United States Securities Regulation

Edenred successfully placed its first sustainability-linked convertible bonds for a nominal amount of approximately €400 million

Retrieved on: 
Wednesday, June 9, 2021
Stock market, Bond, Security, United States Securities Regulation

Any failure to comply with these restrictions may constitute a violation of the securities laws of any such jurisdiction.

Key Points: 
  • Any failure to comply with these restrictions may constitute a violation of the securities laws of any such jurisdiction.
  • No action has been or will be taken in any country in which such registration or approval would be required.
  • The value of the Bonds and the shares of Edenred can decrease as well as increase.
  • Potential investors should consult a professional adviser as to the suitability of the Bonds for them.

ST. JAMES GOLD CORP. (TSX-V: LORD) ADDS FLOW-THROUGH COMPONENT TO PREVIOUSLY ANNOUNCED $6.5M BROKERED PRIVATE PLACEMENT

Retrieved on: 
Tuesday, June 8, 2021
Communication, Forward-looking statement, Economy of Toronto, Toronto Stock Exchange, United States Securities Regulation, TSX Venture Exchange, Economy of Canada, SEC filings, Economies

The Offering will be conducted pursuant to the terms of an agency agreement to be entered into between the Company and the Agent on or prior to the Closing Date.

Key Points: 
  • The Offering will be conducted pursuant to the terms of an agency agreement to be entered into between the Company and the Agent on or prior to the Closing Date.
  • The closing of the Offering is subject to, among other things, the receipt of all necessary approvals from the TSX Venture Exchange (the TSXV).
  • For more corporate information please visit: http://stjamesgold.com/
    This news release contains forward-looking statements and forward-looking information within the meaning of Canadian securities laws (collectively, forward-looking statements).
  • Any forward-looking statements contained in this news release are expressly qualified in their entirety by this cautionary statement.

Obsidian Energy Announces Early Start to Second Half Development Program and Corporate Update Webcast

Retrieved on: 
Tuesday, June 8, 2021
Communication, Forward-looking statement, OTC Markets Group, United States Securities Regulation

Certain statements contained in this document constitute forward-looking statements or information (collectively "forward-looking statements") within the meaning of the "safe harbour" provisions of applicable securities legislation.

Key Points: 
  • Certain statements contained in this document constitute forward-looking statements or information (collectively "forward-looking statements") within the meaning of the "safe harbour" provisions of applicable securities legislation.
  • Unless otherwise specified, the forward-looking statements contained in this document speak only as of the date of this document.
  • Except as expressly required by applicable securities laws, we do not undertake any obligation to publicly update or revise any forward.
  • Obsidian Energy shares are listed on both the Toronto Stock Exchange in Canada and the OTCQX Market in the United States under the symbol "OBE" and "OBELF" respectively.

ComplyTrust(TM) Expands Its Software Development Team

Retrieved on: 
Tuesday, June 8, 2021
SEC filings, Communication, Forward-looking statement, United States Securities Regulation, Private Securities Litigation Reform Act, United States securities law, Federal government of the United States, Financial markets, U.S. Securities and Exchange Commission, United States corporate law, Regulation S-K

This news release contains forward-looking statements and information within the meaning of applicable securities laws (collectively, "forward-looking statements"), including the United States Private Securities Litigation Reform Act of 1995.

Key Points: 
  • This news release contains forward-looking statements and information within the meaning of applicable securities laws (collectively, "forward-looking statements"), including the United States Private Securities Litigation Reform Act of 1995.
  • All statements in this news release which are not purely historical are forward-looking statements and include any statements regarding beliefs, plans, expectations or intentions regarding the future.
  • Such forward-looking statements include, among others, statements as to the intended uses of the proceeds received from the Offering.
  • These reports and Oculus' public filings are available at www.sec.gov in the United States and www.sedar.com in Canada.

REKOR ALERT: Bragar Eagel & Squire, P.C. is Investigating Rekor Systems, Inc. on Behalf of Rekor Stockholders and Encourages Investors to Contact the Firm

Retrieved on: 
Tuesday, June 8, 2021
Legal, Professional services, Finance, Money, Stock market, Economy, Security, Stock, United States Securities Regulation, Investor

Bragar Eagel & Squire, P.C., a nationally recognized shareholder rights law firm, is investigating potential claims against Rekor Systems, Inc. (NASDAQ: REKR) on behalf of Rekor stockholders.

Key Points: 
  • Bragar Eagel & Squire, P.C., a nationally recognized shareholder rights law firm, is investigating potential claims against Rekor Systems, Inc. (NASDAQ: REKR) on behalf of Rekor stockholders.
  • Our investigation concerns whether Rekor has violated the federal securities laws and/or engaged in other unlawful business practices.
  • The same day, Mariner Research Group published a report entitled REKR - Government documents to not support investor expectations.
  • The firm represents individual and institutional investors in commercial, securities, derivative, and other complex litigation in state and federal courts across the country.

Coastal Trademark Services Announces Issuance of U.S. Patent for Hemptown USA(R)

Retrieved on: 
Monday, June 7, 2021
Communication, Forward-looking statement, Canadian securities regulation, United States Securities Regulation, Business

This news release contains statements that are "forward-looking information" as defined under Canadian securities laws ("forward-looking statements").

Key Points: 
  • This news release contains statements that are "forward-looking information" as defined under Canadian securities laws ("forward-looking statements").
  • These forward-looking statements are often identified by words such as "intends", "anticipates", "expects", "believes", "plans", "likely", or similar words.
  • Except as required under applicable securities legislation, the Company undertakes no obligation to publicly update or revise forward-looking information.
  • To view the source version of this press release, please visit https://www.newsfilecorp.com/release/86781

SEC Charges Couple With Insider Trading on Confidential Clinical Trial Data

Retrieved on: 
Monday, June 7, 2021
Stock market, Corporate crime, Articles, Corruption, Information, Insider trading, U.S. Securities and Exchange Commission, United States Securities Regulation, Economy, Finance

Washington, D.C.--(Newsfile Corp. - June 7, 2021) - The Securities and Exchange Commission today charged a New York-based couple with insider trading in the stock of the pharmaceutical company where one of them worked as a clinical trial project manager.The defendants have agreed to pay more than $325,000 to settle the charges.

Key Points: 
  • Washington, D.C.--(Newsfile Corp. - June 7, 2021) - The Securities and Exchange Commission today charged a New York-based couple with insider trading in the stock of the pharmaceutical company where one of them worked as a clinical trial project manager.The defendants have agreed to pay more than $325,000 to settle the charges.
  • As alleged, by selling their stock in advance of the news, Calice avoided losses of $103,875 and his uncle avoided losses of $14,434.
  • The SECs complaint, filed in federal district court in Manhattan, charges Calice and Hand with violating the antifraud provisions of the federal securities laws.
  • The case was supervised by Sanjay Wadhwa.The SEC appreciates the assistance of the Financial Industry Regulatory Authority.

BREA to be Renamed as Brompton Sustainable Real Assets Dividend ETF

Retrieved on: 
Monday, June 7, 2021
Investment funds, Communication, Forward-looking statement, Exchange-traded fund, Stock exchange, Closed-end fund, United States Securities Regulation, Exchange-traded product, Economy

Founded in 2000, Brompton Funds Limited (Brompton) is an experienced investment fund manager with income focused investment solutions including Toronto Stock Exchange listed closed-end funds and exchange-traded funds.

Key Points: 
  • Founded in 2000, Brompton Funds Limited (Brompton) is an experienced investment fund manager with income focused investment solutions including Toronto Stock Exchange listed closed-end funds and exchange-traded funds.
  • Returns are for the periods ended May 31, 2021 and are unaudited.
  • Certain statements contained in this news release constitute forward-looking information within the meaning of Canadian securities laws.
  • These forward-looking statements are made as of the date hereof and we assume no obligation to update or revise them to reflect new events or circumstances.

Neovasc Reducer System Receives First National Reimbursement in Europe

Retrieved on: 
Monday, June 7, 2021
Communication, Forward-looking statement, Private Securities Litigation Reform Act, United States Securities Regulation, Canadian securities regulation, Business, Financial markets, Economy

NHS England Provides National Coverage

Key Points: 
  • Certain statements in this news release contain forward-looking statements within the meaning of the U.S.
  • Private Securities Litigation Reform Act of 1995 and applicable Canadian securities laws that may not be based on historical fact.
  • When used herein, the words "expect", "anticipate", "estimate", "may", "will", "should", "intend," "believe", and similar expressions, are intended to identify forward-looking statements.
  • To view the source version of this press release, please visit https://www.newsfilecorp.com/release/86666

Neovasc Reducer System Receives First National Reimbursement in Europe

Retrieved on: 
Monday, June 7, 2021
Communication, Forward-looking statement, Private Securities Litigation Reform Act, Canadian securities regulation, United States Securities Regulation, Business, Federal government of the United States

Certain statements in this news release contain forward-looking statements within the meaning of the U.S.

Key Points: 
  • Certain statements in this news release contain forward-looking statements within the meaning of the U.S.
  • Private Securities Litigation Reform Act of 1995 and applicable Canadian securities laws that may not be based on historical fact.
  • When used herein, the words "expect", "anticipate", "estimate", "may", "will", "should", "intend," "believe", and similar expressions, are intended toidentify forward-looking statements.
  • The Company has no intention and undertakes no obligation to update or revise any forward-looking statements beyond required periodic filings with securities regulators, whether as a result of new information, future events or otherwise, except as required by law.