United States Securities Regulation

RegeneRx Biopharmaceuticals, Inc. Announces $2 Million Private Placement

Retrieved on: 
Monday, June 28, 2021
Finance, Financial markets, Stock market, Money, U.S. Securities and Exchange Commission, Investment, Private placement, United States Securities Regulation, Security, Securities Act, United States securities law

The offering is expected to close on or about June 30, 2021, subject to customary closing conditions.

Key Points: 
  • The offering is expected to close on or about June 30, 2021, subject to customary closing conditions.
  • The net proceeds to RegeneRx, after deducting placement agent fees and other offering expenses, are expected to be approximately $1.8 million.
  • Roth Capital Partners is acting as the sole placement agent in this offering.
  • The securities offered in the private placement have not been registered under the Securities Act of 1933, as amended, or applicable under state securities laws.

Vivint Announces Intention to Offer New Senior Notes

Retrieved on: 
Monday, June 28, 2021
Technology, Residential Building & Real Estate, Construction & Property, Other Technology, Stock market, Financial markets, Debt, Finance, Security, Senior debt, Securities Act, United States Securities Regulation

Vivint Smart Home, Inc. (the Company), announced that its wholly owned subsidiary, APX Group, Inc. (the Issuer), intends, subject to market and other conditions, to offer $900.0 million aggregate principal amount of Senior Notes due 2029 (the Notes) in a private placement.

Key Points: 
  • Vivint Smart Home, Inc. (the Company), announced that its wholly owned subsidiary, APX Group, Inc. (the Issuer), intends, subject to market and other conditions, to offer $900.0 million aggregate principal amount of Senior Notes due 2029 (the Notes) in a private placement.
  • The Issuer intends to use the net proceeds from the Notes offering, together with the proceeds from new senior secured credit facilities, to (i) redeem all $677.0 million of its outstanding 7.875% Senior Secured Notes due 2022 (the 2022 Notes), (ii) redeem all $400.0 million of its outstanding 7.625% Senior Notes due 2023 (the 2023 Notes), (iii) redeem all $225.0 million of its outstanding 8.500% Senior Secured Notes due 2024 (the 2024 Notes and together with the 2022 Notes and the 2023 Notes, the Redeemed Notes), (iv) repay amounts outstanding, and to terminate all commitments, under its existing credit facilities and (v) pay the related redemption premiums and all fees and expenses related thereto.
  • The Notes to be offered have not been registered under the Securities Act of 1933, as amended (the Securities Act) or any state securities laws.
  • Nothing in this press release constitutes a notice of redemption with respect to the 2022 Notes, the 2023 Notes and the 2024 Notes.

Elastic Announces Proposed Private Offering of $500 Million of Senior Unsecured Notes

Retrieved on: 
Monday, June 28, 2021
Networks, Internet, Data management, Technology, Software, Financial markets, Finance, Stock market, Money, United States Securities Regulation, Security, Securities Act, Offering circular, Regulation S-K, Securities offering

Elastic intends to use the net proceeds of the offering for general corporate purposes, which may include capital expenditures, investments and working capital.

Key Points: 
  • Elastic intends to use the net proceeds of the offering for general corporate purposes, which may include capital expenditures, investments and working capital.
  • The notes have not been and will not be registered under the Securities Act, or the securities laws of any other jurisdiction.
  • Any offers of the notes will be made only by means of a private offering memorandum.
  • Such statements include plans, projections and estimates regarding the offering and the receipt and use of the net proceeds from the offering.

Emerita Resources Corp. Announces Increase to “Bought Deal” Financing

Retrieved on: 
Friday, June 25, 2021
Emerita, United States Securities Regulation

The Company plans to use the net proceeds of the Offering for working capital requirements and general corporate purposes.

Key Points: 
  • The Company plans to use the net proceeds of the Offering for working capital requirements and general corporate purposes.
  • Emerita is a Canadian natural resource company engaged in the acquisition, exploration and development of mineral properties with a primary focus on exploring in Spain.
  • The Companys corporate office and technical team are based in Sevilla, Spain with an administrative office in Toronto, Canada.
  • Emerita does not undertake to update any forward-looking information, except in accordance with applicable securities laws.

Emerita Resources Corp. Announces $10,000,100 “Bought Deal” Financing

Retrieved on: 
Friday, June 25, 2021
Emerita, United States Securities Regulation

The Company plans to use the net proceeds of the Offering for working capital requirements and general corporate purposes.

Key Points: 
  • The Company plans to use the net proceeds of the Offering for working capital requirements and general corporate purposes.
  • Emerita is a Canadian natural resource company engaged in the acquisition, exploration and development of mineral properties with a primary focus on exploring in Spain.
  • The Companys corporate office and technical team are based in Sevilla, Spain with an administrative office in Toronto, Canada.
  • Emerita does not undertake to update any forward-looking information, except in accordance with applicable securities laws.

American Aires Corporate Update

Retrieved on: 
Thursday, June 24, 2021
Communication, Forward-looking statement, United States Securities Regulation, Security, Financial markets, Finance, SEC filings, Systemic risk, U.S. Securities and Exchange Commission

Such forward-looking information reflects management's current beliefs and is based on information currently available to management.

Key Points: 
  • Such forward-looking information reflects management's current beliefs and is based on information currently available to management.
  • The Company does not assume any obligation to update or revise its forward-looking statements, whether as a result of new information, future events, or otherwise, except as required by securities laws.
  • Not intended for distribution to United States Newswire Services or for dissemination in the United States.
  • Any failure to comply with this restriction may constitute a violation of United States Securities laws.

SHAREHOLDER ACTION REMINDER: The Schall Law Firm Announces the Filing of a Class Action Lawsuit Against Home Point Capital Inc. and Encourages Investors with Losses in Excess of $100,000 to Contact the Firm

Retrieved on: 
Thursday, June 24, 2021
Legal, Professional services, Class action lawsuits, Lawsuits, Securities Class Action, Stock market, Class action, United States Securities Regulation

The Schall Law Firm , a national shareholder rights litigation firm, announces the filing of a class action lawsuit against Home Point Capital Inc. (Home Point or the Company) (NASDAQ: HMPT ) for violations of the federal securities laws.

Key Points: 
  • The Schall Law Firm , a national shareholder rights litigation firm, announces the filing of a class action lawsuit against Home Point Capital Inc. (Home Point or the Company) (NASDAQ: HMPT ) for violations of the federal securities laws.
  • We also encourage you to contact Brian Schall of the Schall Law Firm, 2049 Century Park East, Suite 2460, Los Angeles, CA 90067, at 310-301-3335, to discuss your rights free of charge.
  • The class, in this case, has not yet been certified, and until certification occurs, you are not represented by an attorney.
  • The Schall Law Firm represents investors around the world and specializes in securities class action lawsuits and shareholder rights litigation.

DGAP-News: J.P. Morgan AG: Stabilisation Notice

Retrieved on: 
Wednesday, June 23, 2021
Initial public offering, Stock market, Financial economics, Finance, Money, Greenshoe, Security, United States Securities Regulation, Financial regulation, Public offering

With the exercise of the greenshoe option, the stabilization period has ended.

Key Points: 
  • With the exercise of the greenshoe option, the stabilization period has ended.
  • Any failure to comply with these restrictions may constitute a violation of the securities laws of such jurisdictions.
  • No public offering of the securities discussed herein is being made in the United States.
  • RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom.

PTON Deadline Alert: Bronstein, Gewirtz & Grossman, LLC Reminds Peloton Interactive, Inc. Shareholders With Losses Exceeding $200K of Class Action and Lead Plaintiff Deadline: June 28, 2021

Retrieved on: 
Wednesday, June 23, 2021
Legal, Professional services, Civil law, Class action, Tort law, United States Securities Regulation, Financial markets, Securities Class Action, Law, Private Securities Litigation Reform Act

Such investors are encouraged to join this case by visiting the firms site: www.bgandg.com/pton .

Key Points: 
  • Such investors are encouraged to join this case by visiting the firms site: www.bgandg.com/pton .
  • This class action seeks to recover damages against Defendants for alleged violations of the federal securities laws under the Securities Exchange Act of 1934.
  • If you suffered a loss in Peloton you have until June 28, 2021 to request that the Court appoint you as lead plaintiff.
  • Your ability to share in any recovery doesn't require that you serve as a lead plaintiff.

SHAREHOLDER ACTION ALERT: The Schall Law Firm Announces the Filing of a Class Action Lawsuit Against Home Point Capital Inc. and Encourages Investors with Losses in Excess of $100,000 to Contact the Firm

Retrieved on: 
Wednesday, June 23, 2021
Legal, Professional services, Class action lawsuits, Lawsuits, Securities Class Action, Stock market, Class action, United States Securities Regulation

The Schall Law Firm , a national shareholder rights litigation firm, announces the filing of a class action lawsuit against Home Point Capital Inc. (Home Point or the Company) (NASDAQ: HMPT ) for violations of the federal securities laws.

Key Points: 
  • The Schall Law Firm , a national shareholder rights litigation firm, announces the filing of a class action lawsuit against Home Point Capital Inc. (Home Point or the Company) (NASDAQ: HMPT ) for violations of the federal securities laws.
  • We also encourage you to contact Brian Schall of the Schall Law Firm, 2049 Century Park East, Suite 2460, Los Angeles, CA 90067, at 310-301-3335, to discuss your rights free of charge.
  • The class, in this case, has not yet been certified, and until certification occurs, you are not represented by an attorney.
  • The Schall Law Firm represents investors around the world and specializes in securities class action lawsuits and shareholder rights litigation.