Wachovia Securities

Mohegan Welcomes Kurt Shotzberger as Vice President of Financial Planning & Analysis

Retrieved on: 
Thursday, February 15, 2024
IGT, Wake Forest University, Strategic planning, Knowledge, Finance, Wachovia Securities, Forecasting, Management

UNCASVILLE, Conn., Feb. 15, 2024 /PRNewswire/ -- Mohegan, a globally recognized leader in entertainment and gaming, has announced the appointment of Kurt Shotzberger as the Vice President of Financial Planning & Analysis. In this role, Shotzberger will spearhead budgeting, financial modeling, forecasting and financial and operational analysis, as well as strategic planning. His work will be instrumental in shaping the economic future of Mohegan, ensuring sustainability and success across all facets of the organization.

Key Points: 
  • UNCASVILLE, Conn., Feb. 15, 2024 /PRNewswire/ -- Mohegan, a globally recognized leader in entertainment and gaming, has announced the appointment of Kurt Shotzberger as the Vice President of Financial Planning & Analysis.
  • In this role, Shotzberger will spearhead budgeting, financial modeling, forecasting and financial and operational analysis, as well as strategic planning.
  • His work will be instrumental in shaping the economic future of Mohegan, ensuring sustainability and success across all facets of the organization.
  • "Stepping into the role at Mohegan allows me to apply my background in a manner that aligns with my professional ethos," said Kurt Shotzberger, Vice President of Financial Planning & Analysis at Mohegan.

Poised for a New Era of Wealth Management, Newly Independent Firm - Steadmont Advisors - Joins Forces with Dynasty Financial Partners to Deepen Client Services for the “Millionaire Next Door”

Retrieved on: 
Tuesday, January 16, 2024
Banking, Asset Management, Professional Services, Finance, Diamond, Troy University, RIA, Research, Merrill (company), University of Alabama, Infertility, Wachovia Securities, Credit analyst, Partner, ADV, Partnership, Lawyer, SouthTrust, Financial plan, Business, Commercial, Fidelity, Communication, Loss, Longevity, University, Webcast, Retirement, College, Financial adviser

Veteran financial advisors Taylor Hart, Mimi Dunn, and Amy Drinkard announced today that they have engaged Dynasty Financial Partners and Fidelity to launch a newly independent firm called Steadmont Advisors.

Key Points: 
  • Veteran financial advisors Taylor Hart, Mimi Dunn, and Amy Drinkard announced today that they have engaged Dynasty Financial Partners and Fidelity to launch a newly independent firm called Steadmont Advisors.
  • “We ultimately decided to join the Dynasty Network after years of conversations and due diligence in the space.
  • Taylor Hart, CFP®, CPFA®, serves as the President, Founding Partner, and a Client Advisor at Steadmont Advisors in Birmingham, AL.
  • Mimi Dunn, AWMA, from Birmingham, Alabama, serves as a Founding Partner, Chief Compliance Officer, and Client Advisor at Steadmont Advisors.

Oyster Consulting Hires Stephen Kuhs, Former Truist Operations Managing Director

Retrieved on: 
Friday, September 15, 2023
Assistant, Capital punishment, Wachovia Securities, FINRA, Oyster, Sales

RICHMOND, Va., Sept. 15, 2023 (GLOBE NEWSWIRE) -- Oyster Consulting , a financial services consulting firm providing consulting, outsourcing and software services, announced today that Stephen Kuhs has joined the firm’s Strategic Planning and Execution team.

Key Points: 
  • RICHMOND, Va., Sept. 15, 2023 (GLOBE NEWSWIRE) -- Oyster Consulting , a financial services consulting firm providing consulting, outsourcing and software services, announced today that Stephen Kuhs has joined the firm’s Strategic Planning and Execution team.
  • Prior to working with Oyster, Kuhs led Operations divisions for major financial institutions, with a focus on clearing relationships and conversions, FINRA CAT/CAIS compliance and processing, and streamlining operations processes.
  • Kuhs served as Managing Director, Operations Division Manager for Truist Investment Services.
  • Oyster Consulting has built a solid reputation partnering with clients as they adapt to the many challenges faced, and I’m honored to be a part of the solution.”

Peakhill Capital expands credit business into U.S. through hiring of Sandor Biderman

Retrieved on: 
Thursday, March 16, 2023
Investment, Wachovia Securities, Walker & Dunlop, Walker, Growth, Security (finance)

BETHESDA, Md., March 16, 2023 /PRNewswire/ - Peakhill Capital announced today that it has expanded its credit footprint into the United States.

Key Points: 
  • BETHESDA, Md., March 16, 2023 /PRNewswire/ - Peakhill Capital announced today that it has expanded its credit footprint into the United States.
  • As part of its U.S. expansion plan, Peakhill has added a new managing partner, Sandor Biderman, to lead its U.S. credit operations and grow the company's North American credit reach.
  • He will work alongside Harley Gold, Managing Partner of Peakhill Capital and Jonah Belkin, Managing Partner of Peakhill Equity Partners who will continue to be focused on overseeing the Company's investment strategies.
  • Sandor Biderman said, "I am excited by the opportunity to partner with a dynamic group of individuals to build our high yield investment management business.

Former Krispy Kreme Executive Chair Joins Leighton Ford Ministries Board of Directors

Retrieved on: 
Tuesday, March 14, 2023
Krispy Kreme, Lowe's, Will Graham (evangelist), YMCA, Mentorship, LFM, Wachovia Securities, Greater, Executive, Management

CHARLOTTE, N.C., March 14, 2023 /PRNewswire/ -- Kevin Graham Ford, Chief Catalyst of Leighton Ford Ministries, is pleased to announce that Jim Morgan has become the ministry's "Founder's Chair."

Key Points: 
  • CHARLOTTE, N.C., March 14, 2023 /PRNewswire/ -- Kevin Graham Ford, Chief Catalyst of Leighton Ford Ministries, is pleased to announce that Jim Morgan has become the ministry's "Founder's Chair."
  • Jim Morgan, a Christian business leader, has led six different companies, serving as Executive Chairman of Krispy Kreme Doughnuts and Chairman/CEO of Wachovia Securities.
  • "Serving on the LFM Board as the Founder's Chair is both a great privilege and a tremendous honor," according to Morgan.
  • Kevin Ford explains, "The Founder's Chair was created as a way for the Board to continue representing my dad's values and vision.

Carnegie Private Wealth Launches With Support of LPL Strategic Wealth Services

Retrieved on: 
Monday, March 6, 2023
Wachovia Securities, Culture, Friends, Communication, Carnegie, Dream, LPL, LPLA, Business development, Thought, The Good Fellows, Humanity, Freedom, Knowledge, Jim Ostendarp, CFO, Organization, Wells Fargo Advisors, Financial adviser, Interior design, Tutoring

It was of upmost importance to create the type of remarkable client experience that would help separate Carnegie Private Wealth from other firms in the region.

Key Points: 
  • It was of upmost importance to create the type of remarkable client experience that would help separate Carnegie Private Wealth from other firms in the region.
  • Scott Posner, LPL Executive Vice President, Business Development, added, “We congratulate Angie, Jordan, Mary, Mitch and Jeff on the launch of Carnegie Private Wealth.
  • LPL Strategic Wealth Services is deeply committed to delivering a sophisticated wealth management platform, along with comprehensive modern services and a dedicated support team so advisors can focus on what matters most—serving the needs of their clients.
  • We welcome the entire Carnegie team into the LPL community and look forward to an exciting journey ahead.”

HGGC Promotes Colin Phinisey, Head of Debt Capital Markets, to Partner

Retrieved on: 
Thursday, March 9, 2023
Professional Services, Human Resources, Finance, Wachovia Securities, Entrepreneurship, Growth, Leveraged buyout, Deutsche Bank, Investment, Associate, Financial services, HGGC

HGGC, a leading middle-market private equity firm with over $6.9 billion of cumulative capital commitments, today announced it has promoted Colin Phinisey to Partner.

Key Points: 
  • HGGC, a leading middle-market private equity firm with over $6.9 billion of cumulative capital commitments, today announced it has promoted Colin Phinisey to Partner.
  • Since joining HGGC in 2018 as a Principal, Phinisey has led Debt Capital Markets activities for all new and existing portfolio company investments, including acquisitions, recapitalizations, refinancings and capital structure management.
  • “Colin has been an invaluable member of the HGGC team since joining us nearly five years ago,” said Rich Lawson, CEO and Co-Founder of HGGC.
  • “Colin has made exceptional contributions to our growth and we see him as a vital member of HGGC’s next generation of leadership.”

Castle Biosciences’ Chief Financial Officer Frank Stokes Selected Among the Top 25 CFOs of Houston for 2023 by Finance & Investing

Retrieved on: 
Friday, February 24, 2023
Oncology, Medical Supplies, Health, Other Health, General Health, Pharmaceutical, Biotechnology, University, Chapel Hill, MBA, SVB Securities, CFOS, Wachovia Securities, Robert W. Baird, University of North Carolina at Charlotte, Stokes, Management

Castle Biosciences, Inc. (Nasdaq: CSTL), a company improving health through innovative tests that guide patient care, today announced that its chief financial officer, Frank Stokes, was named to Finance & Investing’s Top 25 CFOs of Houston list for 2023.

Key Points: 
  • Castle Biosciences, Inc. (Nasdaq: CSTL), a company improving health through innovative tests that guide patient care, today announced that its chief financial officer, Frank Stokes, was named to Finance & Investing’s Top 25 CFOs of Houston list for 2023.
  • This year’s awardees are financial executives at the forefront of the rapid technological development occurring throughout Houston across key global industries, including energy, life sciences, manufacturing, logistics and aerospace.
  • “I am proud of Frank’s accomplishments at Castle,” said Derek Maetzold, president and chief executive officer of Castle Biosciences.
  • Prior to joining Castle, Stokes served as chief financial officer for Hammock Pharmaceuticals, and as a managing director of Leerink Swann (now SVB Leerink), Robert W. Baird & Co.

D. Cotton Swindell Elected President of Adams Diversified Equity Fund

Retrieved on: 
Wednesday, January 25, 2023
MBA, NYSE, Commerce, Prudential Securities, Retirement, ADX, Alex. Brown & Sons, University, McIntire School of Commerce, Business, Wachovia Securities, Fund, Research, Management

BALTIMORE, Jan. 25, 2023 (GLOBE NEWSWIRE) -- Adams Diversified Equity Fund, Inc. (NYSE: ADX), one of the nation’s oldest closed-end funds, today announced that D. Cotton Swindell has been elected President of the Fund effective upon CEO and President Mark Stoeckle’s retirement in April.

Key Points: 
  • BALTIMORE, Jan. 25, 2023 (GLOBE NEWSWIRE) -- Adams Diversified Equity Fund, Inc. (NYSE: ADX), one of the nation’s oldest closed-end funds, today announced that D. Cotton Swindell has been elected President of the Fund effective upon CEO and President Mark Stoeckle’s retirement in April.
  • Mr. Swindell has been an Executive Vice President and a portfolio manager of ADX since January 21, 2015.
  • Mr. Swindell has served the Fund in a variety of capacities for the past 20 years.
  • Prior to joining ADX, Mr. Swindell was an Equity analyst with Wachovia Securities and for 10 years, an Equity analyst with Alex.

Jon V. Rogers Joins Freedom Capital Markets

Retrieved on: 
Wednesday, November 16, 2022
Finance, Consulting, Banking, Professional Services, Other Professional Services, Initial public offering, Wendell Pritchett, United Kingdom, Wharton School of the University of Pennsylvania, Economics, The Wall Street Journal, Roman Catholic Diocese of La Crosse, University of Detroit Mercy, Chicago (franchise), Research, Capital market, Institutional Investor (magazine), Public policy, Topical steroid withdrawal, Citigroup Global Markets Japan, MBA, FCM, PIPES, University, Wachovia Securities, Knowledge, Security (finance), Management, Citigroup, Finance

Freedom Capital Markets (FCM), the investment banking and equity capital markets arm of Prime Executions, Inc., a wholly-owned subsidiary of Freedom Holding Corp. (NASDAQ: FRHC) is pleased to announce the appointment of Citigroup veteran Jon V. Rogers as Executive Vice President and a member of FCM's Management and Investment Committees.

Key Points: 
  • Freedom Capital Markets (FCM), the investment banking and equity capital markets arm of Prime Executions, Inc., a wholly-owned subsidiary of Freedom Holding Corp. (NASDAQ: FRHC) is pleased to announce the appointment of Citigroup veteran Jon V. Rogers as Executive Vice President and a member of FCM's Management and Investment Committees.
  • His experience analyzing equity transactions at Citi will also be very beneficial as we build out our investment banking practice," said Robert Wotczak, President and CEO of Freedom Capital Markets.
  • Mr. Rogers joins Freedom Capital Markets from Citigroup Global Markets, where he spent the previous two decades serving as Managing Director, Head of Americas for all U.S. and Latin America Equity Research.
  • Freedom Capital Markets (FCM) provides corporate and institutional clients with investment banking, Finance, and capital markets advisory services.