CIRO to Hold a Settlement Hearing for Lifan Song
WINNIPEG, MB, Dec. 13, 2023 /CNW/ - The Hearing on the Merits previously scheduled for February 6-7, 2023 has been converted to a Settlement Hearing scheduled for February 6, 2023, before a hearing panel of the Canadian Investment Regulatory Organization (CIRO) under the Mutual Fund Dealer Rules to consider whether to accept a settlement agreement entered into between Enforcement Staff and Lifan Song.
- WINNIPEG, MB, Dec. 13, 2023 /CNW/ - The Hearing on the Merits previously scheduled for February 6-7, 2023 has been converted to a Settlement Hearing scheduled for February 6, 2023, before a hearing panel of the Canadian Investment Regulatory Organization (CIRO) under the Mutual Fund Dealer Rules to consider whether to accept a settlement agreement entered into between Enforcement Staff and Lifan Song.
- The hearing is not open to the public, but will become open in the event that the panel accepts the agreement.
- If the agreement is accepted, the panel's decision and the settlement agreement will be made available at www.ciro.ca .
- The Notice of Hearing is available at:
Lifan Song conducted business with Investors Group Financial Services Inc. in the Winnipeg, Manitoba area.