SEC Charges Dentist-Turned-Investment Adviser for Three Separate Frauds
Retrieved on:
Friday, June 11, 2021
As the SEC alleges, Mr. Radjabli engaged in serial securities fraud that has no place in our markets, said Kristina Littman, Chief of the SEC Enforcement Division's Cyber Unit.
Key Points:
- As the SEC alleges, Mr. Radjabli engaged in serial securities fraud that has no place in our markets, said Kristina Littman, Chief of the SEC Enforcement Division's Cyber Unit.
- The SECs complaint charges Radjabli, Apis Capital, and Loan Doctor with violations of the registration provisions of the Securities Act of 1933 and the antifraud provisions of the federal securities laws.
- The defendants have agreed to settle the charges against them, without admitting or denying the allegations in the complaint.
- The SEC appreciates the assistance of the Financial Industry Regulatory Authority and the Consumer Financial Protection Bureau.