United States Securities Regulation

SHAREHOLDER ACTION ALERT: The Schall Law Firm Announces the Filing of a Class Action Lawsuit Against Root, Inc. and Encourages Investors with Losses in Excess of $100,000 to Contact the Firm

Retrieved on: 
Monday, March 22, 2021

The Schall Law Firm , a national shareholder rights litigation firm, announces the filing of a class action lawsuit against Root, Inc. (Root or the Company) (NASDAQ: ROOT ) for violations of the federal securities laws.

Key Points: 
  • The Schall Law Firm , a national shareholder rights litigation firm, announces the filing of a class action lawsuit against Root, Inc. (Root or the Company) (NASDAQ: ROOT ) for violations of the federal securities laws.
  • We also encourage you to contact Brian Schall of the Schall Law Firm, 2049 Century Park East, Suite 2460, Los Angeles, CA 90067, at 310-301-3335, to discuss your rights free of charge.
  • The class, in this case, has not yet been certified, and until certification occurs, you are not represented by an attorney.
  • The Schall Law Firm represents investors around the world and specializes in securities class action lawsuits and shareholder rights litigation.

NUTANIX 24 HOUR DEADLINE ALERT: FORMER LOUISIANA ATTORNEY GENERAL AND KAHN SWICK & FOTI, LLC REMIND INVESTORS WITH LOSSES IN EXCESS OF $100,000 of Deadline in Class Action Lawsuit Against Nutanix, Inc. - NTNX

Retrieved on: 
Monday, March 22, 2021

This action is pending in the United States District Court for the Northern District of California.

Key Points: 
  • This action is pending in the United States District Court for the Northern District of California.
  • Nutanix and certain of its executives are charged with failing to disclose material information during the Class Period, violating federal securities laws.
  • About Kahn Swick & Foti, LLC
    KSF, whose partners include former Louisiana Attorney General Charles C. Foti, Jr., is one of the nations premier boutique securities litigation law firms.
  • To learn more about KSF, you may visit www.ksfcounsel.com .

Bucephalus Closes Private Placement

Retrieved on: 
Friday, March 19, 2021

Toronto, Ontario--(Newsfile Corp. - March 19, 2021) - Bucephalus Capital Corp. ("Bucephalus" or the "Company") (CSE: BCA) is pleased to announce that further to its press release dated March 2, 2021, the Company has closed the non-brokered private placement (the "Private Placement") as detailed below.

Key Points: 
  • Toronto, Ontario--(Newsfile Corp. - March 19, 2021) - Bucephalus Capital Corp. ("Bucephalus" or the "Company") (CSE: BCA) is pleased to announce that further to its press release dated March 2, 2021, the Company has closed the non-brokered private placement (the "Private Placement") as detailed below.
  • Proceeds from the Private Placement will be used by the Company for working capital and for other general and administrative costs.
  • All securities issued under the Private Placement are subject to a four month hold period in accordance with applicable securities laws.
  • The Company did not file a material change report in respect of the related party transaction at least 21 days before the closing of the Private Placement, which the Company deems reasonable in the circumstances in order to complete the Private placement in an expeditious manner.

Ikänik Farms Receives Conditional Approval to List on the Canadian Securities Exchange

Retrieved on: 
Thursday, March 18, 2021

The Transaction will result in a reverse takeover of the CIVC by the security holders of Iknik Farms.

Key Points: 
  • The Transaction will result in a reverse takeover of the CIVC by the security holders of Iknik Farms.
  • Iknik Farms is creating a dynamic portfolio of cannabis brands, inspired by its passion for health and wellness, and action sports.
  • This news release includes "forward-looking information" and "forward-looking statements" within the meaning of Canadian securities laws and United States securities laws (together, "forward-looking information).
  • On behalf of the Board of Directors of Iknik Farms Inc.
    View original content to download multimedia: http://www.prnewswire.com/news-releases/ikanik-farms-receives-conditiona...

New Found Gold Announces Fully Subscribed $15.0 Million Flow Through Private Placement with Eric Sprott at $5.25/share

Retrieved on: 
Thursday, March 18, 2021

Persons (as defined in Regulation S under the 1933 Act) unless registered under the 1933 Act and applicable state securities laws, or an exemption from such registration requirements is available.

Key Points: 
  • Persons (as defined in Regulation S under the 1933 Act) unless registered under the 1933 Act and applicable state securities laws, or an exemption from such registration requirements is available.
  • Although the Company believes that such statements are reasonable, it can give no assurance that such expectations will prove to be correct.
  • Consequently, there can be no assurances that such statements will prove to be accurate and actual results and future events could differ materially from those anticipated in such statements.
  • View original content to download multimedia: http://www.prnewswire.com/news-releases/new-found-gold-announces-fully-s...
    SOURCE New Found Gold Corp.

DGAP-News: Douglas GmbH: Douglas GmbH Announces Offering of €1,000 Million Senior Secured Notes due 2026 and €300 Million Senior PIK Notes due 2026

Retrieved on: 
Thursday, March 18, 2021

Manufacturer target market (MiFID II product governance; UK MiFIR product governance) is eligible counterparties and professional clients only (all distribution channels).

Key Points: 
  • Manufacturer target market (MiFID II product governance; UK MiFIR product governance) is eligible counterparties and professional clients only (all distribution channels).
  • No PRIIPs or UK PRIIPs key information document (KID) has been prepared as the offering is not available to retail investors in EEA or the United Kingdom, respectively.
  • Any failure to comply with these restrictions may constitute a violation of the laws of any such jurisdiction.
  • This news release may include "forward-looking statements" within the meaning of the securities laws of certain applicable jurisdictions.

INVESTIGATION ALERT: The Schall Law Firm Announces it is Investigating Claims Against Plug Power Inc. and Encourages Investors with Losses of $250,000 to Contact the Firm

Retrieved on: 
Tuesday, March 16, 2021

The Schall Law Firm , a national shareholder rights litigation firm, announces that it is investigating claims on behalf of investors of Plug Power Inc. (Plug Power or the Company) (NASDAQ: PLUG ) for violations of the securities laws.

Key Points: 
  • The Schall Law Firm , a national shareholder rights litigation firm, announces that it is investigating claims on behalf of investors of Plug Power Inc. (Plug Power or the Company) (NASDAQ: PLUG ) for violations of the securities laws.
  • The investigation focuses on whether the Company issued false and/or misleading statements and/or failed to disclose information pertinent to investors.
  • Plug Power failed to file its annual report for 2020 in a timely manner due to delays in reviewing the classification of certain costs and other matters.
  • The Schall Law Firm represents investors around the world and specializes in securities class action lawsuits and shareholder rights litigation.

Leucrotta Exploration Announces Upsize to Previously Announced Bought Deal Financing to C$30 Million

Retrieved on: 
Tuesday, March 16, 2021

FAILURE TO COMPLY WITH THIS RESTRICTION MAY CONSTITUTE A VIOLATION OF UNITED STATES SECURITIES LAW.

Key Points: 
  • FAILURE TO COMPLY WITH THIS RESTRICTION MAY CONSTITUTE A VIOLATION OF UNITED STATES SECURITIES LAW.
  • CALGARY, Alberta, March 16, 2021 (GLOBE NEWSWIRE) -- Leucrotta Exploration Inc. (the Company or Leucrotta) (TSX-V: LXE) is pleased to announce that, further to its press release dated March 15, 2021, it has entered into an amended agreement with a syndicate of underwriters amending the terms of its previously announced C$20 million bought deal financing to increase the size of the offering to C$30.0 million (the Upsized Offering).
  • All other terms of the previously announced financing remain unamended.
  • Since forward-looking statements and information address future events and conditions, by their very nature they involve inherent risks and uncertainties.

Dilendorf Law Firm: Will NFTs be Deemed Securities Subject to the U.S. SEC Laws and Regulations?

Retrieved on: 
Tuesday, March 16, 2021

and Gleb Zaslavsky, Esq of Dilendorf Law Firm PLLC , NYC's Top Law Firm for The Digital Age & Bari Zahn of Zahn Law Group LLP , Top Crypto Tax Law Firm.

Key Points: 
  • and Gleb Zaslavsky, Esq of Dilendorf Law Firm PLLC , NYC's Top Law Firm for The Digital Age & Bari Zahn of Zahn Law Group LLP , Top Crypto Tax Law Firm.
  • Questions are swirling about whether NFTs will eventually be deemed securities by the Securities and Exchange Commission ("SEC") and become subject to state and federal securities regulations.
  • The answer to whether NFTs may be treated as securities under U.S. law is maybe perhaps, not all NFTs will be viewed by the US regulators as securities, but quite possibly certain NFTs indeed will be.
  • NFTs offered and sold as securities will become subject to certain securities laws and regulations, such as the requirement to register with the SEC as a security.

Purpose Investments Inc. Announces Risk Rating Reduction for Foundation Wealth Diversifier Pool

Retrieved on: 
Monday, March 15, 2021

TORONTO, March 15, 2021 (GLOBE NEWSWIRE) -- Purpose Investments Inc. (Purpose) announced today that it has lowered the risk rating for Foundation Wealth Diversifier Pool (the Fund) from high to low-to-medium.

Key Points: 
  • TORONTO, March 15, 2021 (GLOBE NEWSWIRE) -- Purpose Investments Inc. (Purpose) announced today that it has lowered the risk rating for Foundation Wealth Diversifier Pool (the Fund) from high to low-to-medium.
  • Such change is a result of the risk rating methodology mandated by the Canadian Securities Administrators and an annual review by Purpose to determine the risk level of its publicly-offered mutual funds.
  • The reduction of the risk rating will be reflected in the Funds offering documents which will be completed in accordance with applicable securities laws.
  • Purpose Investments is led by well-known entrepreneur Som Seif and is a division of Purpose Financial, a technology focused financial services platform.