United States Securities Regulation

ICO "Listing" Website Charged With Unlawfully Touting Digital Asset Securities

Retrieved on: 
Wednesday, July 14, 2021
Corporate crime, U.S. Securities and Exchange Commission, Financial markets, United States Securities Regulation, Security, United States securities law, Finance

Washington, D.C.--(Newsfile Corp. - July 14, 2021) - The Securities and Exchange Commission today announced settled charges against the operator of Coinschedule.com, a once-popular website that profiled offerings of digital asset securities.

Key Points: 
  • Washington, D.C.--(Newsfile Corp. - July 14, 2021) - The Securities and Exchange Commission today announced settled charges against the operator of Coinschedule.com, a once-popular website that profiled offerings of digital asset securities.
  • The SECs order finds that United Kingdom-based Blotics Ltd. violated the anti-touting provisions of the federal securities laws by failing to disclose the compensation it received from issuers of the digital asset securities it profiled.
  • In reality, the token issuers paid Coinschedule to profile their token offerings on Coinschedule.com, a fact that Coinschedule failed to disclose to visitors.
  • The securities law prohibiting touting securities for compensation without appropriate disclosures to investors is clear and longstanding.

Golden Predator Provides Update on Arizona Gold Transaction

Retrieved on: 
Wednesday, July 14, 2021
Pro forma, Forward-looking statement, United States Securities Regulation, SEC filings, United States securities law, Corporate governance

2 Includes pro forma cash of $9.6M as at March 31, 2021 and pro forma equity investments calculated as at June 25, 2021, excluding transaction costs.

Key Points: 
  • 2 Includes pro forma cash of $9.6M as at March 31, 2021 and pro forma equity investments calculated as at June 25, 2021, excluding transaction costs.
  • Certain information contained herein constitutes forward-looking information or statements under applicable securities legislation and rules.
  • Such statements include, but are not limited to, statements with respect to the anticipated completion of the Transaction and the acquisition of the Marg Project.
  • Neither party will update any forward-looking statements or forward-looking information that are incorporated by reference herein, except as required by applicable securities laws.

360 DIGITECH ALERT: Bragar Eagel & Squire, P.C. Is Investigating 360 DigiTech, Inc. on Behalf of 360 DigiTech Stockholders and Encourages Investors to Contact the Firm

Retrieved on: 
Wednesday, July 14, 2021
Legal, Professional services, Corruption, Fraud, Securities fraud, Security, United States Securities Regulation, Financial markets, Finance, Money

Bragar Eagel & Squire, P.C., a nationally recognized shareholder rights law firm, is investigating potential claims against 360 DigiTech, Inc. (NASDAQ: QFIN) on behalf of 360 DigiTech stockholders.

Key Points: 
  • Bragar Eagel & Squire, P.C., a nationally recognized shareholder rights law firm, is investigating potential claims against 360 DigiTech, Inc. (NASDAQ: QFIN) on behalf of 360 DigiTech stockholders.
  • Our investigation concerns whether 360 DigiTech has violated the federal securities laws and/or engaged in other unlawful business practices.
  • The investigation concerns whether 360 DigiTech and certain of its officers and/or directors have engaged in securities fraud or other unlawful business practices.
  • The firm represents individual and institutional investors in commercial, securities, derivative, and other complex litigation in state and federal courts across the country.

INVESTIGATION REMINDER: The Schall Law Firm Announces it is Investigating Claims Against 360 DigiTech, Inc. and Encourages Investors with Losses to Contact the Firm

Retrieved on: 
Tuesday, July 13, 2021
Legal, Professional services, Lawsuits, Securities Class Action, Stock market, United States Securities Regulation

The Schall Law Firm , a national shareholder rights litigation firm, announces that it is investigating claims on behalf of investors of 360 DigiTech, Inc. (DigiTech or the Company) (NASDAQ: QFIN ) for violations of the securities laws.

Key Points: 
  • The Schall Law Firm , a national shareholder rights litigation firm, announces that it is investigating claims on behalf of investors of 360 DigiTech, Inc. (DigiTech or the Company) (NASDAQ: QFIN ) for violations of the securities laws.
  • The investigation focuses on whether the Company issued false and/or misleading statements and/or failed to disclose information pertinent to investors.
  • DigiTechs main product, the 360 IOU app, was removed from major app stores according to multiple reports and social media posts on July 8, 2021.
  • The Schall Law Firm represents investors around the world and specializes in securities class action lawsuits and shareholder rights litigation.

SHAREHOLDER ACTION REMINDER: The Schall Law Firm Announces the Filing of a Class Action Lawsuit Against Full Truck Alliance Co. Ltd. and Encourages Investors with Losses in Excess of $100,000 to Contact the Firm

Retrieved on: 
Tuesday, July 13, 2021
Legal, Professional services, Lawsuits, Securities Class Action, Stock market, Class action, United States Securities Regulation

The Schall Law Firm , a national shareholder rights litigation firm, announces the filing of a class action lawsuit against Full Truck Alliance Co. Ltd. (FTA or the Company) (NYSE: YMM ) for violations of the federal securities laws.

Key Points: 
  • The Schall Law Firm , a national shareholder rights litigation firm, announces the filing of a class action lawsuit against Full Truck Alliance Co. Ltd. (FTA or the Company) (NYSE: YMM ) for violations of the federal securities laws.
  • We also encourage you to contact Brian Schall of the Schall Law Firm, 2049 Century Park East, Suite 2460, Los Angeles, CA 90067, at 310-301-3335, to discuss your rights free of charge.
  • The class, in this case, has not yet been certified, and until certification occurs, you are not represented by an attorney.
  • The Schall Law Firm represents investors around the world and specializes in securities class action lawsuits and shareholder rights litigation.

SHAREHOLDER ACTION ALERT: The Schall Law Firm Announces the Filing of a Class Action Lawsuit Against Orphazyme A/S and Encourages Investors with Losses in Excess of $100,000 to Contact the Firm

Retrieved on: 
Tuesday, July 13, 2021
Legal, Professional services, Class action lawsuits, Lawsuits, Securities Class Action, Stock market, Class action, United States Securities Regulation

The Schall Law Firm , a national shareholder rights litigation firm, announces the filing of a class action lawsuit against Orphazyme A/S (Orphazyme or the Company) (NASDAQ: ORPH ) for violations of the federal securities laws.

Key Points: 
  • The Schall Law Firm , a national shareholder rights litigation firm, announces the filing of a class action lawsuit against Orphazyme A/S (Orphazyme or the Company) (NASDAQ: ORPH ) for violations of the federal securities laws.
  • We also encourage you to contact Brian Schall of the Schall Law Firm, 2049 Century Park East, Suite 2460, Los Angeles, CA 90067, at 310-301-3335, to discuss your rights free of charge.
  • The class, in this case, has not yet been certified, and until certification occurs, you are not represented by an attorney.
  • The Schall Law Firm represents investors around the world and specializes in securities class action lawsuits and shareholder rights litigation.

RLX Technology, Inc. Investors: Last Days to Participate Actively in the Class Action Lawsuit; Portnoy Law Firm

Retrieved on: 
Tuesday, July 13, 2021
U.S. Securities and Exchange Commission, Initial public offering, Prospectus, Registration statement, RLX, United States Securities Regulation, Financial markets, Financial economics

Investors are encouraged to contact attorney Lesley F. Portnoy , to determine eligibility to participate in this action, by phone 310-692-8883 or email , or click here to join the case.

Key Points: 
  • Investors are encouraged to contact attorney Lesley F. Portnoy , to determine eligibility to participate in this action, by phone 310-692-8883 or email , or click here to join the case.
  • RLX and certain of its executives are charged with failing to disclose, in its IPO Registration Statement and Prospectus, material information violating federal securities laws.
  • If you wish to serve as lead plaintiff, you must move the Court no later than August 9, 2021.
  • The Portnoy Law Firm represents investors in pursuing claims arising from corporate wrongdoing.

Enerkon Solar International Issues an expanded public announcement validating corporate actions

Retrieved on: 
Tuesday, July 13, 2021
73rd United States Congress, United States Securities Regulation, Securities Act, Caveat emptor, Regulatory compliance, Central Securities Depositories, Financial markets, United States securities law

New York, New York, July 13, 2021 (GLOBE NEWSWIRE) -- Enerkon Solar International (OTC: ENKS) Issues an expanded public announcement validating corporate actions on behalf of shareholders and updating compliance status while disclosing new positive transactions

Key Points: 
  • New York, New York, July 13, 2021 (GLOBE NEWSWIRE) -- Enerkon Solar International (OTC: ENKS) Issues an expanded public announcement validating corporate actions on behalf of shareholders and updating compliance status while disclosing new positive transactions
    Today, the chairman Mr. Benjamin Ballout States that the company presents this current update on the status of compliance and current information, as well as the status of the legal and administrative process the company is using to achieve compliance and revert back to its original Pink Current Information Status from the present status of Expert Market Caveat Emptor (CE) status for which the normal restrictions apply.
  • Further, and most importantly, the Chairman has never made any corporate action which would be I violation of ANY securities laws ever from inception of the company in 2018 until present day.
  • All corporate actions, resolutions, issuance of shares, convertible note, conversion permissions, were protected by the federal law - either via exemption, or by permission, as provided by the federal laws and rules, including that of the SEC and the securities act of 1933 rule 144 rules 4 (a)( 1) or others- regardless, of what the behavior of former management or absconding service providers was or may have been this was or would be - without the knowledge control or, responsibility, of the chairman of Enerkon.
  • And there should be NO actions related to the legal and legitimate actions and behavior of the chairman and actions if any, should only be attributed to persons who misbehaved and /or may have violated Securities laws, as represented in our Federal Compliant filed in Nevada some many weeks ago (well before any suspension).

DGAP-News: SLM Solutions Group AG: EUR 25 million raised from capital increase to fuel future growth path

Retrieved on: 
Tuesday, July 13, 2021
Stock market, Security, United States Securities Regulation

Any failure to comply with these restrictions may constitute a violation of the securities laws of any such jurisdiction.

Key Points: 
  • Any failure to comply with these restrictions may constitute a violation of the securities laws of any such jurisdiction.
  • Any investment or investment activity to which this publication relates is available only to Relevant Persons and will be engaged in only with Relevant Persons.
  • Persons who are in possession of this announcement are required to inform themselves about and observe any such restrictions.
  • 13.07.2021 Dissemination of a Corporate News, transmitted by DGAP - a service of EQS Group AG.

SHAREHOLDER ACTION ALERT: The Schall Law Firm Announces the Filing of a Class Action Lawsuit Against Full Truck Alliance Co. Ltd. and Encourages Investors with Losses in Excess of $100,000 to Contact the Firm

Retrieved on: 
Monday, July 12, 2021
Legal, Professional services, Lawsuits, Securities Class Action, Stock market, Class action, United States Securities Regulation

The Schall Law Firm , a national shareholder rights litigation firm, announces the filing of a class action lawsuit against Full Truck Alliance Co. Ltd. (FTA or the Company) (NYSE: YMM ) for violations of the federal securities laws.

Key Points: 
  • The Schall Law Firm , a national shareholder rights litigation firm, announces the filing of a class action lawsuit against Full Truck Alliance Co. Ltd. (FTA or the Company) (NYSE: YMM ) for violations of the federal securities laws.
  • We also encourage you to contact Brian Schall of the Schall Law Firm, 2049 Century Park East, Suite 2460, Los Angeles, CA 90067, at 310-301-3335, to discuss your rights free of charge.
  • The class, in this case, has not yet been certified, and until certification occurs, you are not represented by an attorney.
  • The Schall Law Firm represents investors around the world and specializes in securities class action lawsuits and shareholder rights litigation.