SEC Updates Ethics Rules Governing Securities Trading by Agency Personnel
Washington, D.C.--(Newsfile Corp. - February 22, 2024) - The Securities and Exchange Commission today adopted amendments to its ethics rules to strengthen and modernize its ethics compliance program.
- Washington, D.C.--(Newsfile Corp. - February 22, 2024) - The Securities and Exchange Commission today adopted amendments to its ethics rules to strengthen and modernize its ethics compliance program.
- The amendments update the SEC’s existing, robust ethics requirements that govern the securities holdings and transactions of all agency employees, their spouses, and minor children.
- “I was pleased to support today’s adoption of rules to strengthen the SEC’s ethics requirements,” said SEC Chair Gary Gensler.
- The amendments update the SEC’s Supplemental Ethics Rules, 5 CFR Part 4401.102, Supplemental Standards of Conduct for Members and Employees Securities and Exchange Commission.