking to enhance the performance of its sales and distribution efforts, and Margo's extensive background makes her an excellent addition for our sales team," said Matt Leiter, chief financial officer for Trilogy Real Estate Group.
  • Steahly has more than 25 years of experience in sales and marketing and has been focused on private placements since 2003.
  • Trilogy Real Estate Group acquires, develops and manages properties across the Midwest and the Southeast, and has sponsored more than 16 investment offerings, including DSTs and qualified opportunity zone funds.

Themes Management Company Selects SS&C to Provide Distribution Services for ETF Suite

Retrieved on: 
Thursday, February 22, 2024

WINDSOR, Conn., Feb. 22, 2024 /PRNewswire/ -- SS&C Technologies Holdings, Inc. (Nasdaq: SSNC) today announced that Themes Management Company, LLC, has selected SS&C ALPS Distributors to provide distribution services to Themes ETFs.

Key Points: 
  • WINDSOR, Conn., Feb. 22, 2024 /PRNewswire/ -- SS&C Technologies Holdings, Inc. (Nasdaq: SSNC) today announced that Themes Management Company, LLC, has selected SS&C ALPS Distributors to provide distribution services to Themes ETFs.
  • Themes ETFs is led by CEO Jose Gonzalez-Navarro, who previously cofounded Global X ETFs in 2008 and London-based Leverage Shares ETPs in 2018.
  • The Themes ETF Trust series has 11 thematic ETFs focused on niche opportunities within technology, commodities and aviation, with plans to further expand the lineup.
  • Services include compliance, fund and legal administration, distribution services, compliance and more.

Art Miller Joins ExchangeRight's Growing Strategic Relations Team

Retrieved on: 
Thursday, February 22, 2024

Miller will serve advisors, representatives, and their clients in New York, New Jersey, Pennsylvania, Rhode Island, Connecticut, Massachusetts, Vermont, New Hampshire, and Maine.

Key Points: 
  • Miller will serve advisors, representatives, and their clients in New York, New Jersey, Pennsylvania, Rhode Island, Connecticut, Massachusetts, Vermont, New Hampshire, and Maine.
  • - Art Miller, SVP at ExchangeRight
    Geoff Flahardy, ExchangeRight's president of Strategic Relations, shared that adding Miller and other new members to ExchangeRight's growing team enables the company to provide enhanced support and concierge service to its industry partners.
  • Miller joins ExchangeRight with more than 20 years of experience in real estate, focusing on asset management and financial planning.
  • I look forward to joining this team whose platforms have so consistently protected investors' wealth and income."

First-Ever Copy-Trading Platform dub Raises $17M Seed Round From A-List VCs and Individual Investors

Retrieved on: 
Thursday, February 22, 2024

NEW YORK, Feb. 22, 2024 /PRNewswire/ -- dub, the first copy-trading platform in the U.S., today announced a $17 million funding round from a group of venture capital firms and individual investors including the CEO of Uber and Co-founder of Robinhood.

Key Points: 
  • dub allows everyday investors to replicate the portfolios of emerging investment managers, famed hedge funds, or elected officials with a single tap.
  • The funding also includes a $2 million venture debt facility provided by Silicon Valley Bank (SVB), a division of First Citizens Bank.
  • With the simple-to-use dub app, everyday investors can choose to copy portfolios with the same ease of buying a single stock.
  • The same investors, or any individual on dub, can also avail their own investment portfolios to be copied.

The Law Offices of Frank R. Cruz Reminds Investors of Looming Deadline in the Class Action Lawsuit Against Golden Heaven Group Holdings Ltd. (GDHG)

Retrieved on: 
Friday, February 16, 2024

The Law Offices of Frank R. Cruz reminds investors of the upcoming February 20, 2024 deadline to file a lead plaintiff motion in the class action filed on behalf of investors who acquired Golden Heaven Group Holdings Ltd. (“Golden Heaven” or the “Company”) (NASDAQ: GDHG ) securities between April 13, 2023 and December 8, 2023, inclusive (the “Class Period”).

Key Points: 
  • The Law Offices of Frank R. Cruz reminds investors of the upcoming February 20, 2024 deadline to file a lead plaintiff motion in the class action filed on behalf of investors who acquired Golden Heaven Group Holdings Ltd. (“Golden Heaven” or the “Company”) (NASDAQ: GDHG ) securities between April 13, 2023 and December 8, 2023, inclusive (the “Class Period”).
  • On this news, Golden Heaven’s stock price fell $6.63, or 27.9%, to close at $17.12 per share on November 13, 2023, thereby injuring investors.
  • If you purchased or otherwise acquired Golden Heaven securities during the Class Period, you may move the Court no later than February 20, 2024 to request appointment as lead plaintiff in this putative class action lawsuit.
  • To be a member of the class action you need not take any action at this time; you may retain counsel of your choice or take no action and remain an absent member of the class action.

FINRA Announces Three New Governors on Its Board

Retrieved on: 
Friday, February 16, 2024

FINRA announced today that Derrick Roman, former partner of PricewaterhouseCoopers LLP (PwC), and Gus Sauter, current member of FINRA’s Investment Committee , have been appointed as public governors on its Board of Governors .

Key Points: 
  • FINRA announced today that Derrick Roman, former partner of PricewaterhouseCoopers LLP (PwC), and Gus Sauter, current member of FINRA’s Investment Committee , have been appointed as public governors on its Board of Governors .
  • Together, these individuals bring extensive audit, risk management, regulatory policy and investing experience to the Board.
  • View the full release here: https://www.businesswire.com/news/home/20240216351276/en/
    “I am delighted to welcome Derrick, Gus and Naureen as the Board’s newest governors,” said FINRA Board Chair Eric Noll .
  • His other board affiliations include CommScope Holdings; WEX, Inc. and NABA Inc. (the National Association of Black Accountants).

New to The Street Airs Episode 556 Featuring Five Corporate Interviews, Broadcast on the FOX Business Network Monday, February 19, 2024, at 10:30 PM PT

Retrieved on: 
Friday, February 16, 2024

New to The Street's Episode 556 line-up features the following five (5) Corporate interviews:

Key Points: 
  • New to The Street's Episode 556 line-up features the following five (5) Corporate interviews:
    2).
  • Tonix's new drug, called Tonmya™, is a new class of medicine that controls pain in those who have fibromyalgia.
  • Fibromyalgia is common in women who have been unsuccessful in finding current marketplace drugs limited in the treatment success.
  • Clinical studies have shown that Tonmya™ can eliminate most pain, enhance sleep, and diminish fatigue in patients.

Avrio Announces The Appointment of Co-Founder Lawrence Wintermeyer as CEO

Retrieved on: 
Friday, February 16, 2024

NEW YORK, Feb. 16, 2024 (GLOBE NEWSWIRE) -- Avrio Worldwide (Avrio) has announced that it has appointed co-founder Lawrence Wintermeyer as CEO.

Key Points: 
  • NEW YORK, Feb. 16, 2024 (GLOBE NEWSWIRE) -- Avrio Worldwide (Avrio) has announced that it has appointed co-founder Lawrence Wintermeyer as CEO.
  • Wintermeyer has held roles chairing regulated alternative investment funds in managed futures, energy, and global reinsurance following a career in advisory services in Big 4 management consultancy serving the global financial services sector.
  • Arkonis uses the technology to operate an ATS, a qualified matching engine, and a quotation bureau in the United States.
  • Says Wintermeyer, “I am delighted on the appointment to CEO.

NCLA Amicus Brief Exposes Fatal Constitutional Flaws in SEC’s Illegal Mass Data Collection Regime

Retrieved on: 
Thursday, February 15, 2024

SEC’s CAT is an unprecedented mass confiscation of personal financial data in blatant violation of the Fourth Amendment’s restrictions on unreasonable searches and seizures.

Key Points: 
  • SEC’s CAT is an unprecedented mass confiscation of personal financial data in blatant violation of the Fourth Amendment’s restrictions on unreasonable searches and seizures.
  • No law passed by Congress gives SEC authority to set up a data collection and surveillance system.
  • NCLA released the following statements:
    “The CAT is an illegal SEC power grab that violates ordinary Americans’ basic constitutional rights.
  • This Leviathan-sized dragnet is absurd, risky, and utterly unlawful.”
    — Mark Chenoweth, President and Chief Legal Officer, NCLA

First Trust Energy Infrastructure Fund Issues Notice Regarding February 2024 Distribution

Retrieved on: 
Thursday, February 15, 2024

A return of capital distribution does not necessarily reflect the Fund's investment performance and should not be confused with "yield" or "income."

Key Points: 
  • A return of capital distribution does not necessarily reflect the Fund's investment performance and should not be confused with "yield" or "income."
  • The amounts and sources of distributions reported in this Notice are only estimates and are not being provided for tax reporting purposes.
  • First Trust Advisors L.P. ("FTA") is a federally registered investment advisor and serves as the Fund's investment advisor.
  • FTP is also a distributor of mutual fund shares and exchange-traded fund creation units.