FINRA

Columbia Seligman Premium Technology Growth Fund Announces First Quarter Distribution: 9.25% Annual Rate for IPO Investors

Retrieved on: 
Friday, February 4, 2022
Professional Services, Finance, Risk, FINRA, NAV, Sale, U.S. Securities and Exchange Commission, CPP Investment Board, Policy, Columbia, Calendar, LLC, Technology, Board, Program, Table, Total, Regulation, IPO, Pension fund investment in infrastructure, Investment, Movement, New, Security (finance), FDIC, Income, Life insurance, Real estate, Online gambling, Financial adviser, Columbia Threadneedle Investments, Fund

A return of capital distribution does not necessarily reflect the Funds investment performance and should not be confused with yield or income.

Key Points: 
  • A return of capital distribution does not necessarily reflect the Funds investment performance and should not be confused with yield or income.
  • Average annual total return of a share of the Funds common stock at NAV for the period since inception of Fund Investment operations through the period noted includes the 4.50% sales load assessed to IPO investors.
  • Columbia Threadneedle Investments (Columbia Threadneedle) is the global brand name of the Columbia and Threadneedle group of companies.
  • The Columbia Seligman Premium Technology Growth Fund is managed by Columbia Management Investment Advisers, LLC.

MetaCap Inc. Announces New Board Members

Retrieved on: 
Thursday, February 3, 2022
MCAP, Private Securities Litigation Reform Act, FINRA, MBIT, SEC, Goal, LLC, Board of directors, Board, Decentralized finance, Investor relations, News, Industry, OTC, Software, Security (finance), Director

ORLANDO, Fla., Feb. 3, 2022 /PRNewswire/ -- MetaCap Inc. (OTC: MCAP) today announced that it has expanded its Board of Directors to include Michael Franzese and Edward Barry.

Key Points: 
  • ORLANDO, Fla., Feb. 3, 2022 /PRNewswire/ -- MetaCap Inc. (OTC: MCAP) today announced that it has expanded its Board of Directors to include Michael Franzese and Edward Barry.
  • The expansion was approved by the Board of Directors and the new members were approved by a majority of shareholders.
  • "We are pleased to welcome Mike and Ted to our Board of Directors.
  • MetaCap Inc. is a US based publicly traded corporation with three wholly owned subsidiaries - MCAP Technologies LLC, MBIT LLC and MCAP LLC.

FINRA Arbitration Helps, Not Harms Investors: National Investment Fraud Lawyers KlaymanToskes Comment on Georgia Court’s Reversal of Wells Fargo Award and Supports Securities Regulator’s Dispute Resolution Forum

Retrieved on: 
Thursday, February 3, 2022
Fraud, Risk, Misrepresentation, WFC, GLOBE, Industry, Wells Fargo, NYSE, Financial Industry Regulatory Authority, Practice of law, Security (finance), FINRA

NEW YORK, Feb. 03, 2022 (GLOBE NEWSWIRE) -- National investment fraud lawyers KlaymanToskes express their support for the Financial Industry Regulatory Authoritys (FINRA) arbitration forum.

Key Points: 
  • NEW YORK, Feb. 03, 2022 (GLOBE NEWSWIRE) -- National investment fraud lawyers KlaymanToskes express their support for the Financial Industry Regulatory Authoritys (FINRA) arbitration forum.
  • Unlike litigation in a court of law, FINRA arbitration is a faster, less costly, and more efficient forum for investors to attempt a financial recovery.
  • For instance, while court cases can span several years without a resolution, a FINRA arbitration has historically taken approximately 18 months to reach a conclusion.
  • When investors have a dispute with their brokerage firm or one of its brokers, they must file an arbitration claim through FINRA .

Logiq’s Spin-off Subsidiary, ‘GoLogiq’ Appoints Dedicated Executive Team

Retrieved on: 
Thursday, February 3, 2022
Science and technology in Asia, Growth, CEO, Solution, FINRA, SE, Small business, National Library, Singapore, Touch 'n Go eWallet, Upper Deck Company, Government, Technology, Southeast Asia, NEO, CTO, OTC Markets Group, Marketing, Publishing, Mahindra Comviva, Company, Sony Interactive Entertainment, GLOBE, ROI, Multinational corporation, Acquisition, Time, RFID, Pleasure, OTCQX, Activision Blizzard, Video game, Security (finance), Management, Retail, Silicon

The Company is now rebranded as GoLogiq and going forward, it will be referred to as GoLogiq.

Key Points: 
  • The Company is now rebranded as GoLogiq and going forward, it will be referred to as GoLogiq.
  • An application to FINRA to formally change the Lovarra and OTC Markets ticker symbol to GoLogiq is in process.
  • Matt Brent has been appointed Chief Executive Officer, and Executive Chairman of the GoLogiq Board of Directors.
  • Prior to GoLogiq, Mr. Brent had a diverse career in software technology and product development serving both in production and management roles.

FINRA Arbitration Helps, Not Harms Investors: National Investment Fraud Lawyers KlaymanToskes Comment on Georgia Court’s Reversal of Wells Fargo Award and Supports Securities Regulator’s Dispute Resolution Forum

Retrieved on: 
Thursday, February 3, 2022
Professional Services, Legal, Finance, Industry, Fraud, Risk, Wells Fargo, Misrepresentation, Financial Industry Regulatory Authority, Practice of law, Security (finance), FINRA

National investment fraud lawyers KlaymanToskes express their support for the Financial Industry Regulatory Authoritys (FINRA) arbitration forum.

Key Points: 
  • National investment fraud lawyers KlaymanToskes express their support for the Financial Industry Regulatory Authoritys (FINRA) arbitration forum.
  • Unlike litigation in a court of law, FINRA arbitration is a faster, less costly, and more efficient forum for investors to attempt a financial recovery.
  • For instance, while court cases can span several years without a resolution, a FINRA arbitration has historically taken approximately 18 months to reach a conclusion.
  • If investors had to litigate their cases in court, they would incur additional, substantial costs, such as deposition and transcript costs.

Dinosaur Financial Group Expands Fixed Income Team with Two Senior Appointments: Rodd Kauffman and Kevin Johansen

Retrieved on: 
Thursday, February 3, 2022
Banking, Professional Services, Finance, Growth, Kidder, Peabody & Co., FINRA, Gramercy Funds Management, SIPC, LLC, Creativity, Partner, NFA, Compliance, Dinosaur, Haitong International, Mischler Financial Group, Security (finance), Cyprus Securities and Exchange Commission, DCM, Securities & Exchange Commission of Pakistan, Executive Office of the President of the United States, Financial services

Dinosaur Financial Group (Dinosaur), a New York-based institutional brokerage firm, announced the addition of two Managing Directors, Rodd Kauffman and Kevin Johansen, to the fixed income team.

Key Points: 
  • Dinosaur Financial Group (Dinosaur), a New York-based institutional brokerage firm, announced the addition of two Managing Directors, Rodd Kauffman and Kevin Johansen, to the fixed income team.
  • We are proud to welcome both Rodd Kauffman as a senior level emerging markets debt specialist with 25+ years of experience, and Kevin Johansen, bringing 4 decades dedicated to municipal bond finance, noted Javier Perez-Santalla , Dinosaurs Managing Director, Fixed Income.
  • Prior to joining Dinosaur, Rodd Kauffman was a Managing Director and Head of Fixed Income Trading at Haitong International Securities USA.
  • Primary office locations include New York City (Dinosaur Financial Group and DCM Advisors) and London (Dinosaur Merchant Bank).

Equitable Expands Services for Non-Profit Professionals with Additional Public Service Loan Forgiveness Support

Retrieved on: 
Thursday, February 3, 2022
Insurance, Finance, Consulting, Banking, Professional Services, Philanthropy, Primary, Secondary, Other Philanthropy, Education, Other Professional Services, Retirement, Public Service Loan Forgiveness, Government, FINRA, Equitable Holdings, National Education Association, SIPC, Structure of the Federal Reserve System, Region, Forgiveness, PSLF, NEA, LLC, Research, Board, Program, Federal Reserve Bank of New York, Federal Reserve Bank, Â, Student, Education, PSFL, Bloomberg L.P. v. Board of Governors of the Federal Reserve System, NYSE, Federal Reserve, Income, Financial adviser, Bank, Equitable

The new eligibility tool was created in conjunction with StudentLoan Tech, a firm focused on helping student loan borrowers access the Public Service Loan Forgiveness program.

Key Points: 
  • The new eligibility tool was created in conjunction with StudentLoan Tech, a firm focused on helping student loan borrowers access the Public Service Loan Forgiveness program.
  • The Public Service Loan Forgiveness program is tremendous benefit for those who qualify, but we recognized the challenges and complexities in navigating the PSFL eligibility and repayment criteria.
  • The Public Service Loan Forgiveness program offers debt relief to educators and public employees who qualify.
  • Equitable Advisors is the brand name of Equitable Advisors, LLC (member FINRA, SIPC) (Equitable Financial Advisors in MI and TN).

TradeStation Wins "Broker of the Year" and "Best Multi-Asset Broker" in TradingView's 2021 Broker Awards

Retrieved on: 
Thursday, February 3, 2022
Crypto, Science and technology in Asia, FINRA, Feedback, Learning, SIPC, Broker, CME, YOU, Technology, Golden Bull (broker award), FCM, TradeStation, NFA, NSCC, THE, OCC, ETF, DTC, NYSE, API, Multimedia, Financial adviser, Cryptocurrency, Security (finance)

"We are grateful to once again be recognized by TradingView and its users through the Broker Awards," said John Bartleman, President and Chief Executive Officer of TradeStation Group.

Key Points: 
  • "We are grateful to once again be recognized by TradingView and its users through the Broker Awards," said John Bartleman, President and Chief Executive Officer of TradeStation Group.
  • In 2019, TradeStation Securities, Inc. became the first U.S. multi-asset class broker to offer TradingView users access to its brokerage service.
  • TradeStation Crypto, Inc. was also the first crypto broker on TradingView to offer consolidated market data capabilities on a global scale.
  • 2021 marked another first as TradeStation Crypto, Inc. became the first broker to make crypto bracket order functionality accessible via an API connection from TradingView.

With Looming Regulatory Enforcement, Compliant NFT Securitization and Trading Comes Front and Center with GUARDD, Dalmore & PPEX

Retrieved on: 
Thursday, February 3, 2022
Growth, Icos, CEO, Federal and state environmental relations, Eye, FINRA, CFPA, ATS, Small Business Jobs Act of 2010, Public policy, Financial Industry Regulatory Authority, Squadron, Ellenoff, Plesent & Sheinfeld, SEC, NFT, Compliance, Jumpstart Our Business Startups Act, State, Punishment, ICO, EGS, Technology, Commission, D, Blockchain, Regulation, United States securities regulation, U.S. Securities and Exchange Commission, LLP, Education, News, Letter, Industry, Non-fungible token, Security (finance), API, LinkedIn, CF, Blue Sky, Solution, Exchange, Cryptocurrency, Financial adviser

It likely will not be long before the first enforcement action against a Non-Fungible Token (NFT) issuer is announced.

Key Points: 
  • It likely will not be long before the first enforcement action against a Non-Fungible Token (NFT) issuer is announced.
  • According to DappRadar, NFT sales volume scaled to $24.9 billion in 2021, compared to just $94.9 million in 2020.
  • Learn more about how Dalmore Group leads the way for primary issuance and secondary market trading of private securities.
  • EGS
    Secondary Trading: Public-Private Execution Network ( http://www.ppex.com ) is an Alternative Trading System (ATS) that allows for secondary trading of unregistered securities, including digital assets.

OTC Markets Group Welcomes CopAur Minerals Inc. to OTCQX

Retrieved on: 
Thursday, February 3, 2022
Benchmark, CEO, FINRA, Sheep Creek, ATS, SIPC, Gold, Copper, SEC, Sheep Creek (Juneau, Alaska), Cassiar, Advisory board, Alternative trading system, TSX, Company, Compliance, GLOBE, Williams, OTC, OTCQX, Mining, Financial adviser, Security (finance), Golden Horseshoe

NEW YORK, Feb. 03, 2022 (GLOBE NEWSWIRE) -- OTC Markets Group Inc. (OTCQX: OTCM), operator of financial markets for over 11,000 U.S. and global securities, today announced CopAur Minerals Inc. (TSX-V: CPAU; OTCQX: COPAF), an exploration company focused on advancing orogenic gold and copper porphyry targets on the Williams Gold-Copper Project, has qualified to trade on the OTCQX Best Market.

Key Points: 
  • NEW YORK, Feb. 03, 2022 (GLOBE NEWSWIRE) -- OTC Markets Group Inc. (OTCQX: OTCM), operator of financial markets for over 11,000 U.S. and global securities, today announced CopAur Minerals Inc. (TSX-V: CPAU; OTCQX: COPAF), an exploration company focused on advancing orogenic gold and copper porphyry targets on the Williams Gold-Copper Project, has qualified to trade on the OTCQX Best Market.
  • CopAur Minerals Inc. begins trading today on OTCQX under the symbol COPAF.
  • Jeremy Yaseniuk, CEO of CopAur Minerals Inc stated, The Company welcomes the accessibility and further exposure trading on the OTCQX Market offers.
  • About OTC Markets Group Inc.
    OTC Markets Group Inc. (OTCQX: OTCM) operates the OTCQX Best Market, the OTCQB Venture Market and the Pink Open Market for over 11,000 U.S. and global securities.